Hedge Fund Database

ALPHACORE CAPITAL LLC

Adviser information for ALPHACORE CAPITAL LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 32
Investment Advisory/Research 23
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 19
Licensed Agents of an Insurance Company 6
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,614 $1.9B
Non-Discretionary 445 $511.8M
Total 3,059 $2.4B

Clients

Type Number RAUM
Individuals 306 $197.2M
HNW Individuals 848 $2.1B
Banking or thrift institutions 1 $11.4M
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 5 $15.0M
Charitable organizations 2 $7.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 18 $78.8M
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 3
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)INSTITUTIONAL CONSULTING AND CLIENT SERVICING
Compensation % of AUM

Identifiers

SEC RIA File Number 801-108468
SEC ERA File Number 801-108468
SEC CIK Numbers 1713662
SEC CRD Numbers 174346
Legal Entity Identifier None

Principal Office

875 PROSPECT STREET
SUITE 315
LA JOLLA
CA
United States
Monday - Friday, 7:30 AM - 4:30 PM
Tel: 858-875-4100, Fax: None

Websites

twitter.com/alphacorecap www.linkedin.com/company/alphacore-capital-llc/ alphacore.com/

Chief Compliance Officer

TRICIA ZEHR
875 PROSPECT ST. STE. 315
SUITE 315
LA JOLLA
CA
United States
Tel: 858-875-4100
(Full email address available in API data)

Regulatory Contact

RICHARD PFISTER
PRESIDENT & CEO
875 PROSPECT ST. STE. 315
LA JOLLA
CA
United States
Tel: 858-875-4100
(Full email address available in API data)

Industry Affiliates

ALPHACORE INSURANCE Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PFISTER, RICHARD, GERARD Individual – CHIEF EXECUTIVE OFFICER, PRESIDENT, MANAGING MEMBER 11/2014 < 5%
PFISTER, RICHARD, GERARD Individual PFISTER FAMILY TRUST DATED APRIL 28, 2005 CO-TRUSTEE 04/2005 25-50%
Pfister, Kristi, Elise Individual PFISTER FAMILY TRUST DATED APRIL 28, 2005 CO-TRUSTEE 04/2005 25-50%
PFISTER FAMILY TRUST DATED APRIL 28, 2005 Domestic Entity – OWNER 11/2014 10-25%
ZEHR, TRICIA, RENEE Individual – CHIEF COMPLIANCE OFFICER 11/2017 < 5%
TEMPERANCE WEALTH PARTNERS LP Domestic Entity – MEMBER 10/2019 10-25%
TEMPERANCE PARTNERS INC. Domestic Entity TEMPERANCE WEALTH PARTNERS LP OWNER 10/2015 > 75%
TEMPERANCE PARTNERS (CANADA) LIMITED PARTNERSHIP II Foreign Entity TEMPERANCE PARTNERS INC. SHARE-HOLDER OWNER 10/2015 > 75%
SELTZER, JASON, ADAM Individual TEMPERANCE PARTNERS INC. VICE PRESIDENT, TEMPERANCE PARTNERS INC. 10/2019
TICE, KEVIN, DOUGLAS Individual TEMPERANCE PARTNERS INC. PRESIDENT, TEMPERANCE PARTNERS INC. 10/2015
SORBARA, PAUL, JOSEPH Individual TEMPERANCE PARTNERS INC. VICE PRESIDENT, TEMPERANCE PARTNERS INC. 10/2015
TEMPERANCE PARTNERS GP I LIMITED Foreign Entity TEMPERANCE PARTNERS (CANADA) LIMITED PARTNERSHIP II GENERAL PARTNER 06/2015
SORBARA, PAUL, JOSEPH Individual TEMPERANCE PARTNERS GP I LIMITED VICE PRESIDENT, TEMPERANCE PARTNERS GP I LIMITED 01/2011
TICE, KEVIN, DOUGLAS Individual TEMPERANCE PARTNERS GP I LIMITED PRESIDENT, TEMPERANCE PARTNERS GP I LIMITED 01/2011
JDS TPLP TRUST Foreign Entity TEMPERANCE PARTNERS (CANADA) LIMITED PARTNERSHIP II LIMITED PARTNER OWNER 10/2014 > 75%
SORBARA, PAUL, JOSEPH Individual JDS TPLP TRUST TRUSTEE, JDS TPLP TRUST 03/2011 25-50%
SORBARA, JULIA, CATHERINE Individual JDS TPLP TRUST TRUSTEE, JDS TPLP TRUST 03/2011 25-50%
SORBARA, THOMAS, ANTHONY Individual JDS TPLP TRUST TRUSTEE, JDS TPLP TRUST 03/2011 25-50%
TEMPERANCE WEALTH PARTNERS INC. Domestic Entity TEMPERANCE WEALTH PARTNERS LP GENERAL PARTNER 10/2015
CWC GENESIS INVESTOR, LLC Domestic Entity – MEMBER 09/2023 25-50%
CONSTELLATION WEALTH CAPITAL FUND, L.P. Domestic Entity CWC GENESIS INVESTOR, LLC MEMBER 08/2023 > 75%
CONSTELLATION WEALTH CAPITAL FUND GP, LLC Domestic Entity CONSTELLATION WEALTH CAPITAL FUND, L.P. GENERAL PARTNER 04/2023

