ARISTA ADVISORY GROUP, LLC
Adviser information for ARISTA ADVISORY GROUP, LLC last updated from Form ADV on March 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 559 | $168.2M |
| Non-Discretionary | 16 | $6.5M |
| Total | 575 | $174.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 195 | $36.4M |
| HNW Individuals | 41 | $95.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 12 | $42.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $117,537 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-108720 |
|---|---|
| SEC ERA File Number | 801-108720 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285722 |
| Legal Entity Identifier | None |
Principal Office
255 WASHINGTON AVENUEEXTENSION SUITE 204
ALBANY
NY
United States
Monday - Friday, 9:00 AM - 4:00 PM
Tel: 518-464-0319, Fax: 518-464-5004
Websites
Chief Compliance Officer
GERALD MAX SCHWARTZ
PRESIDENT & CHIEF COMPLIANCE OFFICER
255 WASHINGTON AVENUE
EXTENSION SUITE 204
ALBANY
NY
United States
Tel:
518-464-0319
Fax:
518-464-5004
I***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHWARTZ, GERALD, MAX | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 10/2016 | 50-75% |
| MURPHY, BERNARD, CHARLES | Individual | – | VICE PRESIDENT | 01/2018 | 10-25% |
| Mullin, Kimberly, Marie | Individual | – | SECRETARY TREASURER | 01/2018 | 10-25% |