MORSE ASSET MANAGEMENT, INC.
Adviser information for MORSE ASSET MANAGEMENT, INC. last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 242 | $344.8M |
| Non-Discretionary | 0 | $0 |
| Total | 242 | $344.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 78 | $20.9M |
| HNW Individuals | 66 | $224.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 15 | $83.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $16.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
23 OLD KINGS HIGHWAY SOUTHSUITE 200
DARIEN
CT
United States
Monday - Friday, 9AM-5PM
Tel: 646-568-4083, Fax: 646-219-2674
Websites
Chief Compliance Officer
I. ANDREW MCLAUGHLIN
MANAGING DIRECTOR & SECRETARY
23 OLD KINGS HIGHWAY SOUTH
SUITE 200
DARIEN
CT
United States
Tel:
646-568-4083
Fax:
646-219-2674
M*********@*************M
(Full email address available in API data)
Regulatory Contact
ROBERT B. MORSE
PRESIDENT & CEO
23 OLD KINGS HIGHWAY SOUTH
SUITE 200
DARIEN
CT
United States
Tel:
646-568-4087
Fax:
646-219-2674
R********@*************M
(Full email address available in API data)
Industry Affiliates
| WALL STREET MANAGEMENT CORPORATION | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCLAUGHLIN, IAN, ANDREW | Individual | – | CHIEF COMPLIANCE OFFICER & EXECUTIVE VICE PRESIDENT | 03/2017 | 10-25% |
| MORSE, ROBERT, BRADLEY | Individual | – | PRESIDENT | 09/2016 | 10-25% |
| WANG, JIAN, H | Individual | – | VICE PRESIDENT & TREASURUR | 01/2017 | 10-25% |
| ADELMAN, LAUREN, KOBY | Individual | – | VICE PRESIDENT | 01/2017 | 5-10% |
| MORSE, SARAH, CUMMINGS | Individual | – | OWNER | 05/2021 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M Co | COM | 257 | 3K | – |
| Abbvie Inc | COM | 1K | 7K | – |
| Adobe Inc | COM | 4K | 6K | – |
| Advanced Micro Devices Inc | COM | 5K | 30K | – |
| Alphabet Inc Cap Stock Cl A | COM | 16K | 89K | – |
| Amazon.com Inc | COM | 17K | 86K | – |
| American Express Co | COM | 935 | 4K | – |
| Apollo Global Mgmt Inc | COM | 4K | 37K | – |
| Apple Inc | COM | 8K | 37K | – |
| Applied Materials Inc | COM | 6K | 24K | – |
| Ares Management Corporation Cl | COM | 2K | 14K | – |
| Artisan Partners Asset Mgmt In | COM | 431 | 10K | – |
| Automatic Data Processing Inc | COM | 2K | 8K | – |
| AutoZone Inc | COM | 8K | 3K | – |
| Berkshire Hathaway Inc Cl B | COM | 3K | 7K | – |
| Birkenstock Holding PLC Com | COM | 491 | 9K | – |
| Blackstone Group Inc Cl A | COM | 1K | 11K | – |
| Blue Owl Capital Inc Cl A | COM | 335 | 19K | – |
| Booking Holdings Inc | COM | 7K | 2K | – |
| Bristol Myers Squibb Co | COM | 332 | 8K | – |
| Broadcom Inc Com | COM | 11K | 7K | – |
| Cameco Corp | COM | 422 | 9K | – |
| Caterpillar Inc | COM | 991 | 3K | – |
| Chart Industries Inc | COM | 949 | 7K | – |
