Hedge Fund Database

CABANA ASSET MANAGEMENT

CABANA LLC Legal Name

Adviser information for CABANA ASSET MANAGEMENT last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Arkansas, United States

Employees

Total Number of Employees 22
Investment Advisory/Research 17
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 17
Licensed Agents of an Insurance Company 10
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 749 $738.6M
Non-Discretionary 0 $0
Total 749 $738.6M

Clients

Type Number RAUM
Individuals 324 $68.6M
HNW Individuals 36 $88.1M
Banking or thrift institutions 0 $0
Investment companies 1 $538.5M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 6 $20.1M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 1 $23.4M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSUB-ADVISORY SERVICES FOR OTHER ADVISERS
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-108439
SEC ERA File Number 801-108439
SEC CIK Numbers 1688539
SEC CRD Numbers 151418
Legal Entity Identifier None

Principal Office

220 S. SCHOOL AVE.
FAYETTEVILLE
AR
United States
Monday - Friday, 9:00 - 5:00
Tel: 479-442-6464, Fax: 479-442-6465

Websites

www.linkedin.com/company/thecabanagroup/ www.thecabanagroup.com twitter.com/thecabanagroup cabanaetfs.com/ www.facebook.com/thecabanagroup www.linkedin.com/company/cabana-etfs twitter.com/cabanaetfs www.instagram.com/cabanagroup/

Chief Compliance Officer

ALBERT MOORE
3 CANAL PLAZA
SUITE 100
PORTLAND
ME
United States
Tel: 866-251-6920
(Full email address available in API data)

Regulatory Contact

CHRIS CARNS
COO
5560 TENNYSON PARKWAY
SUITE 260
PLANO
TX
United States
Tel: 972-383-5300
(Full email address available in API data)

Industry Affiliates

CABANA FINANCIAL LLC Insurance company or agency
CABANA LAW GROUP, PLLC Lawyer or law firm
HESSE, HESSE & BLYTHE, PC Lawyer or law firm
PATRICK S. SCOBIE, P.C. Lawyer or law firm
SCRUGGS RIDGE & COMPANY, CPAS Accountant or accounting firm
THE MAZZANTI FIRM Lawyer or law firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MASON, GEORGE, CHADDWICK Individual – CEO 09/2005 < 5%
MASON, GEORGE, CHADDWICK Individual THE CABANA GROUP, LLC BOARD MEMBER 06/2020
THE CABANA GROUP, LLC Domestic Entity – MANAGING MEMBER 05/2017 > 75%
SHAFF, LOUIS, ABRAHAM Individual – CFO 05/2017 < 5%
Carns, Christopher, Lloyd Individual – COO 05/2017 < 5%
ROSS, JAMES, E Individual THE CABANA GROUP, LLC BOARD MEMBER 06/2020
Carns, Christopher, Lloyd Individual THE CABANA GROUP, LLC BOARD MEMBER 03/2021
MOORE, ALBERT, ASHOK Individual – CHIEF COMPLIANCE OFFICER 02/2023 < 5%
SHAFF, LOUIS, ABRAHAM Individual THE CABANA GROUP, LLC BOARD MEMBER 06/2020
Papamichalopoulos, Panagiotis Individual THE CABANA GROUP, LLC BOARD MEMBER 05/2022
CORIENT US HOLDINGS, LLC Domestic Entity THE CABANA GROUP, LLC MEMBER 06/2020 25-50%

No. Employees, Historic

30150201920202021202220232024202523 on 4/26/201921 on 7/8/201921 on 8/9/201922 on 12/24/201922 on 1/6/202022 on 3/31/202022 on 4/2/202022 on 6/29/202022 on 7/15/202023 on 9/17/202023 on 12/21/202023 on 3/11/202123 on 3/16/202123 on 3/19/202123 on 4/21/202123 on 4/27/202123 on 9/23/202123 on 11/17/202123 on 12/23/202123 on 1/28/202226 on 3/30/202226 on 10/7/202222 on 3/31/202322 on 3/26/2024

RAUM, Historic

3B2B02019202020212022202320242025640701662 on 4/26/2019872839521 on 7/8/2019872839521 on 8/9/20191016416481 on 12/24/20191016416481 on 1/6/20201042778857 on 3/31/20201042778857 on 4/2/20201042778857 on 6/29/20201251374165 on 7/15/20201481532895 on 9/17/20201481532895 on 12/21/20201339945562 on 3/11/20211339945562 on 3/16/20211339945562 on 3/19/20211339945562 on 4/21/20211339945562 on 4/27/20211339945562 on 9/23/20212148085928 on 11/17/20212487882040 on 12/23/20212487882040 on 1/28/20222523665121 on 3/30/20222523665121 on 10/7/20221476780500 on 3/31/2023738650000 on 3/26/2024

No. Clients, Historic

8,0004,000020192020202120222023202420253848 on 4/26/20196789 on 7/8/20196789 on 8/9/20195211 on 12/24/20195211 on 1/6/20205842 on 3/31/20205842 on 4/2/20205842 on 6/29/20206816 on 7/15/20207273 on 9/17/20207273 on 12/21/2020338 on 3/11/2021338 on 3/16/2021338 on 3/19/2021338 on 4/21/2021338 on 4/27/2021338 on 9/23/2021374 on 11/17/2021369 on 12/23/2021369 on 1/28/2022381 on 3/30/2022381 on 10/7/2022396 on 3/31/2023368 on 3/26/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 3M 14K –
ISHARES TR LATN AMER 40 ETF 542K 22K –
ISHARES TR 7-10 YR TRSY BD 348K 4K –
ISHARES TR SELECT DIVID ETF 3M 24K –
ISHARES U S ETF TR GSCI CMDTY STGY 2M 81K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 210K 4K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 3M 22K –
SELECT SECTOR SPDR TR ENERGY 3M 37K –
SELECT SECTOR SPDR TR TECHNOLOGY 2M 8K –
SELECT SECTOR SPDR TR SBI INT-UTILS 2M 28K –
SELECT SECTOR SPDR TR SBI CONS STPLS 1M 17K –
VANGUARD INDEX FDS MCAP VL IDXVIP 342K 2K –
VANGUARD INDEX FDS LARGE CAP ETF 916K 4K –