FOUNDERS FINANCIAL ALLIANCE, LLC
Adviser information for FOUNDERS FINANCIAL ALLIANCE, LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | North Carolina, United States |
Employees
Total Number of Employees | 28 |
---|---|
Investment Advisory/Research | 28 |
Registered Broker-Dealer Representatives | 20 |
Registered State Investment Advisers | 26 |
Licensed Agents of an Insurance Company | 23 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 3,031 | $700.0M |
Non-Discretionary | 2 | $925,994 |
Total | 3,033 | $700.9M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 1,813 | $198.1M |
HNW Individuals | 1,064 | $461.8M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 114 | $18.9M |
Charitable organizations | 11 | $3.0M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 31 | $19.1M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 1-10 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)CONSULTING SERVICES |
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Compensation | % of AUMHourly chargesFixed fees |
Principal Office
9212 FALLS OF NEUSE RD., SUITE 221RALEIGH
NC
United States
Monday - Friday, BY APPOINTMENT
Tel: 855-860-5940, Fax: 919-636-7342
Chief Compliance Officer
JAMES SLOOP
BRANCH OPERATIONS MANAGER
9212 FALLS OF NEUSE RD., SUITE 221
RALEIGH
NC
United States
Tel:
855-860-5940
Fax:
919-636-7342
J**********@*************M
(Full email address available in API data)
Regulatory Contact
TOMMY W. PORTER, JR.
MANAGING MEMBER
9212 FALLS OF NEUSE RD., SUITE 221
RALEIGH
NC
United States
Tel:
855-860-5940
Fax:
919-636-7342
T*********@*************M
(Full email address available in API data)
Industry Affiliates
ASSET INSURE | Insurance company or agency |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
PORTER, TOMMY, WAYNE | Individual | – | MANAGING MEMBER | 09/2014 | < 5% |
SLOOP, JAMES, ALLEN | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2017 | < 5% |
FOUNDERS WEALTH HOLDINGS, LLC | Domestic Entity | – | HOLDING COMPANY | 01/2018 | > 75% |
PORTER, TOMMY, WAYNE | Individual | FOUNDERS WEALTH HOLDINGS, LLC | MANAGING MEMBER | 01/2018 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 23rd, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBOTT LABS | COM | 473K | 5K | – |
ABBVIE INC | COM | 3M | 20K | – |
ACCENTURE PLC IRELAND | SHS CLASS A | 292K | 963 | – |
ADOBE INC | COM | 788K | 1K | – |
ADVANCED MICRO DEVICES INC | COM | 1M | 9K | – |
AGNC INVT CORP | COM | 1M | 117K | – |
AIR PRODS & CHEMS INC | COM | 245K | 950 | – |
ALPHABET INC | CAP STK CL C | 1M | 8K | – |
ALPHABET INC | CAP STK CL A | 4M | 21K | – |
ALTRIA GROUP INC | COM | 3M | 62K | – |
AMAZON COM INC | COM | 6M | 31K | – |
AMERICAN ELEC PWR CO INC | COM | 812K | 9K | – |
AMERICAN EXPRESS CO | COM | 579K | 3K | – |
AMERICAN TOWER CORP NEW | COM | 507K | 3K | – |
AMGEN INC | COM | 802K | 3K | – |
AMPLIFY ETF TR | CWP ENHANCED DIV | 2M | 54K | – |
AMPLIFY ETF TR | AMPLIFY ALTERNAT | 15K | 5K | – |
AON PLC | SHS CL A | 633K | 2K | – |
APPLE INC | COM | 27M | 128K | – |
APPLIED MATLS INC | COM | 507K | 2K | – |
ARES CAPITAL CORP | COM | 585K | 28K | – |
ARMSTRONG WORLD INDS INC NEW | COM | 278K | 2K | – |
AT&T INC | COM | 2M | 91K | – |
AUTOMATIC DATA PROCESSING IN | COM | 366K | 2K | – |
BANK AMERICA CORP | COM | 1M | 32K | – |
BANK AMERICA CORP | 7.25%CNV PFD L | 8K | 7 | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 6K | – |
BLACKROCK HEALTH SCIENCES TR | COM | 332K | 8K | – |
BLACKROCK INC | COM | 373K | 474 | – |
BOEING CO | COM | 432K | 2K | – |
BP PLC | SPONSORED ADR | 779K | 22K | – |
BRANDYWINE RLTY TR | SH BEN INT NEW | 182K | 41K | – |
BRISTOL-MYERS SQUIBB CO | COM | 348K | 8K | – |
BROADCOM INC | COM | 4M | 3K | – |
CALAMOS CONV OPPORTUNITIES & | SH BEN INT | 340K | 29K | – |
