CDH INVESTMENT ADVISORY PRIVATE LIMITED

Adviser information for CDH INVESTMENT ADVISORY PRIVATE LIMITED last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Singapore

Employees

Total Number of Employees 43
Investment Advisory/Research 36
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 6 $3.5B
Non-Discretionary 1 $123.3M
Total 7 $3.6B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 8 $3.6B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 8
No. of Non-U.S. Clients 100

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-108635
SEC ERA File Number 801-108635
SEC CIK Numbers None
SEC CRD Numbers 163756
Legal Entity Identifier None

Principal Office

ONE GEORGE STREET, #07-04
SINGAPORE
Singapore
Monday - Friday, 9:00 A.M. TO 6:00 P.M.
Tel: 65-6572-8750, Fax: 65-6238-0132

Chief Compliance Officer

HSU, WILLIAM
CHIEF LEGAL & COMPLIANCE OFFICER
ONE GEORGE STREET,#07-04
SINGAPORE
Singapore
Tel: (65) 65728768
Fax: (65) 62380132
(Full email address available in API data)

Regulatory Contact

QIU, JIEWEN
DIRECTOR, COMPLIANCE
1503, LEVEL 15, INTERNATIONAL COMMERCE CENTER
1 AUSTIN ROAD WEST, KOWLOON
HONG KONG
Hong Kong
Tel: (852)95887428
(Full email address available in API data)

Industry Affiliates

ARCHER UNITED HOLDINGS LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CDH 2018 SMA COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CDH ADVANCE MANAGEMENT COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CDH CAPITAL WORLDWIDE LIMITED Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles
CDH CHINA HF HOLDINGS COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CDH FIXED INCOME MANAGEMENT COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CDH III HOLDINGS COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CDH INVESTMENT MANAGEMENT COMPANY LIMITED Other investment adviser, including financial planners
CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED Other investment adviser, including financial planners
CDH IV FEEDER HOLDINGS COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CDH IV HOLDINGS COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CDH LEGENDARY HOLDINGS LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CDH MEZZANINE MANAGEMENT COMPANY LIMITED Other investment adviser, including financial planners
CDH MID MARKET MANAGEMENT COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CDH PILGRIM VISION COMPANY LIMITED Other investment adviser, including financial planners
CDH R-III PARALLEL HOLDINGS COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CDH REAL ESTATE INVESTMENT HOLDINGS COMPANY LIMITED Other investment adviser, including financial planners
CDH REAL ESTATE INVESTMENT MANAGEMENT COMPANY LIMITED Other investment adviser, including financial planners
CDH SHANGHAI DINGHUI BAI FU WEALTH MANAGEMENT COMPANY LIMITED Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles
CDH SPECIAL OPPORTUNITY HOLDINGS COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CDH SPECIAL OPPORTUNITY MANAGEMENT COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CDH SPHERE HOLDINGS COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CDH V FEEDER HOLDINGS COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CDH V HOLDINGS COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CDH V MANAGEMENT COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CDH V SHINE I HOLDINGS LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CDH VENTURE GP I COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CDH VENTURE GP II COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CDH VENTURE GP III COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CDH VENTURE MANAGEMENT COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CDH VENTURE MANAGEMENT III COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CDH VGC CO-INVESTMENT HOLDINGS COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CDH VGC II HOLDINGS COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CDH VI CO-INVESTMENT HOLDINGS COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CDH VI FEEDER HOLDINGS COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CDH VI HOLDINGS COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CDH VI PWM FEEDER HOLDINGS COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CDH WEALTH MANAGEMENT COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CEPHEI CAPITAL Other investment adviser, including financial planners
CEPHEI CAPITAL INVESTMENT COMPANY LIMITED Other investment adviser, including financial planners
CEPHEI CAPITAL MANAGEMENT (TIANJIN) LIMITED Other investment adviser, including financial planners
CEPHEI CAPITAL MANAGEMENT COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CRYSTAL MAGIC WAND LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
DINGHUI HONGTAI INVESTMENT MANAGEMENT (SHENZHEN QIANHAI) COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
DINGHUI HUATAI INVESTMENT MANAGEMENT (BEIJING) COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
DINGHUI INVESTMENT MANAGEMENT (TIANJIN) COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
DINGHUI YUTAI RE INVESTMENT MANAGEMENT (TIANJIN) COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
HONOR SEA LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
NINGBO DINGHUI BAI FU INVESTMENT MANAGEMENT COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SILVER BRIDGE HOLDINGS COMPANY LIMITED Other investment adviser, including financial planners
SILVER STONE HOLDINGS COMPANY LIMITED Other investment adviser, including financial planners
SILVER URANUS HOLDINGS COMPANY LIMITED Other investment adviser, including financial planners
SOUTH OAK CAPITAL MANAGEMENT (HONG KONG) COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SOUTH OAK CAPITAL MANAGEMENT COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
STELLAR STONE HOLDINGS COMPANY LIMITED Other investment adviser, including financial planners
SUZHOU DINGHUI HUAHE VENTURE INVESTMENT MANAGEMENT COMPANY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
CDH 2018 SMA FUND, L.P. Private Equity Fund $52.5M $0.0M 5
CDH FUND V, L.P. Private Equity Fund $1,812.3M $5.0M 76
CDH FUND VI, L.P. Private Equity Fund $1,885.2M $5.0M 55
SOUTHERN OAK MANIFOLD MASTER FUND Hedge Fund $132.6M $0.5M 26

