Hedge Fund Database

BREGAL INVESTMENTS, INC.

Adviser information for BREGAL INVESTMENTS, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 96
Investment Advisory/Research 56
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 0 $0
Non-Discretionary 48 $25.8B
Total 48 $25.8B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 48 $25.8B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 84

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based feesREIMBURSEMENT OF EXPENSES ON A COST PLUS BASIS

Identifiers

SEC RIA File Number 801-108649
SEC ERA File Number 801-108649
SEC CIK Numbers None
SEC CRD Numbers 285006
Legal Entity Identifier None

Principal Office

200 PARK AVENUE
45TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 AM-5PM
Tel: 212-704-3000, Fax: 212-573-6234

Websites

www.linkedin.com/company/bregal-energy/about/ www.bregalenergy.com www.linkedin.com/company/bregal-investments/about/ www.bregal.com/ www.sagemount.com www.bregalpartners.com www.twitter.com/bregalsagemount?lang=en www.linkedin.com/company/bregal-sagemount/about/ www.linkedin.com/company/bregal-partners/about/ www.bregal-private-equity-partners.com/

Chief Compliance Officer

MICHELLE RILEY
GENERAL COUNSEL
200 PARK AVENUE
45TH FLOOR
NEW YORK
NY
United States
Tel: 212-704-3050
Fax: 212-573-6234
(Full email address available in API data)

Regulatory Contact

DWIGHT CUPIT
CHIEF FINANCIAL OFFICER
200 PARK AVENUE
459TH FLOOR
NEW YORK
NY
United States
Tel: 212-704-3000
Fax: 212-573-6234
(Full email address available in API data)

Industry Affiliates

B.U. ITALY SRL Other investment adviser, including financial planners
BPEP VI-B GENERAL PARTNER JERSEY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BREGAL CAPITAL GENERAL PARTNER JERSEY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BREGAL CAPITAL GP (UK I) LLP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BREGAL CAPITAL LLP Other investment adviser, including financial planners
BREGAL GENERAL PARTNER III JERSEY LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BREGAL GENERAL PARTNER JERSEY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BREGAL INVESTMENTS LLP Other investment adviser, including financial planners
BREGAL MILESTONE GENERAL PARTNER JERSEY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BREGAL MILESTONE II GENERAL PARTNER JERSEY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BREGAL MILESTONE II GENERAL PARTNER SARL Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BREGAL MILESTONE SA Other investment adviser, including financial planners
BREGAL NORTH AMERICA GENERAL PARTNER JERSEY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BREGAL PARTNERS II GENERAL PARTNER JERSEY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BREGAL SAGEMOUNT CREDIT OPPORTUNITIES FUND II GP LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BREGAL SAGEMOUNT CREDIT OPPORTUNITIES FUND II MANCO LIMITED Other investment adviser, including financial planners
BREGAL SAGEMOUNT CREDIT OPPORTUNITIES FUND II-O GP LTD Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BREGAL SAGEMOUNT II GENERAL PARTNER JERSEY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BREGAL SAGEMOUNT II JERSEY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BREGAL SAGEMOUNT III GENERAL PARTNER JERSEY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BREGAL SAGEMOUNT III JERSEY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BREGAL SAGEMOUNT IV GENERAL PARTNER JERSEY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BREGAL SAGEMOUNT IV JERSEY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BREGAL SAGEMOUNT MANAGEMENT GP, LLC Sponsor, GP, manager of pooled investment vehicles
BREGAL SAGEMOUNT SPAC INVESTOR GP LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BREGAL UNTERNEHMERKAPITAL AG Sponsor, GP, manager of pooled investment vehicles
BREGAL UNTERNEHMERKAPITAL ESH GENERAL PARTNER SARL Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BREGAL UNTERNEHMERKAPITAL GENERAL PARTNER LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BREGAL UNTERNEHMERKAPITAL GMBH Other investment adviser, including financial planners
BREGAL UNTERNEHMERKAPITAL II GENERAL PARTNER LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BREGAL UNTERNEHMERKAPITAL II GENERAL PARTNER SARL Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BREGAL UNTERNEHMERKAPITAL III GP SARL Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BREGAL UNTERNEHMERKAPITAL III GP-MF SARL Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BREGAL UNTERNEHMERKAPITAL IV GENERAL PARTNER SARL Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BREGAL UNTERNEHMERKAPITAL IV GP FEEDER LIMITED Sponsor, GP, manager of pooled investment vehicles
BREGAL UNTERNEHMERKAPITAL IV GP-MF SARL Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BSI2 HOLD EGGPLANT, INC. Sponsor, GP, manager of pooled investment vehicles
BU ADHESIVES CO-INVESTMENT GENERAL PARTNER SARL Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BU ADHESIVES CO-INVESTMENT I AND II GENERAL PARTNER SARL Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
COFRA INVESTMENTS GENERAL PARTNER LTD Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
GOOD ENERGIES GENERAL PARTNER JERSEY LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
BREGAL EUROPE CO-INVESTMENT LP Private Equity Fund $0.1M $20.0M 13
BREGAL INVESTMENTS II L.P. Private Equity Fund $318.3M $5.0M 44
BREGAL INVESTMENTS III L.P. Private Equity Fund $394.6M $5.0M 6
BREGAL INVESTMENTS IV L.P. Private Equity Fund $695.9M $5.0M 19
BREGAL INVESTMENTS L.P. Private Equity Fund $34.7M $5.0M 6
BREGAL PARTNERS II LP Private Equity Fund $613.1M $5.0M 26
BREGAL PARTNERS L.P. Private Equity Fund $246.0M $5.0M 11
BREGAL PRIVATE CAPITAL II L.P. Private Equity Fund $64.3M $5.0M 7
BREGAL PRIVATE CAPITAL L.P. Private Equity Fund $9.2M $5.0M 9
BREGAL PRIVATE EQUITY PARTNERS III L.P. Private Equity Fund $91.2M $5.0M 19
BREGAL PRIVATE EQUITY PARTNERS IV L.P. Private Equity Fund $654.3M $5.0M 21
BREGAL PRIVATE EQUITY PARTNERS V SLP Private Equity Fund $917.7M $5.0M 22
BREGAL PRIVATE EQUITY PARTNERS VI SLP Private Equity Fund $1,177.4M $5.0M 18
BREGAL PRIVATE EQUITY PARTNERS VII SLP Private Equity Fund $1,096.7M $5.0M 24
BREGAL SAGEMOUNT CREDIT OPPORTUNITIES CO-INVESTMENT FUND LP Private Equity Fund $79.6M $10.0M 2
BREGAL SAGEMOUNT CREDIT OPPORTUNITIES FUND II LP Private Equity Fund $161.9M $10.0M 38
BREGAL SAGEMOUNT CREDIT OPPORTUNITIES FUND II-O LP Private Equity Fund $141.8M $20.0M 34
BREGAL SAGEMOUNT CREDIT SOLUTIONS L.P. Private Equity Fund $403.0M $5.0M 10
BREGAL SAGEMOUNT CREDIT SOLUTIONS-O LP Private Equity Fund $350.3M $5.0M 16
BREGAL SAGEMOUNT DEBT INVESTMENT FUND LP Private Equity Fund $0.0M $5.0M 0
BREGAL SAGEMOUNT I L.P. Private Equity Fund $76.5M $5.0M 19
BREGAL SAGEMOUNT II CO-INVEST A LP Private Equity Fund $11.8M $5.0M 1
BREGAL SAGEMOUNT II CO-INVEST B LP Private Equity Fund $75.5M $5.0M 4
BREGAL SAGEMOUNT II LP Private Equity Fund $534.5M $20.0M 35
BREGAL SAGEMOUNT II-A L.P. Private Equity Fund $49.5M $20.0M 21
BREGAL SAGEMOUNT II-B L.P. Private Equity Fund $75.6M $20.0M 23
BREGAL SAGEMOUNT III LP Private Equity Fund $955.5M $20.0M 42
BREGAL SAGEMOUNT III-A LP Private Equity Fund $361.8M $20.0M 33
BREGAL SAGEMOUNT III-B LP Private Equity Fund $427.4M $20.0M 43
BREGAL SAGEMOUNT IV LP Private Equity Fund $1,171.2M $5.0M 61
BREGAL SAGEMOUNT IV-A LP Private Equity Fund $623.8M $5.0M 52
BREGAL SAGEMOUNT IV-B LP Private Equity Fund $1,209.0M $5.0M 99
BREGAL SAGEMOUNT SPAC INVESTOR LP Private Equity Fund $0.0M $0.0M 0
CIG V LP Private Equity Fund $4,105.8M $0.0M 4
CIG VI LP Private Equity Fund $3,599.5M $5.0M 1
CIG VII LP Private Equity Fund $5,025.6M $5.0M 1
GOOD ENERGIES II L.P. Private Equity Fund $95.2M $5.0M 7