CALUMET SPECIALTY PRODS PART | UT LTD PARTNER | 777K | 48K | – |
CANTALOUPE INC | COM | 198K | 30K | – |
CAPITAL GROUP GBL GROWTH EQT | SHS CREATION UNI | 536K | 18K | – |
CAPITAL GROUP GROWTH ETF | SHS CREATION UNI | 413K | 13K | – |
CARRIER GLOBAL CORPORATION | COM | 419K | 7K | – |
CATERPILLAR INC | COM | 1M | 3K | – |
CF INDS HLDGS INC | COM | 374K | 5K | – |
CHEVRON CORP NEW | COM | 3M | 17K | – |
CHUBB LIMITED | COM | 247K | 968 | – |
CINTAS CORP | COM | 317K | 453 | – |
CION INVT CORP | COM | 203K | 17K | – |
CISCO SYS INC | COM | 1M | 24K | – |
CITIGROUP INC | COM NEW | 386K | 6K | – |
COCA COLA CO | COM | 1M | 20K | – |
COLGATE PALMOLIVE CO | COM | 259K | 3K | – |
COMCAST CORP NEW | CL A | 323K | 8K | – |
CONOCOPHILLIPS | COM | 472K | 4K | – |
COSTCO WHSL CORP NEW | COM | 1M | 1K | – |
CROWDSTRIKE HLDGS INC | CL A | 374K | 977 | – |
CSX CORP | COM | 396K | 12K | – |
CUMMINS INC | COM | 381K | 1K | – |
CURTISS WRIGHT CORP | COM | 455K | 2K | – |
CVR PARTNERS LP | COM | 1M | 17K | – |
CVS HEALTH CORP | COM | 1M | 18K | – |
DANAHER CORPORATION | COM | 203K | 812 | – |
DISCOVER FINL SVCS | COM | 249K | 2K | – |
DISNEY WALT CO | COM | 720K | 7K | – |
DOMINION ENERGY INC | COM | 717K | 15K | – |
DOW INC | COM | 203K | 4K | – |
DUKE ENERGY CORP NEW | COM NEW | 6M | 56K | – |
DYNEX CAP INC | COM | 194K | 16K | – |
EASTGROUP PPTYS INC | COM | 419K | 2K | – |
EATON CORP PLC | SHS | 2M | 5K | – |
EATON VANCE TAX ADVT DIV INC | COM | 670K | 29K | – |
ELEVANCE HEALTH INC | COM | 277K | 511 | – |
ELI LILLY & CO | COM | 2M | 2K | – |
EMERSON ELEC CO | COM | 431K | 4K | – |
ENBRIDGE INC | COM | 425K | 12K | – |
ENTERPRISE PRODS PARTNERS L | COM | 250K | 9K | – |
EQT CORP | COM | 290K | 8K | – |
ETFIS SER TR I | INFRAC ACT MLP | 8K | 196 | – |
ETFIS SER TR I | VIRTUS INFRCAP | 207K | 10K | – |
EXXON MOBIL CORP | COM | 3M | 25K | – |
F N B CORP | COM | 345K | 25K | – |
FIDELITY COVINGTON TRUST | MSCI ENERGY IDX | 17K | 670 | – |
FIDELITY COVINGTON TRUST | MSCI INDL INDX | 7K | 100 | – |
FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 376K | 2K | – |
FIDELITY COVINGTON TRUST | MSCI UTILS INDEX | 2K | 37 | – |
FIRST BANCORP N C | COM | 5M | 163K | – |
FIRST TR ABRDN GBL OPP INCM | COM SHS | 157K | 25K | – |
FIRST TR EXCHANGE TRADED FD | CONSUMR DISCRE | 175K | 3K | – |
FIRST TR EXCHANGE TRADED FD | CONSUMR STAPLE | 45K | 693 | – |
FIRST TR EXCHANGE TRADED FD | FINLS ALPHADEX | 78K | 2K | – |
FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 52K | 499 | – |
FIRST TR EXCHANGE TRADED FD | INDLS PROD DUR | 207K | 3K | – |
FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 8K | 59 | – |
FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 47K | 492 | – |
FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 248K | 4K | – |
FIRST TR EXCHANGE TRADED FD | INTL EQUITY OPP | 8K | 174 | – |
FIRST TR EXCHANGE-TRADED ALP | MID CP GR ALPH | 153K | 2K | – |
FIRST TR EXCHANGE-TRADED ALP | MID CAP VAL FD | 145K | 3K | – |
FIRST TR EXCHANGE-TRADED ALP | SML CP GRW ALP | 136K | 2K | – |
FIRST TR EXCHANGE-TRADED ALP | SML CAP VAL ALPH | 144K | 3K | – |
FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 241K | 3K | – |
FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 52K | 339 | – |
FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 436K | 2K | – |
FIRST TR EXCHANGE-TRADED FD | NAS CLNEDG GREEN | 7K | 215 | – |
FIRST TR EXCHANGE-TRADED FD | NAT GAS ETF | 46K | 2K | – |
FIRST TR EXCHANGE-TRADED FD | MULTI ASSET DI | 39K | 3K | – |
FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 294K | 5K | – |
FIRST TR EXCHANGE-TRADED FD | DORSEY WRT 5 ETF | 343K | 6K | – |
FIRST TR EXCHANGE-TRADED FD | RBA INDL ETF | 7K | 107 | – |
FIRST TR EXCHANGE-TRADED FD | NASDQ SEMCNDTR | 131K | 1K | – |
