THEOREM
THEOREM PARTNERS LLC Legal Name
Adviser information for THEOREM last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 62 |
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Investment Advisory/Research | 29 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 10 | $2.0B |
Non-Discretionary | 0 | $0 |
Total | 10 | $2.0B |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 9 | $2.0B |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | <5 | $57.5M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 50 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
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Compensation | % of AUMPerformance-based fees |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
SEC RIA File Number | 801-108607 |
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SEC ERA File Number | 801-108607 |
SEC CIK Numbers | None |
SEC CRD Numbers | 281280 |
Legal Entity Identifier | None |
Principal Office
400 CONCAR DRSAN MATEO
CA
United States
Monday - Friday, 9-5
Tel: 415-489-0457, Fax: None
Chief Compliance Officer
NICHOLAS A WILSON
154 W 14TH STREET
NEW YORK
NY
United States
Tel:
620-215-3696
N******@************M
(Full email address available in API data)
Regulatory Contact
BRIAN BECK
GENERAL COUNSEL
400 CONCAR DR
SAN MATEO
CA
United States
Tel:
626-524-0157
C*********@************M
(Full email address available in API data)
Industry Affiliates
THEOREM OPPORTUNITIES FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
THEOREM SHORT DURATION LIQUIDITY FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
THEOREM INTERNALLY MANAGED EQUITY, LLC | EMPLOYEE INVESTMENT VEHICLE | $1.8M | $0.0M | 26 |
THEOREM MAIN MASTER FUND LP | Hedge Fund | $1,481.9M | $5.0M | 115 |
THEOREM OPPORTUNITIES FUND, L.P. | Private Equity Fund | $20.5M | $10.0M | 3 |
THEOREM PRIME PLUS YIELD FUND MASTER LP | Hedge Fund | $457.9M | $5.0M | 38 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
EDMUNDSON, HUGH, DE LA VERGNE | Individual | – | CHAIRMAN, CHIEF INVESTMENT OFFICER | 09/2013 | < 5% |
Beck, Brian, David | Individual | – | GENERAL COUNSEL | 10/2019 | < 5% |
PODOLSKY, RYAN, T | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2020 | < 5% |
THEOREM TECHNOLOGY, INC. | Domestic Entity | – | SOLE MEMBER | 12/2021 | > 75% |
EDMUNDSON, HUGH, DE LA VERGNE | Individual | THEOREM TECHNOLOGY, INC. | CHAIRMAN | 12/2021 | 50-75% |
WILSON, NICHOLAS, A | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |