ALQUITY INVESTMENT MANAGEMENT LTD.
Adviser information for ALQUITY INVESTMENT MANAGEMENT LTD. last updated from Form ADV on September 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $115.0M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $115.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $115.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-108684 |
|---|---|
| SEC ERA File Number | 801-108684 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285948 |
| Legal Entity Identifier | 5493007MOUB6W5G8T6 |
Principal Office
9 KINGSWAYLONDON
United Kingdom
Monday - Friday, 8AM-5PM
Tel: +44(0) 207 5577 7850, Fax: None
Chief Compliance Officer
FRANCISCO ALMADA
DIRECTOR
9 KINGSWAY
LONDON
United Kingdom
Tel:
+44 (0) 207 557 7860
F***************@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Robinson, Paul, Howard | Individual | – | EXECUTIVE CHAIRMAN | 11/2016 | < 5% |
| ALQUITY UK LIMITED | Foreign Entity | – | SHAREHOLDER | 04/2013 | > 75% |
| Robinson, Paul, Howard | Individual | ALQUITY UK LIMITED | DIRECTOR | 03/2012 | 25-50% |
| CROMBIE, ROBERT, EDWARD BRADSHAW | Individual | – | CHIEF EXECUTIVE OFFICER | 04/2019 | < 5% |
| ALMADA, FRANCISCO, XAVIER | Individual | – | DIRECTOR / COMPLIANCE OFFICER | 12/2019 | < 5% |
| ALQUITY GROUP LIMITED | Foreign Entity | ALQUITY UK LIMITED | MINORITY SHAREHOLDER | 04/2013 | 25-50% |
| Robinson, Paul, Howard | Individual | ALQUITY GROUP LIMITED | DIRECTOR | 04/2013 | > 75% |