MUELLER FINANCIAL SOLUTIONS CO.
Adviser information for MUELLER FINANCIAL SOLUTIONS CO. last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 547 | $150.3M |
| Non-Discretionary | 12 | $5.4M |
| Total | 559 | $155.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 213 | $55.3M |
| HNW Individuals | 33 | $80.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.4M |
| Charitable organizations | <5 | $553,306 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $12.6M |
| Other | 12 | $5.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-108659 |
|---|---|
| SEC ERA File Number | 801-108659 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 113432 |
| Legal Entity Identifier | None |
Principal Office
303 NORTH 7TH ST.CANON CITY
CO
United States
FRIDAY 8:00 AM TO 3:00 PM, 8:00 AM TO 5:00 PM
Tel: (719) 275-1651, Fax: (719) 269-1033
Websites
Chief Compliance Officer
JEFFREY L. MUELLER
PRESIDENT AND CHIEF EXECUTIVE OFFICER
303 NORTH 7TH ST
CANON CITY
CO
United States
Tel:
(719) 275-1651
Fax:
(719) 269-1033
J***@**********************M
(Full email address available in API data)
Regulatory Contact
SAMANTHA PERKINS
OPERATIONS ASSISTANT
303 NORTH 7TH STREET
CANON CITY
CO
United States
Tel:
(719) 275-1651
Fax:
(719) 269-1033
S****@**********************M
(Full email address available in API data)
Industry Affiliates
| MUELLER & ASSOCIATES PC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MUELLER, JEFFREY, LAWRENCE | Individual | – | PRESIDENT/OWNER/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | 06/1997 | > 75% |