FRAZIER FINANCIAL CONSULTANTS, LLC
Adviser information for FRAZIER FINANCIAL CONSULTANTS, LLC last updated from Form ADV on January 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 303 | $160.1M |
| Non-Discretionary | 0 | $0 |
| Total | 303 | $160.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 44 | $18.5M |
| HNW Individuals | 45 | $139.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 27 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-108521 |
|---|---|
| SEC ERA File Number | 801-108521 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 112897 |
| Legal Entity Identifier | None |
Principal Office
109 CONNER DRIVESUITE 205
CHAPEL HILL
NC
United States
Monday - Friday, BY APPOINTMENTS
Tel: 919-929-6940, Fax: None
Chief Compliance Officer
DEBORAH FRAZIER
CCO
109 CONNER DR
SUITE 205
CHAPEL HILL
NC
United States
Tel:
919-929-6940
D***********@********M
(Full email address available in API data)
Regulatory Contact
LORI NEIDEL
OUTSIDE COMPLIANCE PROVIDER
910 E. BROADWAY STE 209
COLUMBIA
MO
United States
Tel:
573-416-8076
L***@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FRAZIER, DEBORAH, JANE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/1986 | < 5% |
| FRAZIER, RICHARD, PATRICK | Individual | – | MANAGING MEMBER / OWNER | 01/2024 | > 75% |