NOBLE WEALTH MANAGEMENT, INC.
Adviser information for NOBLE WEALTH MANAGEMENT, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 603 | $166.3M |
| Non-Discretionary | 26 | $9.3M |
| Total | 629 | $175.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 175 | $51.7M |
| HNW Individuals | 49 | $123.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)INVESTMENT CONSULTING AND PORTFOLIO REVIEW SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-108555 |
|---|---|
| SEC ERA File Number | 801-108555 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169963 |
| Legal Entity Identifier | None |
Principal Office
4299 MACARTHUR BLVD.SUITE 100
NEWPORT BEACH
CA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 888-272-2008, Fax: 949-837-1947
Websites
Chief Compliance Officer
ANTHONY J. DILIBERTO
COO
4299 MACARTHUR BLVD
SUITE 100
NEWPORT BEACH
CA
United States
Tel:
888-272-2008
Fax:
949-837-1947
A*@************************M
(Full email address available in API data)
Regulatory Contact
ALAN J SCHRYER
PRESIDENT & CEO
4299 MACARTHUR BLVD
SUITE 130
NEWPORT BEACH
CA
United States
Tel:
888-272-2008
Fax:
949-837-1947
A***@************************M
(Full email address available in API data)
Industry Affiliates
| NOBLE REAL ESTATE AND MORTGAGE | Real estate broker or dealer |
| NOBLE TAX SPECIALISTS | Accountant or accounting firm |
| PRES 555 MAIN, LLC | Sponsor or syndicator of limited partnerships |
| PRES MCKINLEY, LLC | Sponsor or syndicator of limited partnerships |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHRYER, ALAN, JEROME | Individual | – | PRESIDENT | 12/2013 | > 75% |
| DILIBERTO, ANTHONY, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2014 | < 5% |