ONE68 GLOBAL CAPITAL, LLC
Adviser information for ONE68 GLOBAL CAPITAL, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $500.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $500.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $500.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
135 WEST 50TH STREETSUITE 200
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 212-331-6738, Fax: None
Chief Compliance Officer
MARC ABEL
CHIEF FINANCIAL OFFICER
135 WEST 50TH STREET
SUITE 200
NEW YORK
NY
United States
Tel:
212-331-6721
M****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ONE68 PLACEHOLDER FUND | Hedge Fund | $500.0M | $0.0M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OH, NANCY, J | Individual | – | MEMBER | 05/2016 | < 5% |
| NGUYEN, DAVID, HAI | Individual | – | MANAGING MEMBER; CHIEF EXECUTIVE OFFICER | 02/2013 | < 5% |
| OH, NANCY, J | Individual | ONE68 CAPITAL, GP, LLC | MEMBER | 05/2016 | 25-50% |
| NGUYEN, DAVID, HAI | Individual | ONE68 CAPITAL, GP, LLC | MANAGING MEMBER | 02/2013 | 50-75% |
| ONE68 CAPITAL, LP | Domestic Entity | – | MEMBER | 02/2018 | > 75% |
| ONE68 CAPITAL, GP, LLC | Domestic Entity | ONE68 CAPITAL, LP | GENERAL PARTNER | 02/2018 | |
| ABEL, MARC, DAVID | Individual | – | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 10/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 14th, 2023 for period ending September 30th, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| N/A | N/A | 0 | 0 | – |