BRIDGEWATER ASSET MANAGEMENT LLC
Adviser information for BRIDGEWATER ASSET MANAGEMENT LLC last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,108 | $254.4M |
| Non-Discretionary | 53 | $12.3M |
| Total | 1,161 | $266.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 260 | $58.2M |
| HNW Individuals | 127 | $200.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.7M |
| Charitable organizations | 5 | $3.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 254.4M |
| Portfolio Manager | 254.4M |
| Both for Same | 254.4M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| BRIDGEWATER WRAP PROGRAM | BRIDGEWATER ASSET MANAGMENT, LLC |
Identifiers
| SEC RIA File Number | 801-108560 |
|---|---|
| SEC ERA File Number | 801-108560 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169832 |
| Legal Entity Identifier | None |
Principal Office
16150 MAIN CIRCLE DRIVESUITE 210
CHESTERFIELD
MO
United States
Monday - Friday, 8:30 AM - 4:30PM
Tel: 636-536-9936, Fax: 636-532-6648
Chief Compliance Officer
ROBERT BALICE
MANAGING MEMBER
16150 MAIN CIRCLE DRIVE
SUITE 210
CHESTERFIELD
MO
United States
Tel:
636-536-9936
R************@*******T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BALICE, ROBERT, FRANCIS | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 01/2013 | < 5% |
| ROSS, THOMAS, LAKE | Individual | – | MANAGING MEMBER | 01/2013 | < 5% |
| BRIDGEWATER HOLDCO, LLC | Domestic Entity | – | MEMBER | 07/2022 | > 75% |
| BRIDGEWATER LEGACY PARTNERS, LLC | Domestic Entity | BRIDGEWATER HOLDCO, LLC | MEMBER | 07/2022 | > 75% |
| BALICE, ROBERT, FRANCIS | Individual | BRIDGEWATER LEGACY PARTNERS, LLC | MEMBER | 07/2022 | 50-75% |
| ROSS, THOMAS, LAKE | Individual | BRIDGEWATER LEGACY PARTNERS, LLC | MEMBER | 07/2022 | 50-75% |