OTUS CAPITAL MANAGEMENT LIMITED
Adviser information for OTUS CAPITAL MANAGEMENT LIMITED last updated from Form ADV on August 11th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $628.0M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $628.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $385.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $243.0M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 73 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-108505 |
|---|---|
| SEC ERA File Number | 801-108505 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284879 |
| Legal Entity Identifier | 549300P9U61KPQ0EU265 |
Principal Office
29 QUEEN ANNES GATE6TH FLOOR
LONDON
United Kingdom
Monday - Friday, 9-5
Tel: 020 7227 0000, Fax: 020 7227 0001
Chief Compliance Officer
PAUL HALE
CHIEF COMPLIANCE OFFICER
29 QUEEN ANNE'S GATE
6TH FLOOR
LONDON
United Kingdom
Tel:
44 02072270000
Fax:
44 02072270001
P*****@**************M
(Full email address available in API data)
Regulatory Contact
ANDREW GIBBS
CHIEF EXECUTIVE OFFICER
29 QUEEN ANNE'S GATE
6TH FLOOR
LONDON
United Kingdom
Tel:
44 2072270000
Fax:
44 02072270001
A******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OTUS SMALLER COMPANIES MASTER FUND | Hedge Fund | $144.0M | $0.1M | 35 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GIBBS, ANDREW, LIONEL JOHN | Individual | – | CHIEF EXECUTIVE OFFICER | 10/2000 | 50-75% |
| HALE, PAUL, FRANCIS | Individual | – | DIRECTOR/CHIEF COMPLIANCE OFFICER | 12/2000 | < 5% |
| CANEPA OCM HOLDINGS. LTD. | Foreign Entity | – | CORPORATE PARTNER | 05/2021 | 25-50% |