KLOSTERS CAPITAL
KLOSTERS CAPITAL LLC Legal Name
Adviser information for KLOSTERS CAPITAL last updated from Form ADV on February 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 48 | $66.8M |
| Non-Discretionary | 22 | $333.1M |
| Total | 70 | $399.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 17 | $7.1M |
| HNW Individuals | 24 | $392.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 85 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMCONSULTING FEES |
Identifiers
| SEC RIA File Number | 801-108620 |
|---|---|
| SEC ERA File Number | 801-108620 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285582 |
| Legal Entity Identifier | None |
Principal Office
848 BRICKELL AVENUESUITE 750
MIAMI
FL
United States
Monday - Friday, 9 A.M. TO 6 P.M.
Tel: 305-907-3421, Fax: None
Chief Compliance Officer
JAVIER RODRIGUEZ AMBLES
MANAGING PARTNER
848 BRICKELL AVE.
SUITE 750
MIAMI
FL
United States
Tel:
305-907-3421
J**@*******************M
(Full email address available in API data)
Regulatory Contact
JUAN CARLOS RIERA
COMPLIANCE CONSULTANT
2600 S. DOUGLAS RD.
SUITE 908
CORAL GABLES
FL
United States
Tel:
3054480014
J*****@*****************M
(Full email address available in API data)
Industry Affiliates
| KLOSTERS CAPITAL ESPA�A EAF S.A. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RODRIGUEZ AMBLES, JAVIER | Individual | – | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | 10/2016 | < 5% |
| RODRIGUEZ AMBLES, JAVIER | Individual | ABETOS, LLC | OWNER AND MANAGER | 10/2016 | > 75% |
| ABETOS, LLC | Domestic Entity | – | SHAREHOLDER | 09/2016 | 50-75% |
| 2KC WEALTH ADVISORY LLC | Domestic Entity | – | SHAREHOLDER | 09/2016 | 50-75% |
| G�mez Sotres, Manuel | Individual | 2KC WEALTH ADVISORY LLC | SHAREHOLDER | 09/2016 | > 75% |