URBAN WEALTH MANAGEMENT
URBAN WEALTH MANAGEMENT GROUP LLC Legal Name
Adviser information for URBAN WEALTH MANAGEMENT last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 802 | $189.0M |
| Non-Discretionary | 0 | $0 |
| Total | 802 | $189.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 334 | $80.6M |
| HNW Individuals | 44 | $93.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 13 | $9.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 16 | $5.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-108701 |
|---|---|
| SEC ERA File Number | 801-108701 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285633 |
| Legal Entity Identifier | None |
Principal Office
841 APOLLO STREETSTE 320
EL SEGUNDO
CA
United States
Monday - Friday, 9AM - 5PM
Tel: 424-277-2260, Fax: 424-277-5524
Chief Compliance Officer
LILY C. HUBER
CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER
841 APOLLO STREET
STE 320
EL SEGUNDO
CA
United States
Tel:
(424) 277-5526
Fax:
(424) 277-5524
L*********@**********M
(Full email address available in API data)
Industry Affiliates
| UWM INSURANCE SERVICES, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NOURSE, RENE, ANNISE | Individual | – | MANAGING MEMBER | 01/2017 | > 75% |
| HUBER, LILY, CECILIA | Individual | – | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | 03/2022 | < 5% |