FIRST TR EXCHANGE-TRADED FD | DORSEY WRIGHT | 45K | 1K | – |
FIRST TR EXCHANGE-TRADED FD | DORSEY WRIGHT | 24K | 1K | – |
FIRST TR HIGH INCOME LONG / | COM | 282K | 23K | – |
FIRST TR LRG CP VL ALPHADEX | COM SHS | 299K | 4K | – |
FIRST TR NAS100 EQ WEIGHTED | SHS | 442K | 4K | – |
FIRST TR VALUE LINE DIVID IN | SHS | 348K | 9K | – |
FIRST TRUST LRGCP GWT ALPHAD | COM SHS | 225K | 2K | – |
FORD MTR CO DEL | COM | 163K | 13K | – |
FREEPORT-MCMORAN INC | CL B | 1M | 26K | – |
GABELLI DIVID & INCOME TR | COM | 201K | 9K | – |
GE AEROSPACE | COM NEW | 587K | 4K | – |
GENERAL DYNAMICS CORP | COM | 222K | 764 | – |
GLOBAL X FDS | GLOBX SUPDV US | 179K | 10K | – |
GLOBAL X FDS | GLBX SUPRINC ETF | 10K | 1K | – |
GLOBAL X FDS | CYBRSCURTY ETF | 98K | 3K | – |
GLOBAL X FDS | GENOMIC BIOTECH | 26K | 2K | – |
GLOBAL X FDS | CLOUD COMPUTNG | 25K | 1K | – |
GLOBAL X FDS | RUSSELL 2000 | 87K | 5K | – |
GLOBAL X FDS | E COMMERCE ETF | 54K | 2K | – |
GLOBAL X FDS | S&P 500 COVERED | 563K | 14K | – |
GLOBAL X FDS | NASDAQ 100 COVER | 695K | 39K | – |
GLOBAL X FDS | US INFR DEV ETF | 39K | 1K | – |
GLOBAL X FDS | MSCI SUPDIV EA | 13K | 906 | – |
GLOBAL X FDS | RBTCS ARTFL INTE | 4K | 125 | – |
GLOBAL X FDS | ALTERNATIVE INCM | 98K | 9K | – |
GLOBAL X FDS | S&P 500 RISK | 465K | 25K | – |
GLOBAL X FDS | SUPERDVDND REIT | 68K | 3K | – |
GLOBAL X FDS | SUPERDIVIDEND | 333K | 15K | – |
GLOBAL X FDS | MSCI SUPR EM ETF | 7K | 272 | – |
GLOBAL X FDS | DOW 30 COVERED C | 239K | 11K | – |
GOLDMAN SACHS BDC INC | SHS | 486K | 32K | – |
GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 377K | 4K | – |
GOLDMAN SACHS GROUP INC | COM | 399K | 881 | – |
GSK PLC | SPONSORED ADR | 232K | 6K | – |
GUGGENHEIM STRATEGIC OPPORTU | COM SBI | 2M | 101K | – |
GXO LOGISTICS INCORPORATED | COMMON STOCK | 293K | 6K | – |
HERCULES CAPITAL INC | COM | 573K | 28K | – |
HEWLETT PACKARD ENTERPRISE C | COM | 55K | 3K | – |
HOME DEPOT INC | COM | 2M | 5K | – |
HONEYWELL INTL INC | COM | 2M | 9K | – |
HUNTINGTON BANCSHARES INC | COM | 256K | 19K | – |
ILLINOIS TOOL WKS INC | COM | 433K | 2K | – |
INSULET CORP | COM | 204K | 1K | – |
INTEL CORP | COM | 375K | 12K | – |
INTERNATIONAL BUSINESS MACHS | COM | 1M | 8K | – |
INTUIT | COM | 444K | 676 | – |
INVESCO EXCH TRADED FD TR II | S&P SMLCP INFO | 23K | 483 | – |
INVESCO EXCH TRADED FD TR II | S&P SMLCP HELT | 6K | 147 | – |
INVESCO EXCH TRADED FD TR II | S&P SMLCP FINL | 27K | 566 | – |
INVESCO EXCH TRADED FD TR II | S&P SMLCP STAP | 42K | 1K | – |
INVESCO EXCH TRADED FD TR II | S&P GBL WATER | 10K | 184 | – |
INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 31K | 476 | – |
INVESCO EXCH TRADED FD TR II | S&P500 HDL VOL | 6K | 124 | – |
INVESCO EXCH TRADED FD TR II | PFD ETF | 29K | 2K | – |
INVESCO EXCH TRADED FD TR II | NATL AMT MUNI | 15K | 653 | – |
INVESCO EXCH TRADED FD TR II | KBW PREM YIELD | 446 | 25 | – |
INVESCO EXCH TRADED FD TR II | KBW HIG DV YLD | 83K | 6K | – |
INVESCO EXCH TRADED FD TR II | GLOBAL EX US HGH | 644 | 33 | – |
INVESCO EXCH TRADED FD TR II | FNDMNTL IG CRP | 3K | 108 | – |
INVESCO EXCH TRADED FD TR II | FNDMNTL HY CRP | 2K | 90 | – |
INVESCO EXCH TRADED FD TR II | EMRNG MKT SVRG | 29K | 1K | – |
INVESCO EXCH TRADED FD TR II | DORSEY WRGT SMLC | 90K | 1K | – |
INVESCO EXCH TRADED FD TR II | DORSEY WRGT EMRG | 58K | 3K | – |
INVESCO EXCHANGE TRADED FD T | GBL LISTED PVT | 37K | 610 | – |
INVESCO EXCHANGE TRADED FD T | WILDERHIL CLAN | 4K | 220 | – |
INVESCO EXCHANGE TRADED FD T | S&P MDCP400 PR | 9K | 191 | – |
INVESCO EXCHANGE TRADED FD T | S&P 500 TOP 50 | 2K | 50 | – |
INVESCO EXCHANGE TRADED FD T | S&P500 PUR VAL | 12K | 141 | – |
INVESCO EXCHANGE TRADED FD T | S&P500 PUR GWT | 17K | 455 | – |
INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 4K | 100 | – |
