LEO WEALTH, LLC
Adviser information for LEO WEALTH, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 31 |
|---|---|
| Investment Advisory/Research | 29 |
| Registered Broker-Dealer Representatives | 16 |
| Registered State Investment Advisers | 29 |
| Licensed Agents of an Insurance Company | 14 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,937 | $1.5B |
| Non-Discretionary | 0 | $0 |
| Total | 3,937 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,753 | $227.8M |
| HNW Individuals | 678 | $1.2B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 9 | $6.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 42 | $106.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesFINANCIAL PLANNING FEES |
Principal Office
860 AIRPORT FREEWAYSUITE 402
HURST
TX
United States
Monday - Friday, 8:00-5:00
Tel: 817-354-1090, Fax: 817-354-4477
Chief Compliance Officer
STEPHEN TALLY
CHIEF OPERATING OFFICER
860 AIRPORT FREEWAY
SUITE 402
HURST
TX
United States
Tel:
817-354-1090
Fax:
817-354-4477
S************@************M
(Full email address available in API data)
Industry Affiliates
| LEO BROKERAGE, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| LEO FUND MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| LEO FUND SERVICES, LLC | Other investment adviser, including financial planners |
| LEO INSURANCE SOLUTIONS, LLC | Insurance company or agency |
| LEO TAX AND CONSULTING SERVICES LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEO CAPITAL CORP HOLDINGS, LLC | Domestic Entity | – | MEMBER | 08/2016 | > 75% |
| ALLAIN, MATTHEW, JAMES | Individual | – | CEO | 08/2016 | < 5% |
| TALLY, STEPHEN, DALLAS | Individual | – | CCO | 08/2021 | < 5% |
| RUSTIN, JON, D | Individual | – | CFO | 08/2016 | < 5% |
| LEO CAPITAL CORP | Domestic Entity | LEO CAPITAL CORP HOLDINGS, LLC | OWNER | 07/2021 | > 75% |
| PAPADOPOULOS, JESSICA, CAROLYN CUTRERA | Individual | – | PRESIDENT | 07/2021 | < 5% |
| OVERDIJK, HARMEN, CHRISTIAAN | Individual | – | CIO | 07/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ARCH CAP GROUP LTD | ORD | 528K | 5K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 1M | 4K | – |
| EATON CORP PLC | SHS | 519K | 2K | – |
| ECARX HOLDINGS INC | CLASS A ORD | 6M | 3M | – |
| GRAB HOLDINGS LIMITED | CLASS A ORD | 64K | 18K | – |
| LINDE PLC | SHS | 383K | 874 | – |
| MEDTRONIC PLC | SHS | 2M | 30K | – |
| PROPERTYGURU GROUP LTD | ORD SHS | 52K | 10K | – |
| BUNGE GLOBAL SA | COM SHS | 255K | 2K | – |
| CHUBB LIMITED | COM | 270K | 1K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 371K | 360 | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 368K | 4K | – |
| NXP SEMICONDUCTORS N V | COM | 226K | 841 | – |
| AT&T INC | COM | 3M | 170K | – |
| ARK ETF TR | NEXT GNRTN INTER | 211K | 3K | – |
| ABBOTT LABS | COM | 2M | 17K | – |
| ABBVIE INC | COM | 4M | 21K | – |
| ABRDN ETFS | BBG INDUSTRL MET | 2M | 69K | – |
| ABRDN SILVER ETF TRUST | PHYSCL SILVR SHS | 958K | 34K | – |
| ADOBE INC | COM | 771K | 1K | – |
| ADVANCED MICRO DEVICES INC | COM | 765K | 5K | – |
| AFFIRM HLDGS INC | COM CL A | 35M | 1M | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 1M | 16K | – |
