Hedge Fund Database

SENECA HOUSE ADVISORS

STONY POINT WEALTH MANAGEMENT INC. Legal Name

Adviser information for SENECA HOUSE ADVISORS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Virginia, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,080 $379.4M
Non-Discretionary 2 $1.1M
Total 1,082 $380.4M

Clients

Type Number RAUM
Individuals 144 $61.5M
HNW Individuals 163 $316.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $2.0M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 2
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed feesPerformance-based feesPERCENTAGE OF RETIREMENT PLAN ASSETS UNDER ADVISEMENT

Identifiers

SEC RIA File Number 801-108723
SEC ERA File Number 801-108723
SEC CIK Numbers 1731359
SEC CRD Numbers 210519
Legal Entity Identifier None

Principal Office

5609 PATTERSON AVE
SUITE B
RICHMOND
VA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (804) 332-6574, Fax: None

Websites

www.stonypointwealth.com/ www.linkedin.com/company/senecahouseadvisors/ www.senecahouseadvisors.com

Chief Compliance Officer

ELIZABETH KING
PRINCIPAL
5609 PATTERSON AVE.
SUITE B
RICHMOND
VA
United States
Tel: (804) 332-6574
(Full email address available in API data)

Regulatory Contact

MATTHEW DANIEL
PRINCIPAL
5609 PATTERSON AVE.
SUITE B
RICHMOND
VA
United States
Tel: (804) 332-6574
(Full email address available in API data)

Industry Affiliates

SHA MANAGER, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
SHA REALTY PARTNERS FUND I, LLC Real Estate Fund $2.0M $0.2M 13

Control Persons

Name Type Entity Title Since Ownership
DANIEL, MATTHEW, CLAYTON Individual – PRINCIPAL 07/2015 50-75%
KING, ELIZABETH, ANN Individual – PRINCIPAL & CHIEF COMPLIANCE OFFICER 08/2016 50-75%

No. Employees, Historic

105020192020202120222023202420256 on 11/20/20196 on 3/25/20206 on 6/1/20206 on 6/11/20206 on 6/16/20206 on 7/14/20206 on 12/11/20206 on 3/12/20216 on 3/16/20216 on 6/15/20216 on 7/19/20216 on 7/20/20216 on 9/15/20218 on 3/7/20228 on 6/3/20228 on 6/28/20228 on 7/7/20228 on 2/24/20238 on 7/26/20238 on 7/26/20238 on 10/2/20237 on 3/27/2024

RAUM, Historic

400M200M02019202020212022202320242025238001293 on 11/20/2019255195202 on 3/25/2020255195202 on 6/1/2020255195202 on 6/11/2020255195202 on 6/16/2020255195202 on 7/14/2020255195202 on 12/11/2020287517685 on 3/12/2021287517685 on 3/16/2021287517685 on 6/15/2021287517685 on 7/19/2021287517685 on 7/20/2021287517685 on 9/15/2021380536016 on 3/7/2022380536016 on 6/3/2022380536016 on 6/28/2022380536016 on 7/7/2022336904906 on 2/24/2023336904906 on 7/26/2023336904906 on 7/26/2023336904906 on 10/2/2023380426893 on 3/27/2024