INVESCO EXCHANGE TRADED FD T | S&P500 EQL MAT | 4K | 125 | – |
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 469K | 3K | – |
INVESCO EXCHANGE TRADED FD T | S&P500 EQL ENR | 52K | 645 | – |
INVESCO EXCHANGE TRADED FD T | S&P 500 GARP ETF | 6K | 57 | – |
INVESCO EXCHANGE TRADED FD T | S&P MDCP VLU MNT | 52 | 1 | – |
INVESCO EXCHANGE TRADED FD T | DIVID ACHIEVEV | 64K | 1K | – |
INVESCO EXCHANGE TRADED FD T | INTL DIVI ACHI | 182K | 10K | – |
INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1500 | 151K | 4K | – |
INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 12K | 826 | – |
INVESCO EXCHANGE TRADED FD T | AI AND NEXT GEN | 86K | 2K | – |
INVESCO EXCHANGE TRADED FD T | LEISURE AND ENTE | 18K | 400 | – |
INVESCO EXCHANGE TRADED FD T | DORSEY WRGT UTIL | 5K | 138 | – |
INVESCO EXCHANGE TRADED FD T | DORSEY WRIGHT MO | 133K | 1K | – |
INVESCO QQQ TR | UNIT SER 1 | 1M | 3K | – |
IRON MTN INC DEL | COM | 848K | 9K | – |
ISHARES GOLD TR | ISHARES NEW | 263K | 6K | – |
ISHARES INC | CORE MSCI EMKT | 411K | 8K | – |
ISHARES INC | MSCI EMRG CHN | 8K | 127 | – |
ISHARES INC | MSCI JPN ETF NEW | 10K | 147 | – |
ISHARES INC | MSCI GBL ETF NEW | 4K | 110 | – |
ISHARES INC | ESG AWR MSCI EM | 92K | 3K | – |
ISHARES SILVER TR | ISHARES | 607K | 23K | – |
ISHARES TR | S&P 100 ETF | 176K | 666 | – |
ISHARES TR | CORE S&P TTL STK | 258K | 2K | – |
ISHARES TR | SELECT DIVID ETF | 335K | 3K | – |
ISHARES TR | TIPS BD ETF | 134K | 1K | – |
ISHARES TR | US TRSPRTION | 9K | 138 | – |
ISHARES TR | CORE S&P500 ETF | 2M | 4K | – |
ISHARES TR | CORE US AGGBD ET | 273K | 3K | – |
ISHARES TR | MSCI EMG MKT ETF | 61K | 1K | – |
ISHARES TR | IBOXX INV CP ETF | 1M | 10K | – |
ISHARES TR | GLOBAL TECH ETF | 35K | 417 | – |
ISHARES TR | S&P 500 GRWT ETF | 173K | 2K | – |
ISHARES TR | GLOBAL FINLS ETF | 33K | 389 | – |
ISHARES TR | GLOBAL ENERG ETF | 8K | 186 | – |
ISHARES TR | S&P 500 VAL ETF | 156K | 859 | – |
ISHARES TR | 20 YR TR BD ETF | 36K | 392 | – |
ISHARES TR | 7-10 YR TRSY BD | 40K | 426 | – |
ISHARES TR | 1 3 YR TREAS BD | 687K | 8K | – |
ISHARES TR | MSCI EAFE ETF | 167K | 2K | – |
ISHARES TR | RUS MDCP VAL ETF | 68K | 567 | – |
ISHARES TR | RUS MD CP GR ETF | 28K | 256 | – |
ISHARES TR | RUS MID CAP ETF | 453K | 6K | – |
ISHARES TR | CORE S&P MCP ETF | 542K | 9K | – |
ISHARES TR | EXPANDED TECH | 93K | 1K | – |
ISHARES TR | ISHARES SEMICDTR | 179K | 727 | – |
ISHARES TR | EXPND TEC SC ETF | 7K | 73 | – |
ISHARES TR | ISHARES BIOTECH | 7K | 53 | – |
ISHARES TR | COHEN STEER REIT | 60K | 1K | – |
ISHARES TR | GLOBAL 100 ETF | 8K | 81 | – |
ISHARES TR | US CONSUM DISCRE | 13K | 157 | – |
ISHARES TR | RUS 1000 VAL ETF | 2M | 14K | – |
ISHARES TR | S&P MC 400GR ETF | 66K | 752 | – |
ISHARES TR | RUS 1000 GRW ETF | 4M | 11K | – |
ISHARES TR | RUS 1000 ETF | 531K | 2K | – |
ISHARES TR | RUS 2000 VAL ETF | 10K | 63 | – |
ISHARES TR | RUS 2000 GRW ETF | 6K | 23 | – |
ISHARES TR | RUSSELL 2000 ETF | 45K | 222 | – |
ISHARES TR | CORE S&P US VLU | 68K | 768 | – |
ISHARES TR | CORE S&P US GWT | 67K | 526 | – |
ISHARES TR | RUSSELL 3000 ETF | 73K | 238 | – |
ISHARES TR | U.S. UTILITS ETF | 5K | 55 | – |
ISHARES TR | S&P MC 400VL ETF | 62K | 543 | – |
ISHARES TR | U.S. TECH ETF | 251K | 2K | – |
ISHARES TR | US INDUSTRIALS | 75K | 625 | – |
ISHARES TR | US HLTHCARE ETF | 20K | 325 | – |
ISHARES TR | U.S. FIN SVC ETF | 147K | 2K | – |
ISHARES TR | U.S. FINLS ETF | 5K | 50 | – |
ISHARES TR | U.S. ENERGY ETF | 36K | 743 | – |
ISHARES TR | CORE S&P SCP ETF | 504K | 5K | – |
ISHARES TR | US CONSM STAPLES | 4K | 63 | – |
ISHARES TR | SP SMCP600VL ETF | 20K | 210 | – |
ISHARES TR | S&P SML 600 GWT | 38K | 294 | – |
ISHARES TR | AGENCY BOND ETF | 11K | 98 | – |
ISHARES TR | MSCI ACWI EX US | 65K | 1K | – |
ISHARES TR | EAFE SML CP ETF | 2K | 29 | – |