| ALPHABET INC | CAP STK CL C | 4M | 19K | – |
| ALPHABET INC | CAP STK CL A | 5M | 28K | – |
| ALTRIA GROUP INC | COM | 782K | 17K | – |
| AMAZON COM INC | COM | 29M | 152K | – |
| AMERICAN CENTY ETF TR | US EQT ETF | 37M | 406K | – |
| AMERICAN ELEC PWR CO INC | COM | 398K | 5K | – |
| AMERICAN EXPRESS CO | COM | 782K | 3K | – |
| AMGEN INC | COM | 1M | 4K | – |
| APPLE INC | COM | 30M | 142K | – |
| APPLIED MATLS INC | COM | 267K | 1K | – |
| ARES MANAGEMENT CORPORATION | CL A COM STK | 396K | 3K | – |
| AVANTOR INC | COM | 841K | 40K | – |
| BCE INC | COM NEW | 1M | 32K | – |
| BANK AMERICA CORP | COM | 479K | 12K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 7M | 18K | – |
| BIOGEN INC | COM | 3M | 14K | – |
| BLACKROCK INC | COM | 9M | 11K | – |
| BLACKROCK MUNI INCOME TR II | COM | 2M | 179K | – |
| BLACKROCK MUNIVEST FD INC | COM | 2M | 273K | – |
| BLACKSTONE STRATEGIC CRED 20 | COM SHS BEN IN | 153K | 13K | – |
| BLACKSTONE INC | COM | 781K | 6K | – |
| BOEING CO | COM | 475K | 3K | – |
| BOOKING HOLDINGS INC | COM | 1M | 268 | – |
| BRISTOL-MYERS SQUIBB CO | COM | 445K | 11K | – |
| BROADCOM INC | COM | 2M | 1K | – |
| CBRE GBL REAL ESTATE INC FD | COM | 62K | 12K | – |
| THE CIGNA GROUP | COM | 249K | 753 | – |
| CSX CORP | COM | 714K | 21K | – |
| CVS HEALTH CORP | COM | 357K | 6K | – |
| CADENCE DESIGN SYSTEM INC | COM | 225K | 732 | – |
| CAMECO CORP | COM | 592K | 12K | – |
| CAMPBELL SOUP CO | COM | 233K | 5K | – |
| CATERPILLAR INC | COM | 532K | 2K | – |
| CHEVRON CORP NEW | COM | 1M | 7K | – |
| CISCO SYS INC | COM | 3M | 57K | – |
| CITIGROUP INC | COM NEW | 674K | 11K | – |
| CLOROX CO DEL | COM | 382K | 3K | – |
| COCA COLA CO | COM | 1M | 19K | – |
| COCA-COLA FEMSA SAB DE CV | SPONSORD ADR REP | 965K | 11K | – |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 786K | 12K | – |
| COLGATE PALMOLIVE CO | COM | 528K | 6K | – |
| COMCAST CORP NEW | CL A | 1M | 33K | – |
| CONOCOPHILLIPS | COM | 723K | 6K | – |
| CONSTELLATION BRANDS INC | CL A | 829K | 3K | – |
| CORNING INC | COM | 259K | 7K | – |
| CORTEVA INC | COM | 404K | 8K | – |
| COSTCO WHSL CORP NEW | COM | 3M | 3K | – |
| CROWN CASTLE INC | COM | 3M | 36K | – |
| CUMMINS INC | COM | 319K | 1K | – |
| DATADOG INC | CL A COM | 263K | 2K | – |
| DECKERS OUTDOOR CORP | COM | 2M | 2K | – |
| DELL TECHNOLOGIES INC | CL C | 505K | 4K | – |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 881K | 15K | – |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 601K | 15K | – |
| DISNEY WALT CO | COM | 269K | 3K | – |
| DOW INC | COM | 809K | 15K | – |
| DUKE ENERGY CORP NEW | COM NEW | 2M | 17K | – |
| DUPONT DE NEMOURS INC | COM | 807K | 10K | – |
| DZS INC | COM | 14K | 12K | – |
| EATON VANCE TAX-MANAGED GLOB | COM | 751K | 89K | – |
| EDWARDS LIFESCIENCES CORP | COM | 1M | 12K | – |
| EMERSON ELEC CO | COM | 5M | 43K | – |
| ENBRIDGE INC | COM | 232K | 7K | – |
| ENCORE WIRE CORP | COM | 2M | 8K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 207K | 13K | – |
| ENTERGY CORP NEW | COM | 1M | 11K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 674K | 23K | – |
