MACKENZIE INVESTMENTS ASIA LIMITED
Adviser information for MACKENZIE INVESTMENTS ASIA LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $2.2B |
| Non-Discretionary | 0 | $0 |
| Total | 8 | $2.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $1.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $558.6M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 87 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-108724 |
|---|---|
| SEC ERA File Number | 801-108724 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285521 |
| Legal Entity Identifier | None |
Principal Office
SUITES 1011-1012, TWO PACIFIC PLACE, 88 QUEENSWAYHONG KONG
Hong Kong
Monday - Friday, 8:00AM-5:00PM HONG KONG TIME
Tel: 011-852-2918-9866, Fax: 011-852-2918-1599
Websites
Chief Compliance Officer
WENDY KWOK
FINANCIAL REPORTING, OPERATIONS AND COMPLIANCE OFFICER
SUITES 1011-1012, TWO PACIFIC PLACE, 88 QUEENSWAY
HONG KONG
Hong Kong
Tel:
011-852-2918-9866
Fax:
011-852-2918-1599
W****@***********************M
(Full email address available in API data)
Regulatory Contact
JANA HILLS
SENIOR MANAGER, SECURITIES
180 SIMCOE STREET
12TH FLOOR
TORONTO
Canada
Tel:
416-922-5322 X 5351
Fax:
416-922-7062
J*****@***********************M
(Full email address available in API data)
Industry Affiliates
| CANADA LIFE INVESTMENT MANAGEMENT, LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| COUNSEL PORTFOLIO SERVICES INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| I.G. INSURANCE SERVICES INC. | Insurance company or agency |
| I.G. INVESTMENT MANAGEMENT, LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESTORS GROUP FINANCIAL SERVICES INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| INVESTORS GROUP SECURITIES INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESTORS GROUP TRUST CO. LTD. | Trust company |
| IPC INVESTMENT CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| IPC SECURITIES CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MACKENZIE EM FUNDS MANAGEMENT (CAYMAN) LTD. | Sponsor, GP, manager of pooled investment vehicles |
| MACKENZIE INVESTMENTS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MACKENZIE INVESTMENTS | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MACKENZIE INVESTMENTS EUROPE LIMITED | Other investment adviser, including financial planners |
| MEMLS FUND MANAGEMENT (CAYMAN) LTD. | Sponsor, GP, manager of pooled investment vehicles |
| MMLP GP INC. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DESMARAIS, PAUL, GUY | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 10/2013 | |
| DESMARAIS, ANDRE, ROGER | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 10/2013 | |
| POWER FINANCIAL CORPORATION | Foreign Entity | IGM FINANCIAL INC. | SHAREHOLDER | 04/1940 | 50-75% |
| POWER CORPORATION OF CANADA | Foreign Entity | POWER FINANCIAL CORPORATION | SHAREHOLDER | 12/2008 | > 75% |
| IGM FINANCIAL INC. | Foreign Entity | MACKENZIE INC. | SHAREHOLDER | 11/1984 | > 75% |
| THE DESMARAIS FAMILY RESIDUARY TRUST | Foreign Entity | POWER CORPORATION OF CANADA | SHAREHOLDER | 10/2013 | 50-75% |
| MACKENZIE INVESTMENTS EUROPE LIMITED | Foreign Entity | – | SHAREHOLDER | 05/2000 | 50-75% |
| Scott, Nicholas, Peter | Individual | – | DIRECTOR & SENIOR VICE PRESIDENT, PORTFOLIO MANAGER, HEAD OF ASIAN EQUITIES AND DIRECTOR | 07/2014 | < 5% |
| DESMARAIS, SOPHIE | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 03/2018 | |
| MACKENZIE INVESTMENTS | Foreign Entity | MACKENZIE INVESTMENTS EUROPE LIMITED | SHAREHOLDER | 01/2019 | |
| MACKENZIE INC. | Foreign Entity | MACKENZIE INVESTMENTS | SHAREHOLDER | 12/2018 | > 75% |
| Kwok, Wai Ting, Wendy | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2019 | < 5% |
| Marks, Lesley, Carolyn | Individual | – | DIRECTOR | 01/2021 | < 5% |
| Du, Ying | Individual | – | DIRECTOR | 01/2021 | < 5% |
| Westlind, Nicholas, Lars | Individual | – | DIRECTOR | 01/2021 | < 5% |
| PANSOLO HOLDING INC. | Foreign Entity | POWER CORPORATION OF CANADA | SHAREHOLDER | 10/2015 | 50-75% |
| DOER, GARY, ALBERT | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 05/2023 | |
| FLEMING, GREGORY, JAMES | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 02/2024 | |
| Laphen, Sean, Martin | Individual | – | DIRECTOR | 03/2024 | < 5% |