Control Persons

Name Type Entity Title Since Ownership
FISHMAN, RONALD, BRUCE Individual – TAX DIRECTOR 10/2004 < 5%
BREGAL INVESTMENTS LONDON LIMITED Foreign Entity – OWNER 12/2015 > 75%
RILEY, MICHELLE, SUZANNE Individual – CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL 12/2007 < 5%
CUPIT, DWIGHT, NICHOLAS Individual – CHIEF FINANCIAL OFFICER 07/2015 < 5%
COFRA HOLDING AG Foreign Entity BREGAL INVESTMENTS LONDON LIMITED OWNER 08/2021 > 75%
RICHARDSON, KEVIN, JOHN Individual – FINANCE DIRECTOR 09/2021 < 5%
WONG, AMY, NMN Individual – FINANCE DIRECTOR 09/2021 < 5%
CARRIER, ALAIN, NMN Individual – CHIEF EXECUTIVE OFFICER 01/2022 < 5%
SELWOOD, RYAN, T. Individual – CHIEF INVESTMENT OFFICER 03/2023 < 5%

No. Employees, Historic

100500201920202021202220232024202565 on 4/30/201970 on 3/27/202070 on 4/22/202068 on 3/31/202168 on 9/20/202168 on 10/14/202168 on 1/3/202268 on 3/30/202268 on 5/18/202268 on 1/25/202381 on 3/31/202381 on 8/21/202396 on 3/29/2024

RAUM, Historic

30B15B0201920202021202220232024202514767477800 on 4/30/201919482430562 on 3/27/202019482430562 on 4/22/202021631537754 on 3/31/202121631537754 on 9/20/202121631537754 on 10/14/202121631537754 on 1/3/202218708434328 on 3/30/202218712670381 on 5/18/202218712670381 on 1/25/202320229801022 on 3/31/202320229801022 on 8/21/202325847352343 on 3/29/2024

No. Clients, Historic

50250201920202021202220232024202522 on 4/30/201934 on 3/27/202034 on 4/22/202036 on 3/31/202136 on 9/20/202136 on 10/14/202136 on 1/3/202238 on 3/30/202238 on 5/18/202238 on 1/25/202350 on 3/31/202350 on 8/21/202348 on 3/29/2024