| ENVELA CORP | COM | 384K | 83K | – |
| EXXON MOBIL CORP | COM | 4M | 39K | – |
| EYENOVIA INC | COM | 11K | 16K | – |
| META PLATFORMS INC | CL A | 3M | 7K | – |
| FATE THERAPEUTICS INC | COM | 34K | 10K | – |
| FEDEX CORP | COM | 401K | 1K | – |
| FIDELITY COVINGTON TRUST | ENHANCED LARGE | 774K | 25K | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 217K | 1K | – |
| FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 674K | 20K | – |
| 5E ADVANCED MATERIALS INC | COMMON STOCK | 51K | 43K | – |
| FORD MTR CO DEL | COM | 229K | 18K | – |
| FRANKLIN TEMPLETON ETF TR | FTSE CHINA | 5M | 285K | – |
| FRANKLIN TEMPLETON ETF TR | US MID CP MLTFCT | 3M | 56K | – |
| FREEPORT-MCMORAN INC | CL B | 567K | 12K | – |
| GENERAL DYNAMICS CORP | COM | 302K | 1K | – |
| GE AEROSPACE | COM NEW | 648K | 4K | – |
| GENERAL MLS INC | COM | 605K | 10K | – |
| GILEAD SCIENCES INC | COM | 2M | 25K | – |
| GSK PLC | SPONSORED ADR | 323K | 8K | – |
| GLOBAL PARTNERS LP | COM UNITS | 664K | 15K | – |
| GOLDMAN SACHS GROUP INC | COM | 1M | 3K | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 41M | 381K | – |
| GRANITESHARES GOLD TR | SHS BEN INT | 226K | 10K | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 565K | 11K | – |
| GUARANTY BANCSHARES INC TEX | COM | 291K | 9K | – |
| HSBC HLDGS PLC | SPON ADR NEW | 203K | 5K | – |
| HOLOGIC INC | COM | 443K | 6K | – |
| HOME DEPOT INC | COM | 2M | 7K | – |
| HONEYWELL INTL INC | COM | 1M | 5K | – |
| HYZON MOTORS INC | COM CL A | 4K | 11K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 3M | 19K | – |
| INVESCO QQQ TR | UNIT SER 1 | 13M | 28K | – |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 2M | 165K | – |
| INTUIT | COM | 206K | 314 | – |
| INVESCO TR INVT GRADE MUNS | COM | 2M | 196K | – |
| INVESCO EXCHANGE TRADED FD T | S&P 500 TOP 50 | 6M | 125K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 MUNI | 2M | 78K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 MUNI | 2M | 64K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2026 CB | 1M | 56K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 HY | 1M | 44K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 CB | 3M | 132K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 HY | 1M | 55K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 1M | 61K | – |
| INVESCO DB MULTI-SECTOR COMM | ENERGY FD | 780K | 37K | – |
| AUTHID INC | COM | 2M | 172K | – |
| ISHARES INC | JP MRG EM CRP BD | 7M | 166K | – |
| ISHARES INC | ASIA/PAC DIV ETF | 419K | 12K | – |
| ISHARES INC | JP MORGAN EM ETF | 3M | 98K | – |
| ISHARES TR | SELECT DIVID ETF | 829K | 7K | – |
| ISHARES TR | CORE S&P500 ETF | 5M | 9K | – |
| ISHARES TR | CORE US AGGBD ET | 497K | 5K | – |
| ISHARES TR | MSCI EMG MKT ETF | 984K | 23K | – |
| ISHARES TR | IBOXX INV CP ETF | 15M | 142K | – |
| ISHARES TR | GLOB HLTHCRE ETF | 7M | 74K | – |
| ISHARES TR | GLOBAL FINLS ETF | 479K | 6K | – |
| ISHARES TR | S&P 500 VAL ETF | 4M | 22K | – |
| ISHARES TR | 20 YR TR BD ETF | 11M | 120K | – |
| ISHARES TR | 7-10 YR TRSY BD | 28M | 298K | – |