ISHARES TR | JPMORGAN USD EMG | 17K | 192 | – |
ISHARES TR | CALIF MUN BD ETF | 56K | 992 | – |
ISHARES TR | GLB INFRASTR ETF | 6K | 116 | – |
ISHARES TR | NATIONAL MUN ETF | 96K | 898 | – |
ISHARES TR | INTL SEL DIV ETF | 92K | 3K | – |
ISHARES TR | IBOXX HI YD ETF | 58K | 746 | – |
ISHARES TR | RESIDENTIAL MULT | 1K | 15 | – |
ISHARES TR | MBS ETF | 89K | 973 | – |
ISHARES TR | USD INV GRDE ETF | 27K | 537 | – |
ISHARES TR | ISHS 5-10YR INVT | 31K | 611 | – |
ISHARES TR | ISHS 1-5YR INVS | 78K | 2K | – |
ISHARES TR | 10-20 YR TRS ETF | 2K | 18 | – |
ISHARES TR | 3 7 YR TREAS BD | 9K | 81 | – |
ISHARES TR | PFD AND INCM SEC | 160K | 5K | – |
ISHARES TR | GLOBAL MATER ETF | 233K | 3K | – |
ISHARES TR | US HOME CONS ETF | 26K | 256 | – |
ISHARES TR | US AER DEF ETF | 42K | 321 | – |
ISHARES TR | US REGNL BKS ETF | 22K | 523 | – |
ISHARES TR | U.S. INSRNCE ETF | 3K | 25 | – |
ISHARES TR | US BR DEL SE ETF | 27K | 231 | – |
ISHARES TR | MSCI USA ESG SLC | 175K | 2K | – |
ISHARES TR | U.S. MED DVC ETF | 64K | 1K | – |
ISHARES TR | US HLTHCR PR ETF | 28K | 531 | – |
ISHARES TR | US OIL EQ&SV ETF | 24K | 1K | – |
ISHARES TR | US OIL GS EX ETF | 5K | 47 | – |
ISHARES TR | EAFE VALUE ETF | 146K | 3K | – |
ISHARES TR | EAFE GRWTH ETF | 178K | 2K | – |
ISHARES TR | RUS TP200 GR ETF | 369K | 2K | – |
ISHARES TR | CORE LT USDB ETF | 2K | 33 | – |
ISHARES TR | 10+ YR INVST GRD | 45K | 898 | – |
ISHARES TR | AGGRES ALLOC ETF | 96K | 1K | – |
ISHARES TR | MODERT ALLOC ETF | 135K | 3K | – |
ISHARES TR | US TREAS BD ETF | 121K | 5K | – |
ISHARES TR | FLTG RATE NT ETF | 61K | 1K | – |
ISHARES TR | CORE HIGH DV ETF | 84K | 769 | – |
ISHARES TR | MSCI EAFE MIN VL | 21K | 303 | – |
ISHARES TR | MSCI USA MIN VOL | 348K | 4K | – |
ISHARES TR | 0-5 YR TIPS ETF | 97K | 979 | – |
ISHARES TR | MSCI USA QLT FCT | 163K | 956 | – |
ISHARES TR | MSCI USA VALUE | 22K | 215 | – |
ISHARES TR | MSCI USA MMENTM | 107K | 547 | – |
ISHARES TR | CORE MSCI TOTAL | 22K | 326 | – |
ISHARES TR | CORE MSCI EAFE | 535K | 7K | – |
ISHARES TR | MRNGSTR INC ETF | 8K | 400 | – |
ISHARES TR | US SML CAP EQT | 30K | 492 | – |
ISHARES TR | EXPONENTIAL TECH | 6K | 109 | – |
ISHARES TR | 0-5YR HI YL CP | 14K | 339 | – |
ISHARES TR | MSCI INTL QUALTY | 5K | 134 | – |
ISHARES TR | CORE TOTAL USD | 198K | 4K | – |
ISHARES TR | CORE DIV GRWTH | 207K | 4K | – |
ISHARES TR | CUR HD EURZN ETF | 13K | 354 | – |
ISHARES TR | GLOBAL REIT ETF | 8K | 329 | – |
ISHARES TR | CORE MSCI EURO | 114K | 2K | – |
ISHARES TR | HDG MSCI EAFE | 96K | 3K | – |
ISHARES TR | TRS FLT RT BD | 121K | 2K | – |
ISHARES TR | CONV BD ETF | 41K | 527 | – |
ISHARES TR | ESG AWR MSCI USA | 468K | 4K | – |
ISHARES TR | MSCI USA SMCP MN | 18K | 484 | – |
ISHARES TR | FALN ANGLS USD | 52K | 2K | – |
ISHARES TR | ESG AW MSCI EAFE | 75K | 950 | – |
ISHARES U S ETF TR | BLACKROCK SH DUR | 25K | 492 | – |
ISHARES U S ETF TR | INT RT HDG C B | 273K | 3K | – |
ISHARES U S ETF TR | GSCI CMDTY STGY | 27K | 995 | – |
J P MORGAN EXCHANGE TRADED F | DIV RTN INT EQ | 19K | 335 | – |
J P MORGAN EXCHANGE TRADED F | BETABULDRS JAPAN | 11K | 188 | – |
J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 34K | 595 | – |
J P MORGAN EXCHANGE TRADED F | BETBULD MSCI | 13K | 146 | – |
J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 4M | 81K | – |
J P MORGAN EXCHANGE TRADED F | BETABUILDERS USD | 13K | 285 | – |
J P MORGAN EXCHANGE TRADED F | ACTIVE GROWTH | 245K | 3K | – |
JOHNSON & JOHNSON | COM | 3M | 19K | – |
JPMORGAN CHASE & CO. | COM | 5M | 23K | – |
KAYNE ANDERSON ENERGY INFRST | COM | 114K | 11K | – |
KEMPER CORP | COM | 384K | 6K | – |
KIMBERLY-CLARK CORP | COM | 219K | 2K | – |
KINDER MORGAN INC DEL | COM | 430K | 22K | – |
LINDE PLC | SHS | 516K | 1K | – |
LOCKHEED MARTIN CORP | COM | 506K | 1K | – |
