Hedge Fund Database

ESSEX PRIVATE WEALTH MANAGEMENT, LLC

Adviser information for ESSEX PRIVATE WEALTH MANAGEMENT, LLC last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Massachusetts, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 5
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 677 $249.3M
Non-Discretionary 32 $11.1M
Total 709 $260.3M

Clients

Type Number RAUM
Individuals 113 $29.3M
HNW Individuals 81 $226.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $3.1M
Charitable organizations <5 $986,694
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly charges

Identifiers

SEC RIA File Number 801-108702
SEC ERA File Number 801-108702
SEC CIK Numbers 1803087
SEC CRD Numbers 149991
Legal Entity Identifier None

Principal Office

7 GROVE STREET
SUITE 201
TOPSFIELD
MA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (978) 887-5981, Fax: (978) 710-0865

Websites

www.huntwicke.com www.essexprivate.com

Chief Compliance Officer

PETER E. MULHOLLAND
CHIEF INVESTMENT OFFICER AND SENIOR FINANCIAL ADVISOR
7 GROVE STREET
SUITE 201
TOPSFIELD
MA
United States
Tel: (978) 887-5981
(Full email address available in API data)

Regulatory Contact

BRIAN WOODLAND
PRESIDENT
7 GROVE STREET
SUITE 201
TOPSFIELD
MA
United States
Tel: (978) 887-5981
(Full email address available in API data)

Industry Affiliates

HUNTWICKE SECURITIES, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WOODLAND, BRIAN, ANDREW Individual – MANAGING MEMEBER 03/2009 < 5%
HUNTWICKE CAPITAL GROUP INC. Domestic Entity – OWNER 12/2009 > 75%
WOODLAND, BRIAN, ANDREW Individual HUNTWICKE CAPITAL GROUP INC. MEMBER 12/2009 > 75%
MULHOLLAND, PETER, EARL Individual – CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER AND SENIOR FINANCIAL ADVISOR 04/2009 < 5%

No. Employees, Historic

20100201920202021202220232024202512 on 6/17/201912 on 11/12/201912 on 12/6/201910 on 2/18/202010 on 6/29/202010 on 11/19/20208 on 3/5/20218 on 9/29/20218 on 11/16/20217 on 3/8/20226 on 2/24/20236 on 2/21/2024

RAUM, Historic

500M250M02019202020212022202320242025338258353 on 6/17/2019338258353 on 11/12/2019338258353 on 12/6/2019383028476 on 2/18/2020383028476 on 6/29/2020383028476 on 11/19/2020432313593 on 3/5/2021432313593 on 9/29/2021432313593 on 11/16/2021476557038 on 3/8/2022228835330 on 2/24/2023260336628 on 2/21/2024

No. Clients, Historic

40020002019202020212022202320242025359 on 6/17/2019359 on 11/12/2019359 on 12/6/2019349 on 2/18/2020349 on 6/29/2020349 on 11/19/2020347 on 3/5/2021347 on 9/29/2021347 on 11/16/2021356 on 3/8/2022188 on 2/24/2023194 on 2/21/2024

Holdings

From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 420K 2K –
AMERICAN WTR WKS CO INC NEW COM 269K 2K –
APPLE INC COM 1M 6K –
DNP SELECT INCOME FD INC COM 363K 44K –
FIDELITY COVINGTON TRUST ENHANCED LARGE 2M 58K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 2M 54K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 3M 78K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 1M 6K –
INVESCO QQQ TR UNIT SER 1 264K 552 –
ISHARES TR CORE HIGH DV ETF 5M 43K –
ISHARES TR CORE S&P SCP ETF 3M 27K –
ISHARES TR EXPONENTIAL TECH 2M 34K –
ISHARES TR EAFE VALUE ETF 334K 6K –
ISHARES TR RUS MDCP VAL ETF 205K 2K –
META PLATFORMS INC CL A 338K 671 –
MICROSOFT CORP COM 564K 1K –
NUSCALE PWR CORP CL A COM 117K 10K –
NVIDIA CORPORATION COM 1M 12K –
QUANTA SVCS INC COM 267K 1K –
SELECT SECTOR SPDR TR SBI CONS DISCR 2M 13K –
SPDR S&P 500 ETF TR TR UNIT 478K 878 –
SPDR SER TR S&P DIVID ETF 572K 4K –
SSGA ACTIVE ETF TR SPDR TR TACTIC 1M 26K –
TESLA INC COM 391K 2K –
VANGUARD INDEX FDS TOTAL STK MKT 6M 22K –
VANGUARD INDEX FDS LARGE CAP ETF 705K 3K –
VANGUARD INDEX FDS SM CP VAL ETF 557K 3K –
VANGUARD INDEX FDS VALUE ETF 657K 4K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 210K 2K –
VANGUARD WORLD FD HEALTH CAR ETF 2M 9K –
VISA INC COM CL A 244K 930 –
WASTE MGMT INC DEL COM 292K 1K –