Control Persons

Name Type Entity Title Since Ownership
JIAO, SHUGE, (NMN) Individual DIRECTOR OF CDH INVESTMENT ADVISORY PRIVATE LIMITED 05/2005 < 5%
WU, SHANGZHI, (NMN) Individual DIRECTOR OF CDH INVESTMENT ADVISORY PRIVATE LIMITED 05/2005 < 5%
HUI, CHI KIN MAX Individual DIRECTOR OF CDH INVESTMENT ADVISORY PRIVATE LIMITED 09/2013 < 5%
CHINA DIAMOND HOLDINGS III LIMITED Foreign Entity CLASS A ORDINARY SHAREHOLDER OF CDH CHINA GROWTH CAPITAL HOLDINGS COMPANY LIMITED 04/2011 50-75%
PROWELL VENTURES PTE. LTD. Foreign Entity CLASS C ORDINARY SHAREHOLDER OF CDH CHINA GROWTH CAPITAL HOLDINGS COMPANY LIMITED 05/2005 10-25%
CHINA DIAMOND HOLDINGS III, L.P. Foreign Entity CLASS A ORDINARY SHAREHOLDER OF CDH III HOLDINGS COMPANY LIMITED 07/2007 > 75%
CZI II GP HOLDINGS, L.P. Foreign Entity CLASS B ORDINARY SHAREHOLDER OF CDH III HOLDINGS COMPANY LIMITED 07/2007 10-25%
PROWELL VENTURES PTE. LTD. Foreign Entity CLASS C ORDINARY SHAREHOLDER OF CDH III HOLDINGS COMPANY LIMITED 07/2007 10-25%
WU, SHANGZHI, (NMN) Individual DIRECTOR OF CDH III HOLDINGS COMPANY LIMITED 09/2007 < 5%
CHENG, LAURENCE, WING YIU Individual DIRECTOR OF CDH III HOLDINGS COMPANY LIMITED 09/2007 < 5%
TANG, WENG YEW JOHN Individual DIRECTOR OF CDH III HOLDINGS COMPANY LIMITED 09/2014 < 5%
CHINA DIAMOND HOLDINGS IV, L.P Foreign Entity CLASS A ORDINARY SHAREHOLDER OF CDH IV HOLDINGS COMPANY LIMITED 04/2010 > 75%
CZI II GP HOLDINGS, L.P. Foreign Entity CLASS B ORDINARY SHAREHOLDER OF CDH IV HOLDINGS COMPANY LIMITED 04/2010 10-25%
IONA INVESTMENT PTE. LTD. Foreign Entity CLASS C ORDINARY SHAREHOLDER OF CDH IV HOLDINGS COMPANY LIMITED 04/2010 10-25%
WU, SHANGZHI, (NMN) Individual DIRECTOR OF CDH IV HOLDINGS COMPANY LIMITED 04/2010 < 5%
CHENG, LAURENCE, WING YIU Individual DIRECTOR OF CDH IV HOLDINGS COMPANY LIMITED 04/2010 < 5%
TANG, WENG YEW JOHN Individual DIRECTOR OF CDH IV HOLDINGS COMPANY LIMITED 09/2014 < 5%
CDH IV HOLDINGS COMPANY LIMITED Foreign Entity SHAREHOLDER OF CDH IV FEEDER HOLDINGS COMPANY LIMITED 07/2009 > 75%
CDH WEALTH MANAGEMENT COMPANY LIMITED Foreign Entity SHAREHOLDER OF CDH CHINA HF HOLDINGS COMPANY LIMITED 02/2015 > 75%
HSU, WILLIAM, SHANG WI Individual DIRECTOR OF CDH CHINA HF HOLDINGS COMPANY LIMITED 02/2015 < 5%