| Chevron Corp | COM | 4K | 26K | – |
| Chipotle Mexican Grill Inc Cl | COM | 316 | 5K | – |
| Cintas Corp | COM | 4K | 5K | – |
| Coca-Cola Co | COM | 891 | 14K | – |
| Colgate Palmolive Co | COM | 631 | 7K | – |
| Costco Wholesale Corp | COM | 5K | 6K | – |
| CRH PLC | COM | 1K | 16K | – |
| CSW Industrials Inc | COM | 421 | 2K | – |
| CSX Corp | COM | 893 | 27K | – |
| Cummins Inc | COM | 1K | 4K | – |
| D R Horton Inc | COM | 2K | 16K | – |
| Dell Technologies Inc Cl C | COM | 1K | 8K | – |
| Diamondback Energy Inc | COM | 5K | 24K | – |
| Disney Walt Co Disney | COM | 2K | 18K | – |
| DuPont de Nemours Inc | COM | 2K | 19K | – |
| Eli Lilly & Co | COM | 10K | 11K | – |
| Emergent Biosolutions Inc | COM | 97 | 14K | – |
| EOG Resources Inc | COM | 449 | 4K | – |
| Evercore Partners Inc Class A | COM | 7K | 36K | – |
| Exxon Mobil Corp | COM | 8K | 67K | – |
| Fair Isaac Corp | COM | 592 | 398 | – |
| Ferrari NV | COM | 2K | 5K | – |
| First Solar Inc | COM | 3K | 11K | – |
| Freeport-McMoran Inc | COM | 2K | 42K | – |
| GE Vernova Inc | COM | 883 | 5K | – |
| Generac Holdings Inc | COM | 785 | 6K | – |
| General Electric Co New | COM | 2K | 14K | – |
| Heico Corp | COM | 1K | 6K | – |
| Hercules Tech Growth Cap Inc | COM | 701 | 34K | – |
| Hilton Worldwide Holdings Inc | COM | 562 | 3K | – |
| Home Depot Inc | COM | 9K | 27K | – |
| Honeywell Intl Inc | COM | 886 | 4K | – |
| Howmet Aerospace Inc | COM | 1K | 15K | – |
| Ilearningengines Inc | COM | 2K | 170K | – |
| Ingersoll Rand Inc | COM | 273 | 3K | – |
| Inmode Ltd | COM | 516 | 28K | – |
| Intercontinental Exchange Inc | COM | 4K | 29K | – |
| Intuitive Surgical Inc | COM | 8K | 17K | – |
| Johnson & Johnson | COM | 3K | 20K | – |
| JPMorgan Chase & Co | COM | 437 | 2K | – |
| KLA-Tencor Corp | COM | 9K | 11K | – |
| Lam Research Corp | COM | 3K | 2K | – |
| Lauder Estee Cos Inc Cl A | COM | 487 | 5K | – |
| Leidos Holdings Inc | COM | 393 | 3K | – |
| Linde PLC | COM | 6K | 14K | – |
| Lockheed Martin Corp | COM | 1K | 3K | – |
| Marathon Petroleum Corp | COM | 3K | 16K | – |
| MasterCard Inc Cl A | COM | 4K | 9K | – |
| Maxlinear Inc Cl A | COM | 505 | 25K | – |
| McDonalds Corp | COM | 765 | 3K | – |
| Medpace Holdings Inc | COM | 552 | 1K | – |
| Merck & Co Inc | COM | 5K | 42K | – |
| Meta Platforms Inc Cl A | COM | 16K | 31K | – |
| Micron Technology Inc | COM | 8K | 63K | – |
| Microsoft Corp | COM | 21K | 47K | – |
| Morgan Stanley | COM | 401 | 4K | – |
| Motorola Solutions Inc | COM | 587 | 2K | – |
| NASDAQ Inc | COM | 707 | 12K | – |
| Natera Inc | COM | 292 | 3K | – |
| Netflix Inc | COM | 5K | 7K | – |
| Nextera Energy Inc | COM | 636 | 9K | – |
| Nike Inc Cl B | COM | 825 | 11K | – |
| Nova Measuring Instruments Ltd | COM | 916 | 4K | – |
