KEEL WEALTH MANAGEMENT, LLC
Adviser information for KEEL WEALTH MANAGEMENT, LLC last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 80 | $84.0M |
| Non-Discretionary | 15 | $365.0M |
| Total | 95 | $449.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 10 | $6.0M |
| HNW Individuals | 12 | $140.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $3.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $300.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesFIXED INCOME CONSULTING |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-108599 |
|---|---|
| SEC ERA File Number | 801-108599 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285682 |
| Legal Entity Identifier | None |
Principal Office
1510 WINDSOR RDAUSTIN
TX
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 512-368-4666, Fax: 512-367-5659
Chief Compliance Officer
SCOTT L. ZODIN
1510 WINDSOR RD.
AUSTIN
TX
United States
Tel:
512-368-4666
S****@*************M
(Full email address available in API data)
Regulatory Contact
CATHY VASILEV
CONSULTANT
1101 ARROW POINT DR
CEDAR PARK
TX
United States
Tel:
512-796-3299
C*******@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KEEL CAPITAL, LLC | Domestic Entity | – | MEMBER OWNER | 10/2016 | > 75% |
| ZODIN, ELIZABETH, JENNE | Individual | KEEL CAPITAL, LLC | MANAGING MEMBER | 10/2016 | > 75% |
| ZODIN, SCOTT, LAURENCE | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | 11/2016 | 50-75% |
| ZODIN, SCOTT, LAURENCE | Individual | KEEL CAPITAL, LLC | MANAGING MEMBER | 01/2017 | 50-75% |