ALERCE INVESTMENT MANAGEMENT, L.P.
Adviser information for ALERCE INVESTMENT MANAGEMENT, L.P. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 22 | $161.9M |
| Non-Discretionary | 0 | $0 |
| Total | 22 | $161.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 12 | $9.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $149.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $2.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
676 NORTH MICHIGAN AVE.SUITE 4000
CHICAGO
IL
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 312-448-5500, Fax: 312-448-5501
Chief Compliance Officer
LAURA H. GRAY
CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER
676 NORTH MICHIGAN AVE.
SUITE 4000
CHICAGO
IL
United States
Tel:
312-448-5500
L****@***************M
(Full email address available in API data)
Industry Affiliates
| ALERCE MEDICAL TECHNOLOGY GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SATTER MANAGEMENT CO. GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SATTER MEDICAL TECHNOLOGY GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SRX INVESTMENT GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALERCE MEDICAL TECHNOLOGY PARTNERS, L.P. | Private Equity Fund | $75.2M | $10.0M | 20 |
| ALERCE MEDICAL TECHNOLOGY PARTNERS, L.P., CLASS 2023-1 | Private Equity Fund | $7.9M | $0.0M | 3 |
| ALERCE MEDICAL TECHNOLOGY PARTNERS, L.P., CLASS 2023-2 | Private Equity Fund | $19.2M | $0.0M | 22 |
| SATTER CO-INVEST PARTNERS, L.P. | Private Equity Fund | $3.1M | $0.0M | 14 |
| SATTER MEDICAL TECHNOLOGY PARTNERS, L.P. | Private Equity Fund | $29.6M | $5.0M | 38 |
| SMTP CO-INVEST I, L.P. | Private Equity Fund | $2.3M | $0.0M | 11 |
| SMTP CO-INVEST II (AWC), L.P. | Private Equity Fund | $2.3M | $0.0M | 17 |
| SRX INVESTMENT II, L.P. | Private Equity Fund | $6.4M | $0.0M | 7 |
| SRX INVESTMENT, L.P. | Private Equity Fund | $3.9M | $0.0M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SATTER MANAGEMENT CO. GP, LLC | Domestic Entity | – | GENERAL PARTNER | 11/2016 | < 5% |
| SATTER, MUNEER, AHMAD | Individual | – | MANAGING PARTNER | 11/2016 | < 5% |
| MUNEER A. SATTER REVOCABLE TRUST | Domestic Entity | SATTER MANAGEMENT CO. GP, LLC | MEMBER | 11/2016 | > 75% |
| SATTER INVESTMENT MANAGEMENT, LLC | Domestic Entity | – | PARTNER | 11/2016 | > 75% |
| MUNEER A. SATTER REVOCABLE TRUST | Domestic Entity | SATTER INVESTMENT MANAGEMENT, LLC | MEMBER | 05/2012 | > 75% |
| SATTER, MUNEER, AHMAD | Individual | MUNEER A. SATTER REVOCABLE TRUST | TRUSTEE | 11/2000 | |
| GRAY, LAURA | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | 05/2017 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AKEBIA THERAPEUTICS INC | COM | 6M | 6M | – |
| AMERICAN WELL CORP | CL A | 3M | 10M | – |
| ANNEXON INC | COM | 36M | 7M | – |
| AADI BIOSCIENCE INC | COM | 2M | 2M | – |
| VERONA PHARMA PLC | SPONSORED ADS | 3M | 213K | – |