| ISHARES TR | MSCI EAFE ETF | 636K | 8K | – |
| ISHARES TR | RUS MID CAP ETF | 1M | 17K | – |
| ISHARES TR | CORE S&P MCP ETF | 2M | 32K | – |
| ISHARES TR | ISHARES SEMICDTR | 274K | 1K | – |
| ISHARES TR | ISHARES BIOTECH | 363K | 3K | – |
| ISHARES TR | RUS 1000 VAL ETF | 547K | 3K | – |
| ISHARES TR | RUS 1000 GRW ETF | 3M | 9K | – |
| ISHARES TR | RUS 2000 VAL ETF | 306K | 2K | – |
| ISHARES TR | RUS 2000 GRW ETF | 384K | 1K | – |
| ISHARES TR | RUSSELL 2000 ETF | 470K | 2K | – |
| ISHARES TR | U.S. TECH ETF | 235K | 2K | – |
| ISHARES TR | CORE S&P SCP ETF | 4M | 38K | – |
| ISHARES TR | SP SMCP600VL ETF | 504K | 5K | – |
| ISHARES TR | MSCI ACWI EX US | 1M | 21K | – |
| ISHARES TR | MRGSTR MD CP GRW | 2M | 32K | – |
| ISHARES TR | INTL SEL DIV ETF | 256K | 9K | – |
| ISHARES TR | SHORT TREAS BD | 623K | 6K | – |
| ISHARES TR | RUS TP200 VL ETF | 358K | 5K | – |
| ISHARES TR | RUS TP200 GR ETF | 3M | 14K | – |
| ISHARES TR | MSCI USA MIN VOL | 680K | 8K | – |
| ISHARES U S ETF TR | INT RT HDG C B | 19M | 208K | – |
| ISHARES TR | MSCI USA QLT FCT | 465K | 3K | – |
| ISHARES TR | CORE MSCI EAFE | 266K | 4K | – |
| ISHARES INC | CORE MSCI EMKT | 374K | 7K | – |
| ISHARES TR | IBONDS DEC25 ETF | 6M | 224K | – |
| ISHARES TR | IBONDS DEC24 ETF | 5M | 208K | – |
| ISHARES TR | MSCI INTL QUALTY | 2M | 53K | – |
| ISHARES TR | CORE DIV GRWTH | 2M | 41K | – |
| ISHARES TR | GLOBAL REIT ETF | 448K | 19K | – |
| ISHARES TR | HDG MSCI EAFE | 294K | 8K | – |
| ISHARES TR | HDG MSCI JAPAN | 371K | 9K | – |
| ISHARES TR | IBONDS DEC2026 | 4M | 181K | – |
| ISHARES TR | MSCI INTL VLU FT | 591K | 21K | – |
| ISHARES TR | ESG AWR MSCI USA | 2M | 19K | – |
| ISHARES TR | CORE INTL AGGR | 5M | 93K | – |
| ISHARES TR | IBONDS 27 ETF | 2M | 81K | – |
| ISHARES TR | IBONDS DEC 25 | 2M | 71K | – |
| ISHARES TR | IBDS DEC28 ETF | 1M | 48K | – |
| ISHARES TR | IBONDS DEC | 1M | 43K | – |
| ISHARES TR | IBONDS DEC 29 | 737K | 32K | – |
| ISHARES TR | IBONDS 28 TRM TS | 611K | 28K | – |
| ISHARES TR | IBONDS 27 TRM TS | 719K | 33K | – |
| ISHARES TR | IBONDS 26 TRM TS | 2M | 88K | – |
| ISHARES TR | IBONDS 25 TRM TS | 4M | 154K | – |
| ISHARES TR | IBONDS 24 TRM TS | 3M | 112K | – |
| JPMORGAN CHASE & CO. | COM | 2M | 10K | – |
| J P MORGAN EXCHANGE TRADED F | MKT EXPN ENHNCD | 870K | 15K | – |
| J P MORGAN EXCHANGE TRADED F | INTRNL RES EQT | 20M | 324K | – |
| J P MORGAN EXCHANGE TRADED F | BETABULDRS JAPAN | 970K | 17K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 299K | 5K | – |
| J P MORGAN EXCHANGE TRADED F | CORE PLUS BD ETF | 2M | 36K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 457K | 9K | – |
| J P MORGAN EXCHANGE TRADED F | HEDGED EQUITY LA | 6M | 104K | – |
| JANUS DETROIT STR TR | HENDERSON MTG | 12M | 273K | – |
| JOHNSON & JOHNSON | COM | 74M | 504K | – |
| KKR & CO INC | COM | 376K | 4K | – |
| KELLANOVA | COM | 2M | 28K | – |
| KENVUE INC | COM | 3M | 151K | – |
| KIMBERLY-CLARK CORP | COM | 1M | 10K | – |
| KRAFT HEINZ CO | COM | 2M | 54K | – |
| LAS VEGAS SANDS CORP | COM | 687K | 16K | – |
| ELI LILLY & CO | COM | 3M | 4K | – |
