BAYSWATER MANAGEMENT COMPANY LP
Adviser information for BAYSWATER MANAGEMENT COMPANY LP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 26 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $1.8B |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $1.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $1.8B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-108650 |
|---|---|
| SEC ERA File Number | 801-108650 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285290 |
| Legal Entity Identifier | None |
Principal Office
730 17TH STREETSUITE 500
DENVER
CO
United States
Monday - Friday, 8AM - 5 PM
Tel: 303-893-2503, Fax: 303-893-2508
Chief Compliance Officer
VICTOR WIND
CHIEF FINANCIAL OFFICER
730 17TH STREET
SUITE 500
DENVER
CO
United States
Tel:
303-893-2503
Fax:
303-893-2508
V****@***********S
(Full email address available in API data)
Regulatory Contact
STEPHEN STRUNA
PRESIDENT AND CEO
730 17TH STREET
SUITE 500
DENVER
CO
United States
Tel:
303-893-2503
Fax:
303-893-2508
S******@***********S
(Full email address available in API data)
Industry Affiliates
| BAYSWATER FUND III-A GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAYSWATER FUND III-B GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAYSWATER FUND IV-A GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAYSWATER FUND IV-ANNEX GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAYSWATER FUND IV-B GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BAYSWATER ELGIN NATURAL RESOURCES FUND III-A, LP | Private Equity Fund | $244.0M | $5.0M | 65 |
| BAYSWATER ELGIN NATURAL RESOURCES FUND III-B, LP | Private Equity Fund | $417.5M | $5.0M | 17 |
| BAYSWATER NATURAL RESOURCES FUND IV-A, LP | Private Equity Fund | $217.2M | $5.0M | 42 |
| BAYSWATER NATURAL RESOURCES FUND IV-ANNEX, LP | Private Equity Fund | $251.3M | $0.0M | 11 |
| BAYSWATER NATURAL RESOURCES FUND IV-B, LP | Private Equity Fund | $566.4M | $5.0M | 18 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAYSWATER MANAGEMENT GP, LLC | Domestic Entity | – | GENERAL PARTNER OF THE ADVISER | 09/2016 | < 5% |
| WIND, VICTOR, ANTHONY | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2016 | 5-10% |
| BELCHER, LYNN, STEPHEN | Individual | – | LIMITED PARTNER | 09/2016 | 10-25% |
| STRUNA, STEPHEN, MICHAEL | Individual | – | LIMITED PARTNER | 09/2016 | 25-50% |
| STRUNA, STEPHEN, MICHAEL | Individual | BAYSWATER MANAGEMENT GP, LLC | MEMBER | 09/2016 | 25-50% |
| BELCHER, LYNN, STEPHEN | Individual | BAYSWATER MANAGEMENT GP, LLC | MEMBER | 09/2016 | 25-50% |
| BARBULA, DONALD, WAYNE | Individual | – | LIMITED PARTNER | 09/2016 | 5-10% |
| DYER, JOHN, EDWIN | Individual | – | LIMITED PARTNER | 09/2016 | 5-10% |
| ARSENAULT, JOHN, WILLIAM | Individual | – | LIMITED PARTNER | 09/2016 | 5-10% |