SHP WEALTH MANAGEMENT, LLC
Adviser information for SHP WEALTH MANAGEMENT, LLC last updated from Form ADV on February 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 46 |
|---|---|
| Investment Advisory/Research | 24 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 24 |
| Licensed Agents of an Insurance Company | 17 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5,549 | $1.1B |
| Non-Discretionary | 209 | $42.7M |
| Total | 5,758 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,990 | $623.6M |
| HNW Individuals | 199 | $400.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 42 | $23.9M |
| Charitable organizations | <5 | $852,241 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 59 | $27.4M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 23 | $21.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesSELECTION OF OTHER ADVISERS FEES |
Identifiers
| SEC RIA File Number | 801-108679 |
|---|---|
| SEC ERA File Number | 801-108679 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174697 |
| Legal Entity Identifier | None |
Principal Office
225 WATER STSUITE C210
PLYMOUTH
MA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 508-746-2400, Fax: None
Chief Compliance Officer
MATTHEW CHAPMAN PECK
PRESIDENT/MEMBER
225 WATER ST
SUITE C210
PLYMOUTH
MA
United States
Tel:
508-746-2400
A**@***************M
(Full email address available in API data)
Regulatory Contact
ERIN MACHADO
DIRECTOR OF COMPLIANCE
225 WATER ST
SUITE C210
PLYMOUTH
MA
United States
Tel:
508-746-2400
E****@********M
(Full email address available in API data)
Industry Affiliates
| SHP FINANCIAL, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GREGOIRE, DEREK, L.(MI ONLY) | Individual | – | VICE PRESIDENT/MEMBER | 12/2014 | < 5% |
| GREGOIRE & ASSOCIATES, LLC | Domestic Entity | SHP HOLDING, LLC | OWNER/MEMBER | 10/2015 | 25-50% |
| PECK, MATTHEW, CHAPMAN | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER/MEMBER | 12/2014 | < 5% |
| SHP HOLDING, LLC | Domestic Entity | – | OWNER | 06/2022 | > 75% |
| KEITH ELLIS & ASSOCIATES, LLC | Domestic Entity | SHP HOLDING, LLC | OWNER/MEMBER | 10/2015 | 25-50% |
| HELICON MTN GROUP, INC | Domestic Entity | SHP HOLDING, LLC | OWNER/MEMBER | 10/2015 | 25-50% |
| ELLIS, KEITH, WINSLOW | Individual | – | DIRECTOR/MEMBER | 12/2014 | < 5% |