AXCENT PRIVATE CAPITAL, LLC
Adviser information for AXCENT PRIVATE CAPITAL, LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $5.5M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $5.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $5.5M |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesEXPENSE REIMBURSEMENTS |
Identifiers
| SEC RIA File Number | 801-108712 |
|---|---|
| SEC ERA File Number | 801-108712 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286031 |
| Legal Entity Identifier | None |
Principal Office
9635 MAROON CIRCLESUITE 440
ENGLEWOOD
CO
United States
Monday - Friday, 9AM-5PM
Tel: 303-391-6600, Fax: None
Chief Compliance Officer
ANDREW ARMSTRONG
255 E FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel:
513-832-5385
A***************@*****************************M
(Full email address available in API data)
Regulatory Contact
BRIAN RORICK
MANAGING MEMBER
9635 MAROON CIRCLE
SUITE 440
ENGLEWOOD
CO
United States
Tel:
303-391-6000
B*@****************M
(Full email address available in API data)
Industry Affiliates
| AVEO CAPITAL PARTNERS, LLC | Other investment adviser, including financial planners |
| BLUE SKY ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
| BRHT MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| GH FUND I MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AXCENT GREENHOUSE FUND I, LLC | SENIOR DEBT | $3.1M | $0.1M | 49 |
| AXCENT LITIGATION FINANCE FUND, LP | FOF | $2.4M | $0.1M | 20 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BEERMANN, MICHAEL, WALTER | Individual | – | MEMBER | 11/2016 | 50-75% |
| RORICK, BRIAN, PATRICK | Individual | – | MANAGING MEMBER | 11/2016 | 50-75% |
| ARMSTRONG, ANDY, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2018 | < 5% |