No. Employees, Historic

40200201920202021202220232024202512 on 4/12/201912 on 6/7/201911 on 7/27/201912 on 9/3/201913 on 10/17/201913 on 11/6/201913 on 1/7/202013 on 2/21/202010 on 5/29/202010 on 6/30/202010 on 6/30/202010 on 8/5/202016 on 9/28/202016 on 11/9/202016 on 12/16/202016 on 3/3/202118 on 3/31/202118 on 4/19/202118 on 5/14/202118 on 8/26/202118 on 11/5/202118 on 1/18/202223 on 3/31/202223 on 4/4/202223 on 7/21/202223 on 8/3/202223 on 12/9/202223 on 1/6/202323 on 1/26/202323 on 1/26/202323 on 1/30/202324 on 3/22/202324 on 7/13/202324 on 8/7/202328 on 9/26/202328 on 11/20/202332 on 3/20/2024

RAUM, Historic

3B2B02019202020212022202320242025284630813 on 4/12/2019284630813 on 6/7/2019284630813 on 7/27/2019284630813 on 9/3/2019395415562 on 10/17/2019395415562 on 11/6/2019395415562 on 1/7/2020422976287 on 2/21/2020422976287 on 5/29/2020422976287 on 6/30/2020422976287 on 6/30/2020422976287 on 8/5/2020422976287 on 9/28/2020812554481 on 11/9/2020812554481 on 12/16/2020812554481 on 3/3/2021998271538 on 3/31/20211043547674 on 4/19/20211043547674 on 5/14/20211043547674 on 8/26/20211243485069 on 11/5/20211243485069 on 1/18/20221290895131 on 3/31/20221290895131 on 4/4/20221290895131 on 7/21/20221290895131 on 8/3/20221290895131 on 12/9/20221290895131 on 1/6/20231290895131 on 1/26/20231290895131 on 1/26/20231290895131 on 1/30/20231497529481 on 3/22/20231497529481 on 7/13/20231497529481 on 8/7/20232325402186 on 9/26/20232325402186 on 11/20/20232441972009 on 3/20/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025297 on 4/12/2019297 on 6/7/2019297 on 7/27/2019297 on 9/3/2019470 on 10/17/2019470 on 11/6/2019470 on 1/7/2020474 on 2/21/2020474 on 5/29/2020474 on 6/30/2020474 on 6/30/2020474 on 8/5/2020474 on 9/28/2020663 on 11/9/2020663 on 12/16/2020663 on 3/3/2021764 on 3/31/2021764 on 4/19/2021764 on 5/14/2021764 on 8/26/2021847 on 11/5/2021847 on 1/18/2022861 on 3/31/2022861 on 4/4/2022861 on 7/21/2022861 on 8/3/2022861 on 12/9/2022861 on 1/6/2023861 on 1/26/2023861 on 1/26/2023861 on 1/30/2023995 on 3/22/2023995 on 7/13/2023995 on 8/7/20231149 on 9/26/20231149 on 11/20/20231180 on 3/20/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
APPLE INC COM 17M 79K –
APPLE INC CALL 41K 13 –
APPLE INC PUT 68K 88 –
ABBVIE INC COM 3M 19K –
ALBERTSONS COS INC COMMON STOCK 1M 61K –
ACCENTURE PLC IRELAND SHS CLASS A 346K 1K –
AUTODESK INC COM 309K 1K –
AGNICO EAGLE MINES LTD COM 798K 12K –
AGNC INVT CORP COM 244K 25K –
AMERICAN INTL GROUP INC COM NEW 824K 11K –
