RUNWAY GROWTH CAPITAL LLC
Adviser information for RUNWAY GROWTH CAPITAL LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 28 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $1.4B |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 1 | $1.1B |
| Pooled investment vehicles | 2 | $349.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-108476 |
|---|---|
| SEC ERA File Number | 801-108476 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281514 |
| Legal Entity Identifier | None |
Principal Office
205 NORTH MICHIGAN AVESUITE 4200
CHICAGO
IL
United States
Monday - Friday, 9AM - 5PM
Tel: 312-698-6902, Fax: None
Chief Compliance Officer
COLLEEN CORWELL
55 E 52ND ST.
17TH FLOOR
NEW YORK
NY
United States
Tel:
2122025877
C**************@********M
(Full email address available in API data)
Regulatory Contact
THOMAS B. RATERMAN
CHIEF FINANCIAL OFFICER
205 N MICHIGAN AVE
SUITE 4200
CHICAGO
IL
United States
Tel:
312-321-1188
T*@***************M
(Full email address available in API data)
Industry Affiliates
| RUNWAY GROWTH FINANCE GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RUNWAY GROWTH FINANCE LP | VENTURE DEBT FUND | $194.6M | $1.0M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RATERMAN, THOMAS, BRIAN | Individual | RUNWAY GROWTH HOLDINGS LLC | MEMBER | 03/2016 | 25-50% |
| SPRENG, ROBERT, DAVID | Individual | – | PRESIDENT/CEO/MEMBER OF BOARD OF MANAGERS AND INVESTMENT COMMITTEE | 09/2015 | < 5% |
| RATERMAN, THOMAS, BRIAN | Individual | – | CHIEF FINANCIAL OFFICER | 09/2015 | < 5% |
| RUNWAY GROWTH HOLDINGS LLC | Domestic Entity | – | MEMBER | 12/2016 | 25-50% |
| SPRENG, ROBERT, DAVID | Individual | RUNWAY GROWTH HOLDINGS LLC | MEMBER AND MANAGER | 03/2016 | 50-75% |
| OAKTREE OPPORTUNITIES FUND X FEEDER (CAYMAN), LP | Foreign Entity | OAKTREE OPPORTUNITIES FUND X, LP | LIMITED PARTNER | 12/2016 | 25-50% |
| OCM GROWTH HOLDINGS, LLC | Domestic Entity | – | MEMBER | 12/2016 | 25-50% |
| OAKTREE OPPORTUNITIES FUND IX, LP | Foreign Entity | OCM GROWTH HOLDINGS, LLC | MEMBER | 12/2016 | 25-50% |
| OAKTREE OPPORTUNITIES FUND X, LP | Foreign Entity | OCM GROWTH HOLDINGS, LLC | MEMBER | 12/2016 | 25-50% |
| SPRENG, KEVIN SCOTT | Individual | – | MEMBER OF BOARD OF MANAGERS; MANAGING MEMBER OF COBBLESTONE TOTAL RETURN FUND LLC | 12/2016 | < 5% |
| GREIFELD, ROBERT, (NMN) | Individual | – | MEMBER OF BOARD OF MANAGERS | 01/2017 | < 5% |
| COBBLESTONE TOTAL RETURN FUND LLC | Domestic Entity | – | MEMBER | 04/2017 | 25-50% |
| CORWELL, COLLEEN, ELIZABETH | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2022 | < 5% |
| SHARE, GREGORY, MARTIN | Individual | – | MEMBER OF BOARD OFMANAGERS AND INVESTMENTCOMMITTEE | 08/2023 | < 5% |