LOWES COS INC | COM | 3M | 12K | – |
LSB INDS INC | COM | 365K | 45K | – |
MARRIOTT INTL INC NEW | CL A | 1M | 4K | – |
MASTERCARD INCORPORATED | CL A | 288K | 653 | – |
MCDONALDS CORP | COM | 1M | 5K | – |
MEDICAL PPTYS TRUST INC | COM | 89K | 21K | – |
MEDTRONIC PLC | SHS | 211K | 3K | – |
MERCK & CO INC | COM | 2M | 17K | – |
META PLATFORMS INC | CL A | 1M | 3K | – |
MICROSOFT CORP | COM | 14M | 31K | – |
MONSTER BEVERAGE CORP NEW | COM | 297K | 6K | – |
NATIONAL FUEL GAS CO | COM | 208K | 4K | – |
NETFLIX INC | COM | 254K | 377 | – |
NEWTEKONE INC | COM NEW | 568K | 45K | – |
NEXSTAR MEDIA GROUP INC | COMMON STOCK | 490K | 3K | – |
NEXTERA ENERGY INC | COM | 2M | 22K | – |
NORTHROP GRUMMAN CORP | COM | 302K | 693 | – |
NOVARTIS AG | SPONSORED ADR | 274K | 3K | – |
NOVO-NORDISK A S | ADR | 285K | 2K | – |
NUCOR CORP | COM | 317K | 2K | – |
NUVEEN AMT FREE MUN CR INC F | COM | 490K | 39K | – |
NUVEEN AMT FREE QLTY MUN INC | COM | 132K | 11K | – |
NUVEEN S&P 500 BUY-WRITE INC | COM | 171K | 13K | – |
NVIDIA CORPORATION | COM | 18M | 144K | – |
OCCIDENTAL PETE CORP | COM | 665K | 11K | – |
OCCIDENTAL PETE CORP | *W EXP 08/03/202 | 18K | 438 | – |
OLIN CORP | COM PAR $1 | 262K | 6K | – |
ONEOK INC NEW | COM | 732K | 9K | – |
ORACLE CORP | COM | 713K | 5K | – |
ORCHID IS CAP INC | COM NEW | 900K | 108K | – |
OXFORD LANE CAP CORP | COM | 857K | 158K | – |
OXFORD SQUARE CAP CORP | COM | 111K | 38K | – |
PACER FDS TR | TRENDP US LAR CP | 30K | 599 | – |
PACER FDS TR | TRENDP US MID CP | 13K | 367 | – |
PACER FDS TR | TRENDPILOT 100 | 23K | 318 | – |
PACER FDS TR | METAURUS CAP 400 | 2M | 45K | – |
PACER FDS TR | GLOBL CASH ETF | 2M | 58K | – |
PACER FDS TR | DATA AND INFRAST | 328 | 12 | – |
PACER FDS TR | PACER US SMALL | 42K | 970 | – |
PACER FDS TR | US CASH COWS 100 | 11K | 200 | – |
PALO ALTO NETWORKS INC | COM | 219K | 647 | – |
PAYCHEX INC | COM | 235K | 2K | – |
PEABODY ENERGY CORP | COM | 307K | 14K | – |
PENNANTPARK INVT CORP | COM | 357K | 47K | – |
PEPSICO INC | COM | 1M | 9K | – |
PFIZER INC | COM | 795K | 28K | – |
PGIM ETF TR | PGIM ULTRA SH BD | 7M | 145K | – |
PHILIP MORRIS INTL INC | COM | 2M | 22K | – |
PIMCO HIGH INCOME FD | COM SHS | 251K | 52K | – |
PINTEREST INC | CL A | 402K | 9K | – |
PNC FINL SVCS GROUP INC | COM | 617K | 4K | – |
PORTMAN RIDGE FIN CORP | COM NEW | 980K | 50K | – |
POWERSHARES ACTIVELY MANAGED | TOTAL RETURN | 1M | 23K | – |
PROCTER AND GAMBLE CO | COM | 2M | 13K | – |
PROSHARES TR | S&P 500 DV ARIST | 210K | 2K | – |
PROSHARES TR | HGH YLD INT RATE | 14K | 221 | – |
PRUDENTIAL FINL INC | COM | 176K | 2K | – |
QUALCOMM INC | COM | 1M | 6K | – |
REALTY INCOME CORP | COM | 430K | 8K | – |
REPUBLIC SVCS INC | COM | 248K | 1K | – |
RITHM CAPITAL CORP | COM NEW | 556K | 51K | – |
ROLLINS INC | COM | 1M | 23K | – |
ROYAL BK CDA | COM | 1M | 10K | – |
RTX CORPORATION | COM | 1M | 10K | – |
S&P GLOBAL INC | COM | 441K | 990 | – |
SCHWAB CHARLES CORP | COM | 53K | 722 | – |
SCHWAB STRATEGIC TR | US BRD MKT ETF | 233K | 4K | – |
SCHWAB STRATEGIC TR | US LCAP VA ETF | 296 | 4 | – |
SCHWAB STRATEGIC TR | US MID-CAP ETF | 76K | 980 | – |
SCHWAB STRATEGIC TR | US SML CAP ETF | 664 | 14 | – |
SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 490 | 14 | – |
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 1M | 15K | – |
SCHWAB STRATEGIC TR | INTL EQTY ETF | 25K | 663 | – |
SCHWAB STRATEGIC TR | US REIT ETF | 7K | 331 | – |
SCHWAB STRATEGIC TR | SHT TM US TRES | 63K | 1K | – |
SCHWAB STRATEGIC TR | US TIPS ETF | 5K | 97 | – |
SELECT SECTOR SPDR TR | SBI MATERIALS | 40K | 450 | – |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 292K | 2K | – |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 41K | 531 | – |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 129K | 708 | – |