ASSURANT INC COM 277K 2K –
ALLSTATE CORP COM 476K 3K –
ADVANCED MICRO DEVICES INC COM 640K 4K –
AMGEN INC COM 1M 4K –
AMAZON COM INC COM 9M 45K –
APA CORPORATION COM 483K 16K –
APA CORPORATION CALL 103K 200 –
APA CORPORATION PUT 102K 200 –
AMPHENOL CORP NEW CL A 2M 30K –
ARCOS DORADOS HOLDINGS INC SHS CLASS -A - 2M 189K –
APOLLO COML REAL EST FIN INC COM 406K 40K –
ALLIANCE RESOURCE PARTNERS L UT LTD PART 408K 17K –
ASML HOLDING N V N Y REGISTRY SHS 416K 407 –
BROADCOM INC COM 1M 813 –
BOEING CO COM 331K 2K –
BANK AMERICA CORP COM 3M 68K –
BANK AMERICA CORP 7.25%CNV PFD L 262K 219 –
FRANKLIN RESOURCES INC COM 418K 18K –
BJS WHSL CLUB HLDGS INC COM 311K 4K –
BLACKROCK INC COM 1M 2K –
BRISTOL-MYERS SQUIBB CO COM 921K 22K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 8M 21K –
BLACK STONE MINERALS L P COM UNIT 682K 44K –
BLACKSTONE INC COM 1M 12K –
CITIGROUP INC COM NEW 1M 19K –
CACI INTL INC CL A 335K 779 –
CONAGRA BRANDS INC COM 230K 8K –
CARRIER GLOBAL CORPORATION COM 454K 7K –
CATERPILLAR INC COM 361K 1K –
CROWN CASTLE INC COM 424K 4K –
CAMECO CORP COM 497K 10K –
CADIZ INC COM NEW 31K 10K –
INVESCO EXCH TRADED FD TR II S&P GBL WATER 6K 100 –
CHORD ENERGY CORPORATION COM NEW 5M 28K –
THE CIGNA GROUP COM 350K 1K –
COLGATE PALMOLIVE CO COM 355K 4K –
CENCORA INC COM 427K 2K –
COSTCO WHSL CORP NEW COM 5M 6K –
COSTCO WHSL CORP NEW CALL 73K 11 –
COSTCO WHSL CORP NEW PUT 45K 11 –
FREIGHTOS LTD ORD SHS 57K 24K –
SALESFORCE INC COM 1M 6K –
CISCO SYS INC COM 6M 125K –
CISCO SYS INC CALL 54K 200 –
CISCO SYS INC PUT 41K 200 –
COTERRA ENERGY INC COM 3M 102K –
COTERRA ENERGY INC CALL 20K 100 –
CVS HEALTH CORP COM 307K 5K –
CHEVRON CORP NEW COM 3M 20K –
DEERE & CO COM 2M 4K –
DELL TECHNOLOGIES INC CL C 485K 4K –
D R HORTON INC COM 208K 1K –
DANAHER CORPORATION COM 819K 3K –
DISNEY WALT CO COM 1M 12K –
DISNEY WALT CO PUT 68K 80 –
EA SERIES TRUST ALTRIUS GBL DIV 477K 15K –
AMDOCS LTD SHS 208K 3K –
DARDEN RESTAURANTS INC COM 219K 1K –
DUKE ENERGY CORP NEW COM NEW 386K 4K –
ECOLAB INC COM 890K 4K –
ELEVANCE HEALTH INC COM 290K 536 –
EMERSON ELEC CO COM 578K 5K –
ENBRIDGE INC COM 2M 42K –
EOG RES INC COM 2M 15K –
ENTERPRISE PRODS PARTNERS L COM 11M 371K –
INVESCO EXCH TRADED FD TR II RUSEL 1000 EQL 369K 8K –
ENERGY TRANSFER L P COM UT LTD PTN 165K 10K –
EATON CORP PLC SHS 1M 4K –
EATON VANCE LTD DURATION INC COM 311K 32K –
FORD MTR CO DEL COM 855K 68K –
FRANKLIN BSP RLTY TR INC COMMON STOCK 130K 10K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 17K 490 –
