CLARIFY WEALTH MANAGEMENT
CLARIFY WEALTH MANAGEMENT, INC. Legal Name
Adviser information for CLARIFY WEALTH MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 7 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,552 | $410.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1,552 | $410.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 559 | $110.9M |
| HNW Individuals | 279 | $242.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $2.2M |
| Charitable organizations | <5 | $54.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1,530 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-108586 |
|---|---|
| SEC ERA File Number | 801-108586 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 172355 |
| Legal Entity Identifier | 45-4275587 |
Principal Office
50 E-BUSINESS WAYSUITE 100
CINCINNATI
OH
United States
Monday - Friday, 8-4
Tel: 513-381-0001, Fax: 513-381-0050
Chief Compliance Officer
JAMES G. BRANDENBURGH
CEO
50 E-BUSINESS WAY
SUITE 100
CINCINNATI
OH
United States
Tel:
(513) 381-0001
Fax:
(513) 381-0050
J**@****************M
(Full email address available in API data)
Regulatory Contact
THOMAS CLARK
CHIEF INVESTMENT OFFICER
50 E-BUSINESS WAY
SUITE 100
CINCINNATI
OH
United States
Tel:
(513) 381-0001
Fax:
(513) 381-0050
B***@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WALKER, JACOB, JEFFREY | Individual | – | INVESTMENT ADVISOR REPRESENTATIVE | 03/2024 | 5-10% |
| BRANDENBURGH, JAMES, G | Individual | – | CEO / CHIEF COMPLIANCE OFFICER | 01/2012 | 50-75% |
| RAMEY, AUBREY, HYDE | Individual | – | CHIEF OPERATING OFFICER | 01/2012 | 25-50% |
| CLARK, THOMAS, BRADFORD | Individual | – | CHIEF INVESTMENT OFFICER | 01/2012 | < 5% |
| LISOWSKY, ADAM, PETER | Individual | – | INVESTMENT ADVISOR REPRESENTATIVE | 03/2024 | 5-10% |
| BAXTER, CHAD, ANDREW | Individual | – | INVESTMENT ADVISOR REPRESENTATIVE | 03/2024 | 5-10% |