SELECT SECTOR SPDR TR | ENERGY | 8M | 85K | – |
SELECT SECTOR SPDR TR | FINANCIAL | 1M | 25K | – |
SELECT SECTOR SPDR TR | INDL | 473K | 4K | – |
SELECT SECTOR SPDR TR | TECHNOLOGY | 1M | 5K | – |
SELECT SECTOR SPDR TR | COMMUNICATION | 269K | 3K | – |
SELECT SECTOR SPDR TR | RL EST SEL SEC | 6K | 155 | – |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 108K | 2K | – |
SHELL PLC | SPON ADS | 483K | 7K | – |
SIRIUS XM HOLDINGS INC | COM | 46K | 16K | – |
SNAP ON INC | COM | 305K | 1K | – |
SOUTHERN CO | COM | 197K | 3K | – |
SPDR DOW JONES INDL AVERAGE | UT SER 1 | 3M | 8K | – |
SPDR GOLD TR | GOLD SHS | 507K | 2K | – |
SPDR INDEX SHS FDS | EURO STOXX 50 | 901 | 18 | – |
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 123K | 3K | – |
SPDR INDEX SHS FDS | S&P INTL ETF | 6K | 161 | – |
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 95K | 3K | – |
SPDR S&P 500 ETF TR | TR UNIT | 5M | 9K | – |
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 228K | 427 | – |
SPDR SER TR | NUVEEN BLOOMBERG | 147K | 6K | – |
SPDR SER TR | S&P 600 SMCP VAL | 29K | 367 | – |
SPDR SER TR | BBG CONV SEC ETF | 7K | 95 | – |
SPDR SER TR | PORTFOLIO INTRMD | 1K | 43 | – |
SPDR SER TR | PORT MTG BK ETF | 2K | 84 | – |
SPDR SER TR | PRTFLO S&P500 GW | 388K | 5K | – |
SPDR SER TR | PRTFLO S&P500 VL | 1M | 26K | – |
SPDR SER TR | DJ REIT ETF | 14K | 155 | – |
SPDR SER TR | AEROSPACE DEF | 314K | 2K | – |
SPDR SER TR | PORTFOLIO AGRGTE | 202K | 8K | – |
SPDR SER TR | PORTFOLIO LN TSR | 3K | 125 | – |
SPDR SER TR | PORTFLI INTRMDIT | 3K | 113 | – |
SPDR SER TR | S&P REGL BKG | 91K | 2K | – |
SPDR SER TR | S&P METALS MNG | 850K | 14K | – |
SPDR SER TR | S&P DIVID ETF | 138K | 1K | – |
SPDR SER TR | PORTFOLI S&P1500 | 2M | 28K | – |
SPDR SER TR | PORTFOLIO S&P400 | 5M | 89K | – |
SPDR SER TR | PORTFOLIO S&P500 | 405K | 6K | – |
SPDR SER TR | S&P BIOTECH | 2K | 26 | – |
SPDR SER TR | S&P HOMEBUILD | 20K | 201 | – |
SPDR SER TR | PORTFOLIO SH TSR | 779 | 27 | – |
SPDR SER TR | OILGAS EQUIP | 2K | 25 | – |
SPDR SER TR | S&P OILGAS EXP | 368K | 3K | – |
SPDR SER TR | PORTFLI HIGH YLD | 88K | 4K | – |
SPDR SER TR | S&P KENSHO NEW | 6K | 138 | – |
SPDR SER TR | BLOOMBERG 1-3 MO | 7M | 78K | – |
SPDR SER TR | NUVEEN BLMBRG MU | 48K | 1K | – |
SPDR SER TR | PRTFLO S&P500 HI | 306 | 8 | – |
SPDR SER TR | PORTFOLIO S&P600 | 3M | 67K | – |
SPDR SER TR | BLOOMBERG 1 10 Y | 10K | 530 | – |
STARBUCKS CORP | COM | 879K | 11K | – |
STRATEGIC TRUST | RUNNING GWTH ETF | 382K | 13K | – |
T ROWE PRICE ETF INC | CAP APPRECIATION | 332K | 11K | – |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 870K | 5K | – |
TARGET CORP | COM | 1M | 8K | – |
TESLA INC | COM | 323K | 2K | – |
TEXAS INSTRS INC | COM | 504K | 3K | – |
THE TRADE DESK INC | COM CL A | 281K | 3K | – |
THERMO FISHER SCIENTIFIC INC | COM | 264K | 477 | – |
TJX COS INC NEW | COM | 383K | 3K | – |
TRUIST FINL CORP | COM | 1M | 28K | – |
UNION PAC CORP | COM | 559K | 2K | – |
UNITED BANCORP INC OHIO | COM | 471K | 38K | – |
UNITED CMNTY BKS BLAIRSVLE G | COM | 226K | 9K | – |
UNITED PARCEL SERVICE INC | CL B | 691K | 5K | – |
UNITEDHEALTH GROUP INC | COM | 462K | 907 | – |
UNIVERSAL DISPLAY CORP | COM | 641K | 3K | – |
VALLEY NATL BANCORP | COM | 148K | 21K | – |
VANECK ETF TRUST | GOLD MINERS ETF | 414K | 12K | – |
VANECK ETF TRUST | STEEL ETF | 3K | 49 | – |
VANECK ETF TRUST | FALLEN ANGEL HG | 2K | 62 | – |
VANECK ETF TRUST | MORTGAGE REIT | 672 | 60 | – |
VANECK ETF TRUST | LOW CARBN ENERGY | 1K | 14 | – |
VANECK ETF TRUST | MRNGSTR WDE MOAT | 72K | 832 | – |
VANECK ETF TRUST | SEMICONDUCTR ETF | 41K | 156 | – |
VANECK ETF TRUST | AGRIBUSINESS ETF | 3K | 48 | – |
VANECK ETF TRUST | JUNIOR GOLD MINE | 33K | 780 | – |