SCHWAB STRATEGIC TR FUNDAMENTAL EMER 68K 2K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 235K 7K –
FTAI AVIATION LTD SHS 206K 2K –
GE AEROSPACE COM NEW 882K 6K –
GILEAD SCIENCES INC COM 691K 10K –
SPDR GOLD TR GOLD SHS 19M 87K –
GENCO SHIPPING & TRADING LTD SHS 298K 14K –
ALPHABET INC CAP STK CL C 4M 21K –
ALPHABET INC CAP STK CL A 3M 16K –
ISHARES TR US TREAS BD ETF 15K 667 –
GSK PLC SPONSORED ADR 548K 14K –
HOME DEPOT INC COM 3M 8K –
WISDOMTREE TR EUROPE HEDGED EQ 285K 6K –
HALEON PLC SPON ADS 171K 21K –
HONEYWELL INTL INC COM 307K 1K –
HUBBELL INC COM 339K 927 –
HUBSPOT INC COM 494K 837 –
HAWKINS INC COM 1M 12K –
ISHARES TR ISHARES BIOTECH 83K 602 –
INTERNATIONAL BUSINESS MACHS COM 293K 2K –
ISHARES TR NORTH AMERN NAT 3K 60 –
ISHARES TR S&P MC 400VL ETF 124K 1K –
ISHARES TR CORE S&P SCP ETF 196K 2K –
ISHARES TR MSCI INDIA ETF 509K 9K –
INTEL CORP COM 479K 15K –
INTUIT COM 998K 2K –
INDEPENDENCE RLTY TR INC COM 1M 70K –
ITERIS INC NEW COM 87K 20K –
ISHARES TR RUSSELL 2000 ETF 591K 3K –
ISHARES TR RUSSELL 3000 ETF 57M 184K –
JABIL INC COM 327K 3K –
JEFFERIES FINL GROUP INC COM 2M 41K –
JOHNSON & JOHNSON COM 2M 12K –
JPMORGAN CHASE & CO. COM 10M 50K –
KEYCORP COM 128K 9K –
KIMBELL RTY PARTNERS LP UNIT 2M 147K –
ELI LILLY & CO COM 1M 2K –
LAM RESEARCH CORP COM 305K 286 –
SOUTHWEST AIRLS CO COM 328K 11K –
MASTERCARD INCORPORATED CL A 351K 796 –
MCDONALDS CORP COM 1M 5K –
MICROCHIP TECHNOLOGY INC. COM 1M 15K –
MCKESSON CORP COM 1M 2K –
METLIFE INC COM 290K 4K –
META PLATFORMS INC CL A 2M 4K –
MANULIFE FINL CORP COM 651K 24K –
MAGNOLIA OIL & GAS CORP CL A 257K 10K –
MARATHON PETE CORP COM 7M 39K –
MPLX LP COM UNIT REP LTD 67M 2M –
MERCK & CO INC COM 3M 28K –
MORGAN STANLEY COM NEW 435K 4K –
MICROSOFT CORP COM 12M 27K –
MICRON TECHNOLOGY INC COM 3M 22K –
NOBLE CORP PLC ORD SHS A 703K 16K –
NEXTERA ENERGY INC COM 938K 13K –
NEWMONT CORP COM 250K 6K –
NATIONAL FUEL GAS CO COM 292K 5K –
NETFLIX INC COM 273K 404 –
NGL ENERGY PARTNERS LP COM UNIT REPST 633K 125K –
ANNALY CAPITAL MANAGEMENT IN COM NEW 484K 25K –
NORTHROP GRUMMAN CORP COM 3M 7K –
SERVICENOW INC COM 724K 920 –
INSIGHT ENTERPRISES INC COM 1M 6K –
NVIDIA CORPORATION COM 2M 20K –
NVIDIA CORPORATION CALL 133K 50 –
NVIDIA CORPORATION PUT 146K 50 –
NXP SEMICONDUCTORS N V COM 1M 4K –
REALTY INCOME CORP COM 350K 7K –
ORACLE CORP COM 2M 14K –
ORACLE CORP CALL 20K 25 –
PAYCHEX INC COM 628K 5K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 2M 66K –
INVESCO EXCH TRADED FD TR II FTSE RAFI SML 12K 373 –
PEPSICO INC COM 3M 16K –