YING, WEI Individual DIRECTOR OF CDH CHINA HF HOLDINGS COMPANY LIMITED 02/2015 < 5%
GUO, LI Individual CHIEF FINANCIAL OFFICER 02/2009 < 5%
HSU, WILLIAM, SHANG WI Individual CHIEF LEGAL & COMPLIANCE OFFICER 01/2014 < 5%
WU, SHANGZHI, (NMN) Individual CHINA DIAMOND HOLDINGS COMPANY LIMITED BENEFICIAL OWNER 03/2007 25-50%
JIAO, SHUGE, (NMN) Individual CHINA DIAMOND HOLDINGS COMPANY LIMITED BENEFICIAL OWNER 03/2007 25-50%
CHINA DIAMOND HOLDINGS COMPANY LIMITED Foreign Entity CHINA DIAMOND HOLDINGS III LIMITED SHAREHOLDER OF CHINA DIAMOND HOLDINGS III LIMITED 05/2010 > 75%
CAPITAL Z EMPLOYEES II, L.P. Foreign Entity CZI II GP HOLDINGS, L.P. GENERAL PARTNER OF CZI II GP HOLDINGS, L.P. 04/2001
CAPITAL Z PARTNERS II, LTD. Foreign Entity CAPITAL Z EMPLOYEES II, L.P. GENERAL PARTNER OF CAPITAL Z EMPLOYEES II, L.P. 04/2001
GIC (VENTURES) PTE. LTD. Foreign Entity PROWELL VENTURES PTE. LTD. SHAREHOLDER OF PROWELL VENTURES PTE. LTD. 09/1996 > 75%
MINISTER FOR FINANCE Foreign Entity GIC (VENTURES) PTE. LTD. SHAREHOLDER OF GIC (VENTURES) PTE. LTD. 03/1985 > 75%
CHINA DIAMOND HOLDINGS COMPANY LIMITED Foreign Entity CHINA DIAMOND HOLDINGS III, L.P. GENERAL PARTNER OF CHINA DIAMOND HOLDINGS III, L.P. 11/2006
CHINA DIAMOND HOLDINGS COMPANY LIMITED Foreign Entity CHINA DIAMOND HOLDINGS IV, L.P. GENERAL PARTNER OF CHINA DIAMOND HOLDINGS IV, L.P. 03/2010
CDH VI HOLDINGS COMPANY LIMITED Foreign Entity SHAREHOLDER OF CDH VI FEEDER HOLDINGS COMPANY LIMITED 08/2017 > 75%
GIC (VENTURES) PTE. LTD. Foreign Entity IONA INVESTMENT PTE. LTD. SHAREHOLDER OF IONA INVESTMENT PTE. LTD. 04/1995 > 75%
CDH INVESTMENT MANAGEMENT COMPANY LIMITED Foreign Entity SHAREHOLDER OF CDH INVESTMENT ADVISORY PRIVATE LIMITED 01/2019 > 75%
CDH GRIFFIN HOLDINGS COMPANY LIMITED Foreign Entity CLASS A ORDINARY SHAREHOLDER OF CDH VI HOLDINGS COMPANY LIMITED 07/2018 > 75%
CDH VI HOLDINGS COMPANY LIMITED Foreign Entity SHAREHOLDER OF CDH VI PWM FEEDER HOLDINGS COMPANY LIMITED 04/2018 > 75%
SCHONBERGER, STUART Individual DIRECTOR OF CDH VI PWM FEEDER HOLDINGS COMPANY LIMITED 04/2018 < 5%
CDH INVESTMENT MANAGEMENT COMPANY LIMITED Foreign Entity SHAREHOLDER OF CDH 2018 SMA COMPANY LIMITED 05/2018 > 75%
WU, SHANGZHI, (NMN) Individual DIRECTOR OF CDH 2018 SMA COMPANY LIMITED 05/2018 < 5%