No. Clients, Historic

40020002019202020212022202320242025399 on 11/20/2019387 on 3/25/2020387 on 6/1/2020387 on 6/11/2020387 on 6/16/2020387 on 7/14/2020387 on 12/11/2020337 on 3/12/2021337 on 3/16/2021337 on 6/15/2021337 on 7/19/2021337 on 7/20/2021337 on 9/15/2021305 on 3/7/2022305 on 6/3/2022305 on 6/28/2022305 on 7/7/2022303 on 2/24/2023303 on 7/26/2023303 on 7/26/2023303 on 10/2/2023308 on 3/27/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 255K 2K –
ABBVIE INC COM 350K 2K –
ACCENTURE PLC IRELAND SHS CLASS A 3M 11K –
ALPHABET INC CAP STK CL A 12M 65K –
ALPHABET INC CAP STK CL C 1M 6K –
ALTRIA GROUP INC COM 6M 131K –
AMAZON COM INC COM 560K 3K –
APPLE INC COM 5M 22K –
ASSETMARK FINL HLDGS INC COM 9M 247K –
BANK AMERICA CORP COM 1M 28K –
BERKSHIRE HATHAWAY INC DEL CL A 1M 2 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 408K 1K –
BLACKSTONE INC COM 7M 61K –
CAPITAL ONE FINL CORP COM 655K 5K –
CHEVRON CORP NEW COM 727K 5K –
CSX CORP COM 922K 28K –
DELL TECHNOLOGIES INC CL C 317K 2K –
DIAGEO PLC SPON ADR NEW 5M 42K –
DOMINION ENERGY INC COM 525K 11K –
DOVER CORP COM 210K 1K –
ELEVANCE HEALTH INC COM 649K 1K –
ELI LILLY & CO COM 1M 1K –
EXXON MOBIL CORP COM 269K 2K –
FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 229K 3K –
HOME DEPOT INC COM 4M 12K –
IDEXX LABS INC COM 530K 1K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 362K 6K –
INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 778K 17K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 19M 116K –
INVESCO QQQ TR UNIT SER 1 9M 20K –
ISHARES TR CORE S&P MCP ETF 676K 12K –
ISHARES TR CORE S&P500 ETF 545K 997 –
ISHARES TR IBOND DEC 2030 465K 24K –
ISHARES TR IBONDS DEC 2032 499K 22K –
ISHARES TR IBONDS DEC 2032 9M 352K –
ISHARES TR IBONDS DEC 2033 2M 74K –
ISHARES TR IBONDS DEC 29 2M 91K –
ISHARES TR IBONDS DEC24 ETF 279K 11K –
ISHARES TR IBONDS DEC25 ETF 239K 10K –
ISHARES TR S&P 100 ETF 339K 1K –
ISHARES TR S&P 500 GRWT ETF 884K 10K –
ISHARES TR S&P 500 VAL ETF 3M 15K –
J P MORGAN EXCHANGE TRADED F ACTIVEBLDRS EMER 488K 13K –
JANUS DETROIT STR TR B-BBB CLO ETF 272K 6K –
JANUS DETROIT STR TR HENDRSON AAA CL 12M 238K –
JOHNSON & JOHNSON COM 1M 9K –
JPMORGAN CHASE & CO. COM 8M 41K –
KINROSS GOLD CORP COM 94K 11K –
LOCKHEED MARTIN CORP COM 825K 2K –
LOWES COS INC COM 435K 2K –
MARKEL GROUP INC COM 9M 6K –
MERCK & CO INC COM 249K 2K –
MICROSOFT CORP COM 13M 29K –
NEXTERA ENERGY INC COM 4M 55K –
NORFOLK SOUTHN CORP COM 330K 2K –
ONEOK INC NEW COM 6M 79K –
ORACLE CORP COM 631K 4K –
PACER FDS TR PACER US SMALL 9M 199K –
PARKER-HANNIFIN CORP COM 216K 428 –
PEPSICO INC COM 1M 7K –
PERFORMANCE FOOD GROUP CO COM 6M 90K –
PHILIP MORRIS INTL INC COM 797K 8K –
PROCTER AND GAMBLE CO COM 2M 13K –
SCHWAB CHARLES CORP COM 6M 80K –
SCHWAB STRATEGIC TR US BRD MKT ETF 377K 6K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 478K 6K –
SCHWAB STRATEGIC TR US LCAP GR ETF 307K 3K –
SCHWAB STRATEGIC TR US LRG CAP ETF 989K 15K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 568K 4K –
SIMPLIFY EXCHANGE TRADED FUN MBS ETF 2M 33K –
SOTHERLY HOTELS INC COM 41K 35K –
SPDR S&P 500 ETF TR TR UNIT 768K 1K –
STARWOOD PPTY TR INC COM 7M 395K –
THERMO FISHER SCIENTIFIC INC COM 5M 10K –
TIDAL ETF TR TRUST INTELLIGEN 2M 95K –
VANGUARD INDEX FDS GROWTH ETF 254K 678 –
VANGUARD WHITEHALL FDS HIGH DIV YLD 2M 21K –
VULCAN MATLS CO COM 8M 31K –
WASTE MGMT INC DEL COM 698K 3K –
WP CAREY INC COM 6M 112K –