PFIZER INC COM 2M 55K –
PFIZER INC CALL 198K 600 –
PFIZER INC PUT 104K 600 –
PROCTER AND GAMBLE CO COM 720K 4K –
PROGRESSIVE CORP COM 370K 2K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 74K 2K –
PENNYMAC MTG INVT TR COM 327K 24K –
PHILLIPS 66 COM 639K 5K –
PAYPAL HLDGS INC COM 248K 4K –
QUALCOMM INC COM 6M 33K –
QUALCOMM INC CALL 616K 75 –
READY CAPITAL CORP COM 151K 18K –
RITHM CAPITAL CORP COM NEW 436K 40K –
ROSS STORES INC COM 363K 3K –
RTX CORPORATION COM 1M 14K –
STARBUCKS CORP COM 1M 16K –
SCHWAB STRATEGIC TR US SML CAP ETF 748K 16K –
SCHWAB STRATEGIC TR INTL SCEQT ETF 12K 343 –
SCHWAB STRATEGIC TR US LCAP GR ETF 822K 8K –
SCHWAB STRATEGIC TR US REIT ETF 12K 580 –
SCHWAB STRATEGIC TR 5 10YR CORP BD 970 22 –
SCHWAB STRATEGIC TR US MID-CAP ETF 332K 4K –
SCHWAB STRATEGIC TR US TIPS ETF 5K 89 –
SCHWAB STRATEGIC TR INT-TRM U.S TRES 4K 88 –
SCHWAB STRATEGIC TR US LCAP VA ETF 197K 3K –
SCHWAB STRATEGIC TR US LRG CAP ETF 4M 58K –
PROSHARES TR ULTRASHRT S&P500 294K 13K –
VANECK ETF TRUST SEMICONDUCTR ETF 559K 2K –
SYNOPSYS INC COM 3M 5K –
SOUTHERN CO COM 426K 5K –
SPX TECHNOLOGIES INC COM 284K 2K –
SS&C TECHNOLOGIES HLDGS INC COM 264K 4K –
SITIO ROYALTIES CORP CLASS A COM 303K 13K –
SHARPS TECHNOLOGY INC COMMON STOCK 21K 89K –
CONSTELLATION BRANDS INC CL A 363K 1K –
SOUTHWESTERN ENERGY CO COM 1M 215K –
SOUTHWESTERN ENERGY CO CALL 266K 2K –
SOUTHWESTERN ENERGY CO PUT 51K 400 –
SYNCHRONY FINANCIAL COM 944K 20K –
SYNCHRONY FINANCIAL CALL 540K 300 –
AT&T INC COM 381K 20K –
T-MOBILE US INC COM 809K 5K –
TAPESTRY INC COM 285K 7K –
PRICE T ROWE GROUP INC COM 521K 5K –
TESLA INC COM 529K 3K –
TESLA INC CALL 100K 28 –
TESLA INC PUT 266K 60 –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 2M 12K –
UBER TECHNOLOGIES INC COM 877K 12K –
UNITEDHEALTH GROUP INC COM 240K 471 –
UNUM GROUP COM 5M 96K –
USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 399K 17K –
US BANCORP DEL COM NEW 644K 16K –
VISA INC COM CL A 4M 16K –
VANGUARD WORLD FD INF TECH ETF 337K 584 –
VERTEX PHARMACEUTICALS INC COM 444K 948 –
VANGUARD MALVERN FDS STRM INFPROIDX 239K 5K –
VERIZON COMMUNICATIONS INC COM 2M 39K –
WEC ENERGY GROUP INC COM 343K 4K –
WELLTOWER INC COM 472K 5K –
WELLS FARGO CO NEW COM 460K 8K –
WELLS FARGO CO NEW PERP PFD CNV A 301K 253 –
WASTE MGMT INC DEL COM 1M 6K –
WILLIAMS COS INC COM 267K 6K –
WALMART INC COM 5M 68K –
SELECT SECTOR SPDR TR SBI MATERIALS 109K 1K –
SELECT SECTOR SPDR TR COMMUNICATION 163K 2K –
EXXON MOBIL CORP COM 2M 17K –
ISHARES TR EXPONENTIAL TECH 10M 166K –