VANECK ETF TRUST | INTRMDT MUNI ETF | 57K | 1K | – |
VANECK ETF TRUST | HIGH YLD MUNIETF | 109K | 2K | – |
VANECK ETF TRUST | OIL SERVICES ETF | 61K | 193 | – |
VANECK ETF TRUST | RARE EARTH AND S | 850 | 20 | – |
VANECK ETF TRUST | ENERGY INCME ET | 8K | 95 | – |
VANGUARD BD INDEX FDS | LONG TERM BOND | 30K | 427 | – |
VANGUARD BD INDEX FDS | INTERMED TERM | 37K | 500 | – |
VANGUARD BD INDEX FDS | SHORT TRM BOND | 88K | 1K | – |
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 30K | 421 | – |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 1M | 3K | – |
VANGUARD INDEX FDS | MCAP VL IDXVIP | 66K | 437 | – |
VANGUARD INDEX FDS | MCAP GR IDXVIP | 13K | 55 | – |
VANGUARD INDEX FDS | REAL ESTATE ETF | 42K | 503 | – |
VANGUARD INDEX FDS | SML CP GRW ETF | 18K | 71 | – |
VANGUARD INDEX FDS | SM CP VAL ETF | 97K | 532 | – |
VANGUARD INDEX FDS | MID CAP ETF | 355K | 1K | – |
VANGUARD INDEX FDS | LARGE CAP ETF | 122K | 488 | – |
VANGUARD INDEX FDS | EXTEND MKT ETF | 14K | 82 | – |
VANGUARD INDEX FDS | GROWTH ETF | 1M | 4K | – |
VANGUARD INDEX FDS | VALUE ETF | 1M | 7K | – |
VANGUARD INDEX FDS | SMALL CP ETF | 1M | 5K | – |
VANGUARD INDEX FDS | TOTAL STK MKT | 94K | 352 | – |
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 5K | 112 | – |
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 44K | 751 | – |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 266K | 6K | – |
VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 2K | 23 | – |
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 3K | 48 | – |
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 1M | 8K | – |
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 630K | 13K | – |
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 3M | 26K | – |
VANGUARD WHITEHALL FDS | INTL DVD ETF | 162K | 2K | – |
VANGUARD WORLD FD | EXTENDED DUR | 294 | 4 | – |
VANGUARD WORLD FD | ESG US STK ETF | 49K | 512 | – |
VANGUARD WORLD FD | MEGA GRWTH IND | 23K | 74 | – |
VANGUARD WORLD FD | MEGA CAP VAL ETF | 12K | 105 | – |
VANGUARD WORLD FD | CONSUM STP ETF | 73K | 358 | – |
VANGUARD WORLD FD | ENERGY ETF | 46K | 360 | – |
VANGUARD WORLD FD | FINANCIALS ETF | 463K | 5K | – |
VANGUARD WORLD FD | INDUSTRIAL ETF | 25K | 105 | – |
VANGUARD WORLD FD | INF TECH ETF | 594K | 1K | – |
VANGUARD WORLD FD | MATERIALS ETF | 6K | 32 | – |
VANGUARD WORLD FD | UTILITIES ETF | 708K | 5K | – |
VANGUARD WORLD FD | COMM SRVC ETF | 107K | 771 | – |
VERIZON COMMUNICATIONS INC | COM | 1M | 25K | – |
VISA INC | COM CL A | 1M | 5K | – |
VODAFONE GROUP PLC NEW | SPONSORED ADR | 113K | 13K | – |
WALMART INC | COM | 1M | 16K | – |
WARNER BROS DISCOVERY INC | COM SER A | 77K | 10K | – |
WASTE MGMT INC DEL | COM | 848K | 4K | – |
WELLS FARGO CO NEW | COM | 437K | 7K | – |
WESBANCO INC | COM | 501K | 18K | – |
WILLIAMS COS INC | COM | 460K | 11K | – |
WISDOMTREE TR | EMG MKTS SMCAP | 29K | 555 | – |
WISDOMTREE TR | US LARGECAP DIVD | 2M | 22K | – |
WISDOMTREE TR | EMER MKT HIGH FD | 10K | 229 | – |
WISDOMTREE TR | US AI ENHANCED | 15K | 152 | – |
WISDOMTREE TR | US MIDCAP DIVID | 2M | 47K | – |
WISDOMTREE TR | US SMALLCAP DIVD | 21K | 685 | – |
WISDOMTREE TR | INTL SMCAP DIV | 3K | 40 | – |
WISDOMTREE TR | INTL MIDCAP DV | 2K | 39 | – |
WISDOMTREE TR | INTL LRGCAP DV | 7K | 132 | – |
WISDOMTREE TR | EUROPE SMCP DV | 12K | 198 | – |
WISDOMTREE TR | US S CAP QTY DIV | 5M | 98K | – |
WISDOMTREE TR | US QTLY DIV GRT | 4M | 51K | – |
WISDOMTREE TR | EUROPE HEDGED EQ | 12K | 275 | – |
WISDOMTREE TR | CHINADIV EX FI | 1K | 55 | – |
WISDOMTREE TR | US QUALITY GROW | 224 | 5 | – |
WISDOMTREE TR | FLOATNG RAT TREA | 848K | 17K | – |
WISDOMTREE TR | BATTERY VL CHAIN | 3K | 128 | – |
WISDOMTREE TR | CLOUD COMPUTNG | 5K | 162 | – |
WP CAREY INC | COM | 866K | 16K | – |
YUM BRANDS INC | COM | 456K | 3K | – |