HSU, WILLIAM, SHANG WI Individual DIRECTOR OF CDH 2018 SMA COMPANY LIMITED 05/2018 < 5%
CDH GRIFFIN HOLDINGS COMPANY LIMITED Foreign Entity CDH INVESTMENT MANAGEMENT COMPANY LIMITED SHAREHOLDER OF CDH INVESTMENT MANAGEMENT COMPANY LIMITED 05/2017 > 75%
CDH INVESTMENT MANAGEMENT COMPANY LIMITED Foreign Entity CDH WEALTH MANAGEMENT COMPANY LIMITED SHAREHOLDER OF CDH WEALTH MANAGEMENT COMPANY LIMITED 12/2018 > 75%
ADVANCE FAITH INVESTING LIMITED Foreign Entity CDH WEALTH MANAGEMENT COMPANY LIMITED SHAREHOLDER OF CDH WEALTH MANAGEMENT COMPANY LIMITED 06/2017 25-50%
YING, WEI Individual ADVANCE FAITH INVESTING LIMITED BENEFICIAL OWNER 03/2014 > 75%
WU, SHANGZHI, (NMN) Individual CDH GRIFFIN HOLDINGS COMPANY LIMITED BENEFICIAL OWNER 12/2018 25-50%
JIAO, SHUGE, (NMN) Individual CDH GRIFFIN HOLDINGS COMPANY LIMITED BENEFICIAL OWNER 12/2018 25-50%
CDH INVESTMENT MANAGEMENT COMPANY LIMITED Foreign Entity SHAREHOLDER OF CDH SPHERE HOLDINGS COMPANY LIMITED 07/2018 > 75%
WU, SHANGZHI, (NMN) Individual DIRECTOR OF CDH SPHERE HOLDINGS COMPANY LIMITED 07/2018 < 5%
HSU, WILLIAM, SHANG WI Individual DIRECTOR OF CDH SPHERE HOLDINGS COMPANY LIMITED 07/2018 < 5%
HSU, WILLIAM, SHANG WI Individual DIRECTOR OF CDH IV FEEDER HOLDINGS COMPANY LIMITED 05/2018 < 5%
CHINA DIAMOND HOLDINGS V LIMITED Foreign Entity CLASS A ORDINARY SHAREHOLDER OF CDH V HOLDINGS COMPANY LIMITED 02/2014 > 75%
CZI II GP HOLDINGS, L.P. Foreign Entity CLASS B ORDINARY SHAREHOLDER OF CDH V HOLDINGS COMPANY LIMITED 02/2014 10-25%
IONA INVESTMENT PTE. LTD. Foreign Entity CLASS C ORDINARY SHAREHOLDER OF CDH V HOLDINGS COMPANY LIMITED 02/2014 10-25%
CDH V HOLDINGS COMPANY LIMITED Foreign Entity SHAREHOLDER OF CDH V FEEDER HOLDINGS COMPANY LIMITED 09/2012 > 75%
SCHONBERGER, STUART Individual DIRECTOR OF CDH V FEEDER HOLDINGS COMPANY LIMITED 09/2012 < 5%
WU, SHANGZHI, (NMN) Individual DIRECTOR OF CDH V HOLDINGS COMPANY LIMITED 02/2014 < 5%
CHENG, LAURENCE, WING YIU Individual DIRECTOR OF CDH V HOLDINGS COMPANY LIMITED 02/2014 < 5%
TANG, WENG YEW JOHN Individual DIRECTOR OF CDH V HOLDINGS COMPANY LIMITED 09/2014 < 5%
CHINA DIAMOND HOLDINGS COMPANY LIMITED Foreign Entity CHINA DIAMOND HOLDINGS V LIMITED SHAREHOLDER OF CHINA DIAMOND HOLDINGS V LIMITED 09/2012 > 75%