| LINKBANCORP INC | COM | 74K | 12K | – |
| LOCKHEED MARTIN CORP | COM | 587K | 1K | – |
| LOWES COS INC | COM | 533K | 2K | – |
| LUMINAR TECHNOLOGIES INC | COM CL A | 19K | 13K | – |
| MASTERCARD INCORPORATED | CL A | 3M | 7K | – |
| MCDONALDS CORP | COM | 633K | 3K | – |
| MCKESSON CORP | COM | 238K | 408 | – |
| MERCADOLIBRE INC | COM | 651K | 405 | – |
| MERCK & CO INC | COM | 2M | 12K | – |
| METLIFE INC | COM | 257K | 4K | – |
| MICROSOFT CORP | COM | 16M | 36K | – |
| MONDELEZ INTL INC | CL A | 550K | 8K | – |
| NATIONAL GRID PLC | SPONSORED ADR NE | 945K | 17K | – |
| NETFLIX INC | COM | 1M | 2K | – |
| NEXTERA ENERGY INC | COM | 289K | 4K | – |
| NIKE INC | CL B | 214K | 3K | – |
| NOVARTIS AG | SPONSORED ADR | 1M | 13K | – |
| NOVO-NORDISK A S | ADR | 827K | 6K | – |
| NUVEEN S&P 500 BUY-WRITE INC | COM | 472K | 35K | – |
| NUVEEN AMT FREE QLTY MUN INC | COM | 2M | 177K | – |
| NVIDIA CORPORATION | COM | 10M | 84K | – |
| NUVEEN DOW 30 DYNMC OVERWRT | SHS | 322K | 23K | – |
| OMNICOM GROUP INC | COM | 348K | 4K | – |
| ONEOK INC NEW | COM | 238K | 3K | – |
| ORACLE CORP | COM | 811K | 6K | – |
| ORANGE | SPONSORED ADR | 989K | 99K | – |
| PALO ALTO NETWORKS INC | COM | 845K | 2K | – |
| PAYPAL HLDGS INC | COM | 206K | 4K | – |
| PEPSICO INC | COM | 1M | 8K | – |
| PFIZER INC | COM | 835K | 30K | – |
| PHILIP MORRIS INTL INC | COM | 553K | 5K | – |
| PHILLIPS 66 | COM | 247K | 2K | – |
| PROCTER AND GAMBLE CO | COM | 2M | 15K | – |
| PROGRESSIVE CORP | COM | 257K | 1K | – |
| PROSHARES TR | S&P MDCP 400 DIV | 318K | 4K | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 1M | 18K | – |
| QUALCOMM INC | COM | 635K | 3K | – |
| RTX CORPORATION | COM | 491K | 5K | – |
| REALTY INCOME CORP | COM | 312K | 6K | – |
| REGENERON PHARMACEUTICALS | COM | 949K | 903 | – |
| ROSS STORES INC | COM | 538K | 4K | – |
| SHELL PLC | SPON ADS | 425K | 6K | – |
| S&P GLOBAL INC | COM | 447K | 1K | – |
| SBA COMMUNICATIONS CORP NEW | CL A | 8M | 43K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 5M | 9K | – |
| SPDR GOLD TR | GOLD SHS | 2M | 7K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 368K | 10K | – |
| SPDR SER TR | NYSE TECH ETF | 202K | 1K | – |
| SPDR SER TR | S&P DIVID ETF | 399K | 3K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 18M | 281K | – |
| SPDR SER TR | S&P BIOTECH | 304K | 3K | – |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 634K | 15K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 2M | 4K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 424K | 793 | – |
| SPDR SER TR | PRTFLO S&P500 HI | 304K | 8K | – |
| SALESFORCE INC | COM | 2M | 8K | – |
| SANOFI | SPONSORED ADR | 1M | 24K | – |
| SCHLUMBERGER LTD | COM STK | 722K | 15K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 3M | 50K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 283K | 4K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 5M | 44K | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 211K | 3K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 15M | 199K | – |
