AMIP MANAGEMENT

AMERICAN MORTGAGE INVESTMENT PARTNERS MANAGEMENT, LLC Legal Name

Adviser information for AMIP MANAGEMENT last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	32
Investment Advisory/Research	5
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	4

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	5	$650.8M
Non-Discretionary	0	$0
Total	5	$650.8M

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	5	$650.8M
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for pooled investment vehicles
Compensation	% of AUMCommissionsPerformance-based feesADMINISTRATIVE FEES

Identifiers

SEC RIA File Number	801-108461
SEC ERA File Number	801-108461
SEC CIK Numbers	None
SEC CRD Numbers	284231
Legal Entity Identifier	None

Principal Office

3020 OLD RANCH PARKWAY
STE 180
SEAL BEACH
CA
United States

Monday - Friday, 8AM-5PM

Tel: 562-735-6555, Fax: 562-594-4591

Websites

www.linkedin.com/company/amip-management www.amipmanagement.com/

Chief Compliance Officer

CRAGER BOARDMAN

CHIEF OPERATING OFFICER

3020 OLD RANCH PARKWAY

STE 180

SEAL BEACH

CA

United States

Tel: (562) 735-6555

Fax: (562) 594-4591

C********@*********************M

(Full email address available in API data)

Regulatory Contact

TAUANE HORTON

VICE PRESIDENT OF OPERATIONS

3020 OLD RANCH PARKWAY

STE 180

SEAL BEACH

CA

United States

Tel: (562) 735-6555

Fax: (562) 594-4591

T******@*********************M

(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
RESIDENTIAL CREDIT OPPORTUNITIES III, LLC	Hedge Fund	$0.4M	$0.0M	8
RESIDENTIAL CREDIT OPPORTUNITIES V, LLC	Hedge Fund	$80.0M	$0.0M	7
RESIDENTIAL CREDIT OPPORTUNITIES VI, LLC	Hedge Fund	$192.6M	$0.0M	1
RESIDENTIAL CREDIT OPPORTUNITIES VII, LLC	Hedge Fund	$94.9M	$0.0M	6
RESIDENTIAL CREDIT OPPORTUNITIES VIII, LLC	Hedge Fund	$283.0M	$0.0M	2

Control Persons

Name	Type	Entity	Title	Since	Ownership
HIVELY, STEVEN, EUGENE	Individual	–	CHIEF FINANCIAL OFFICER	06/2018	< 5%
DAURIO, MICHAEL	Individual	–	CHIEF INVESTMENT OFFICER, SECRETARY, MANAGING PARTNER	04/2020	< 5%
NCA AMIP HOLDINGS, LLC	Domestic Entity	–	MEMBER, MANAGER	12/2022	> 75%
Boardman, Crager, John	Individual	–	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PARTNER	02/2023	< 5%
SEASIDE MORTGAGE INVESTMENTS LLC	Domestic Entity	NCA AMIP HOLDINGS, LLC	MEMBER (CLASS B)	12/2022	25-50%
NCA REALTY FUND I LP	Domestic Entity	NCA AMIP HOLDINGS, LLC	MEMBER (CLASS A)	12/2022	25-50%
NCA REALTY PARTNERS GP I LLC	Domestic Entity	NCA REALTY FUND I LP	GENERAL PARTNER	12/2021
BANCHIK, SEAN	Individual	NCA AMIP HOLDINGS, LLC	MANAGER	12/2022
JOHNSON, GUY	Individual	NCA AMIP HOLDINGS, LLC	MANAGER	12/2022
MASS, RONALD, DEAN	Individual	NCA AMIP HOLDINGS, LLC	MANAGER	12/2022
SCHLOESSMANN, MICHAEL, WILLIAM	Individual	NCA AMIP HOLDINGS, LLC	MANAGER	12/2022
PETAK, WILLIAM, MATTHEW	Individual	NCA AMIP HOLDINGS, LLC	MANAGER	12/2022
NASSAU LIFE INSURANCE COMPANY	Domestic Entity	NCA REALTY FUND I LP	LIMITED PARTNER	12/2021	25-50%
PHL VARIABLE INSURANCE COMPANY	Domestic Entity	NCA REALTY FUND I LP	LIMITED PARTNER	12/2021	25-50%
THE NASSAU COMPANIES OF NEW YORK	Domestic Entity	NASSAU LIFE INSURANCE COMPANY	SHAREHOLDER	06/2001	> 75%
THE NASSAU COMPANIES	Domestic Entity	THE NASSAU COMPANIES OF NEW YORK	SHAREHOLDER	03/2021	> 75%
NASSAU INSURANCE GROUP HOLDINGS, L.P.	Domestic Entity	THE NASSAU COMPANIES	SHAREHOLDER	10/2015	> 75%
NASSAU INSURANCE GROUP HOLDINGS GP, LLC	Domestic Entity	NASSAU INSURANCE GROUP HOLDINGS, L.P.	GENERAL PARTNER	09/2015
NASSAU FINANCIAL GROUP, L.P.	Foreign Entity	NASSAU INSURANCE GROUP HOLDINGS, L.P.	LIMITED PARTNER	10/2018	> 75%
NASSAU FINANCIAL GROUP GP LTD.	Foreign Entity	NASSAU FINANCIAL GROUP, L.P.	GENERAL PARTNER	02/2018
GGCOF NASSAU INVESTMENTS, L.P.	Foreign Entity	NASSAU FINANCIAL GROUP, L.P.	LIMITED PARTNER	02/2018	> 75%
GOLDEN GATE CAPITAL OPPORTUNITY FUND, L.P.	Foreign Entity	GGCOF NASSAU INVESTMENTS, L.P.	GENERAL PARTNER ANDLIMITED PARTNER	06/2018	25-50%
GGC OPPORTUNITY FUND MANAGEMENT, L.P.	Foreign Entity	GOLDEN GATE CAPITAL OPPORTUNITY FUND, L.P.	GENERAL PARTNER	07/2007
GOLDEN GATE CAPITAL OPPORTUNITY FUND-A, L.P.	Foreign Entity	GGCOF NASSAU INVESTMENTS, L.P.	LIMITED PARTNER	06/2018	25-50%
GGC OPPORTUNITY FUND MANAGEMENT, L.P.	Foreign Entity	GOLDEN GATE CAPITAL OPPORTUNITY FUND-A, L.P.	GENERAL PARTNER	07/2007
PHL DELAWARE LLC	Domestic Entity	PHL VARIABLE INSURANCE COMPANY	MEMBER	11/2021	> 75%
PHL HOLDINGS, LLC	Domestic Entity	PHL DELAWARE LLC	MANAGING MEMBER	11/2021	> 75%
GOLDEN GATE CAPITAL OPPORTUNITY FUND, L.P.	Foreign Entity	PHL HOLDINGS, LLC	MANAGING MEMBER	11/2021	50-75%
GOLDEN GATE CAPITAL OPPORTUNITY FUND-A, L.P.	Foreign Entity	GGCOF NASSAU INVESTMENTS, L.P.	MEMBER	11/2021	25-50%
Flanigan, Robert, James	Individual	NCA AMIP HOLDINGS, LLC	MANAGER	12/2022

No. Employees, Historic

RAUM, Historic

No. Clients, Historic