PROWELL VENTURES PTE. LTD. Foreign Entity CDH INVESTMENT MANAGEMENT COMPANY LIMITED SHAREHOLDER OF CDH INVESTMENT MANAGEMENT COMPANY LIMITED 11/2018 25-50%
CZI II MC HOLDINGS, L.P. Foreign Entity CDH INVESTMENT MANAGEMENT COMPANY LIMITED SHAREHOLDER OF CDH INVESTMENT MANAGEMENT COMPANY LIMITED 11/2018 25-50%
CAPITAL Z EMPLOYEES II, L.P. Foreign Entity CZI II MC HOLDINGS, L.P. GENERAL PARTNER OF CZI II MC HOLDINGS, L.P. 09/2017
PROWELL VENTURES PTE. LTD. Foreign Entity CLASS C ORDINARY SHAREHOLDER OF CDH VI HOLDINGS COMPANY LIMITED 11/2020 5-10%
CZI II GP HOLDINGS, L.P. Foreign Entity CLASS B ORDINARY SHAREHOLDER OF CDH VI HOLDINGS COMPANY LIMITED 11/2020 5-10%
WU, SHANGZHI, (NMN) Individual DIRECTOR OF CDH VI HOLDINGS COMPANY LIMITED 06/2020 < 5%
CHENG, LAURENCE, WING YIU Individual DIRECTOR OF CDH VI HOLDINGS COMPANY LIMITED 11/2020 < 5%
TANG, WENG YEW JOHN Individual DIRECTOR OF CDH VI HOLDINGS COMPANY LIMITED 11/2020 < 5%
WU, SHANGZHI, (NMN) Individual DIRECTOR OF CDH VI FEEDER HOLDINGS COMPANY LIMITED 06/2020 < 5%
JIAO, SHUGE, (NMN) Individual DIRECTOR OF CDH VI FEEDER HOLDINGS COMPANY LIMITED 06/2020 < 5%
HU, XIAOLING Individual DIRECTOR OF CDH VI FEEDER HOLDINGS COMPANY LIMITED 06/2020 < 5%
WU, SHANGZHI, (NMN) Individual DIRECTOR OF CDH VI PWM FEEDER HOLDINGS COMPANY LIMITED 06/2020 < 5%
JIAO, SHUGE, (NMN) Individual DIRECTOR OF CDH VI PWM FEEDER HOLDINGS COMPANY LIMITED 06/2020 < 5%
WU, SHANGZHI, (NMN) Individual DIRECTOR OF CDH V FEEDER HOLDINGS COMPANY LIMITED 02/2014 < 5%
HSU, WILLIAM, SHANG WI Individual DIRECTOR OF CDH V FEEDER HOLDINGS COMPANY LIMITED 02/2014 < 5%
LANYI, Thomas Individual DIRECTOR OF CDH INVESTMENT ADVISORY PRIVATE LIMITED 02/2022 < 5%
TO, FUNG Individual CHIEF EXECUTIVE OFFICER 11/2022 < 5%

No. Employees, Historic

60300201920202021202220232024202549 on 4/1/201956 on 4/17/202047 on 3/30/202150 on 3/29/202250 on 4/29/202250 on 10/5/202244 on 3/29/202343 on 3/26/2024

RAUM, Historic

9B5B020192020202120222023202420253760884940 on 4/1/20197770025293 on 4/17/20208111669021 on 3/30/20217321266430 on 3/29/20227040038252 on 4/29/20227040038252 on 10/5/20224608793460 on 3/29/20233610849906 on 3/26/2024

No. Clients, Historic

20100201920202021202220232024202516 on 4/1/201918 on 4/17/202018 on 3/30/202115 on 3/29/202212 on 4/29/202212 on 10/5/20228 on 3/29/20238 on 3/26/2024