| Nu Holdings Ltd Cl A | COM | 443 | 34K | – |
| NVIDIA Corp | COM | 25K | 201K | – |
| NXP Semiconductors NV | COM | 3K | 11K | – |
| Onespaworld Holdings Limited | COM | 200 | 13K | – |
| Onto Innovation Inc | COM | 3K | 16K | – |
| Owl Rock Capital Corporation | COM | 909 | 59K | – |
| Palantir Technologies Inc Cl A | COM | 2K | 78K | – |
| Palo Alto Networks Inc | COM | 6K | 19K | – |
| Piper Sandler Companies | COM | 412 | 2K | – |
| Price T Rowe Group Inc | COM | 2K | 15K | – |
| Primoris Services Corp | COM | 871 | 17K | – |
| Procter & Gamble Co | COM | 911 | 6K | – |
| Pulte Homes Inc | COM | 849 | 8K | – |
| Regeneron Pharmaceuticals | COM | 5K | 5K | – |
| Samsara Inc Cl A | COM | 666 | 20K | – |
| ServiceNow Inc | COM | 2K | 2K | – |
| Sherwin Williams Co | COM | 2K | 7K | – |
| Stryker Corp | COM | 412 | 1K | – |
| Synopsys Inc | COM | 1K | 2K | – |
| Technipfmc PLC | COM | 2K | 66K | – |
| Tesla Motors Inc | COM | 1K | 6K | – |
| Thermo Fisher Scientific Inc | COM | 7K | 12K | – |
| TJX Cos Inc | COM | 300 | 3K | – |
| Trane Technologies PLC | COM | 1K | 4K | – |
| Transdigm Group Inc | COM | 2K | 2K | – |
| Uber Technologies Inc | COM | 1K | 15K | – |
| United Rentals Inc | COM | 9K | 14K | – |
| UnitedHealth Group Inc | COM | 9K | 18K | – |
| Valero Energy Corp | COM | 1K | 8K | – |
| Vertex Pharmaceuticals Inc | COM | 5K | 10K | – |
| Vertiv Holdings Co Cl A | COM | 1K | 13K | – |
| Albemarle Corp 7.25 Dep A | COM | 1K | 23K | – |
| Apollo Global Mgmt Inc Ser A M | COM | 3K | 46K | – |
| Chart Industries Inc 6.75Dp Co | COM | 1K | 24K | – |
| Hermes Intl SCA ADR | COM | 252 | 1K | – |
| LVMH Moet Hennessy Louis Vuitt | COM | 5K | 30K | – |
| Novo-Nordisk A/S ADR | COM | 4K | 28K | – |
| Silicon Motion Technology Corp | COM | 1K | 13K | – |
| Sumitomo Corp Sp ADR | COM | 367 | 15K | – |
| Taiwan Semiconductor Mfg Ltd S | COM | 1K | 8K | – |
| Tokyo Electron Ltd ADR | COM | 2K | 18K | – |
| Direxion Daily Semiconductor 3 | COM | 898 | 16K | – |
| iShares Tr Russell 1000 Growth | COM | 255 | 700 | – |
| JPMorgan Exchange-Traded Fund | COM | 649 | 11K | – |
| JPMorgan Exchange Traded Fund | COM | 2K | 35K | – |
| ProShares Ult Semiconductor | COM | 278 | 2K | – |
| SPDR S&P 500 ETF TR | COM | 971 | 2K | – |
| Vanguard S&P 500 ETF | COM | 265 | 530 | – |
| Alpha Architect 1-3 Month Box | MUTUAL FUND | 2K | 15K | – |
| GAMCO Global Gold Natural Reso | MUTUAL FUND | 65 | 16K | – |
| T Rowe Price Mid Cap Growth Fu | MUTUAL FUND | 204 | 2K | – |
| Brookfield Infrast Partners LP | MLP | 206 | 8K | – |
| Plains All American Pipeline L | BOND | 719 | 40K | – |
| Gaming & Leisure Properties In | REIT | 357 | 8K | – |
| Iron Mountain Inc | REIT | 3K | 28K | – |
| SL Green Realty Corp | REIT | 1K | 22K | – |