| SELECT SECTOR SPDR TR | ENERGY | 989K | 11K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 431K | 10K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 320K | 1K | – |
| SENSEI BIOTHERAPEUTICS INC | COM | 9K | 15K | – |
| SERVICENOW INC | COM | 512K | 650 | – |
| SIMON PPTY GROUP INC NEW | COM | 258K | 2K | – |
| SOURCE CAP INC | COM | 233K | 5K | – |
| SOUTHERN CO | COM | 2M | 25K | – |
| STARWOOD PPTY TR INC | COM | 505K | 27K | – |
| SYNOPSYS INC | COM | 279K | 469 | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 527K | 3K | – |
| TARGET CORP | COM | 273K | 2K | – |
| TESLA INC | COM | 894K | 4K | – |
| TEXAS INSTRS INC | COM | 691K | 4K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 1M | 2K | – |
| 3M CO | COM | 342K | 3K | – |
| TORONTO DOMINION BK ONT | COM NEW | 687K | 13K | – |
| TOTALENERGIES SE | SPONSORED ADS | 1M | 17K | – |
| UNION PAC CORP | COM | 259K | 1K | – |
| UNITED MICROELECTRONICS CORP | SPON ADR NEW | 98K | 11K | – |
| UNITED PARCEL SERVICE INC | CL B | 273K | 2K | – |
| UNITEDHEALTH GROUP INC | COM | 1M | 2K | – |
| VANECK ETF TRUST | FALLEN ANGEL HG | 342K | 12K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 7M | 37K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 3M | 47K | – |
| VANGUARD WORLD FD | ESG INTL STK ETF | 44M | 760K | – |
| VANGUARD WORLD FD | ESG US STK ETF | 65M | 676K | – |
| VANGUARD WORLD FD | MEGA CAP INDEX | 3M | 14K | – |
| VANGUARD ADMIRAL FDS INC | 500 VAL IDX FD | 291K | 2K | – |
| VANGUARD WELLINGTON FD | US MINIMUM | 274K | 2K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 728K | 10K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 870K | 18K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 754K | 6K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 2M | 15K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 293K | 5K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 1M | 16K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 348K | 5K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 1M | 23K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 4M | 7K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 479K | 3K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 200K | 831 | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 1M | 6K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 267K | 2K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 8M | 21K | – |
| VANGUARD INDEX FDS | VALUE ETF | 3M | 16K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 3M | 10K | – |
| VERIZON COMMUNICATIONS INC | COM | 3M | 82K | – |
| VISA INC | COM CL A | 2M | 8K | – |
| VODAFONE GROUP PLC NEW | SPONSORED ADR | 1M | 130K | – |
| WALMART INC | COM | 2M | 27K | – |
| WASTE MGMT INC DEL | COM | 257K | 1K | – |
| WELLS FARGO CO NEW | COM | 294K | 5K | – |
| WESTERN ASSET MANAGED MUNS F | COM | 2M | 189K | – |
| WISDOMTREE TR | US MIDCAP DIVID | 403K | 9K | – |
| WISDOMTREE TR | US HGH YLD CORP | 7M | 156K | – |
| WISDOMTREE TR | EM EX ST-OWNED | 2M | 57K | – |
| WISDOMTREE TR | FLOATNG RAT TREA | 16M | 326K | – |
| WISDOMTREE TR | ENHNCD CMMDTY ST | 7M | 381K | – |
| WORLD GOLD TR | SPDR GLD MINIS | 1M | 30K | – |