ASSET MANAGEMENT STRATEGIES, INC.
Adviser information for ASSET MANAGEMENT STRATEGIES, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 8 |
| No. of Firms/People that Solicit Clients | 8 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,955 | $185.8M |
| Non-Discretionary | 0 | $0 |
| Total | 1,955 | $185.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,955 | $185.8M |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1955 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agentAccountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-108628 |
|---|---|
| SEC ERA File Number | 801-108628 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 135173 |
| Legal Entity Identifier | None |
Principal Office
450 E. 96TH STREETSUITE 500
INDIANAPOLIS
IN
United States
BY APPOINTMENT, 9:00 AM TO 5:00 PM
Tel: 3175776912, Fax: 317-799-1799
Chief Compliance Officer
ANTHONY P. FIORILLO
PRESIDENT / CCO
450 E. 96TH STREET
SUITE 500
INDIANAPOLIS
IN
United States
Tel:
317-577-6912
T****@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FIORILLO, ANTHONY, PATRICK | Individual | – | PRESIDENT / CHIEF COMPLIANCE OFFICER | 04/2005 | > 75% |