INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD.
Adviser information for INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. last updated from Form ADV on September 8th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | India |
Employees
| Total Number of Employees | 220 |
|---|---|
| Investment Advisory/Research | 18 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,046 | $5.3B |
| Non-Discretionary | 6 | $1.0B |
| Total | 1,052 | $6.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 998 | $69.4M |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 6 | $951.7M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 37 | $5.3B |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | 8 | $5.8M |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | 40 | $5.0M |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsNON DISCRETIONARY, NON BINDING, NON EXCLUSIVE INVESTMENT ADVISORY SERVICES UNDER PORTFOLIO MANAGEMENT SERVICE |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-108727 |
|---|---|
| SEC ERA File Number | 801-108727 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285620 |
| Legal Entity Identifier | 549300WT9XZOUYZ46G54 |
Principal Office
2101-A, A WING, 21ST FLOOR, MARATHON FUTUREX,N. M. JOSHI MARG, LOWER PAREL,
MUMBAI, MAHARASHTRA
India
Monday - Friday, 9:00 A.M. - 6:00 P.M.
Tel: 91 22 6731 0000, Fax: 91 22 2301 9422
Chief Compliance Officer
SURESH JAKHOTIYA
DIRECTOR & HEAD - COMPLIANCE
2101-A, A WING, 21ST FLOOR, MARATHON FUTUREX,
N. M. JOSHI MARG, LOWER PAREL,
MUMBAI, MAHARASHTRA
India
Tel:
91 22 6731 0105
Fax:
91 22 2301 9422
S***************@**********M
(Full email address available in API data)
Regulatory Contact
DEENAL DHULIA
AVP - COMPLIANCE
2101-A, A WING, 21ST FLOOR, MARATHON FUTUREX,
N. M. JOSHI MARG, LOWER PAREL,
MUMBAI, MAHARASHTRA
India
Tel:
91 22 6731 0155
Fax:
91 22 2301 9422
D************@**********M
(Full email address available in API data)
Industry Affiliates
| HARBOURVIEW ASSET MANAGEMENT CORPORATION | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INTELLIFLO ADVISERS, INC. | Other investment adviser, including financial planners |
| INVESCO | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INVESCO ADVISERS, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| INVESCO ASSET MANAGEMENT (JAPAN) LIMITED | Other investment adviser, including financial planners |
| INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH | Other investment adviser, including financial planners |
| INVESCO ASSET MANAGEMENT LTD. | Other investment adviser, including financial planners |
| INVESCO CAPITAL MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INVESCO CAPITAL MARKETS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESCO CLO EQUITY FUND 3 L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO CLO EQUITY FUND IV L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO DISTRIBUTORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESCO EUROPEAN RR L.P. | Other investment adviser, including financial planners |
| INVESCO FUND MANAGERS LTD. | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO HONG KONG LIMITED | Other investment adviser, including financial planners |
| INVESCO INVESTMENT ADVISERS LLC | Other investment adviser, including financial planners |
| INVESCO INVESTMENT MANAGEMENT LTD. | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO LOAN MANAGER, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO MANAGED ACCOUNTS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| INVESCO MANAGEMENT S.A. | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO PENSIONS LTD. | Insurance company or agency |
| INVESCO PRIVATE CAPITAL, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INVESCO REAL ESTATE MANAGEMENT S.A R.L. | Other investment adviser, including financial planners |
| INVESCO RR FUND L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO SENIOR SECURED MANAGEMENT, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| INVESCO SPECIALIZED PRODUCTS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO TRUST COMPANY | Trust company |
| IRE (CAYMAN) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OPPENHEIMERFUNDS INC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WL ROSS & CO. LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| INVESCO HONG KONG LIMITED | Foreign Entity | – | SHAREHOLDER | 04/2016 | > 75% |
| LO, ANDREW, TAK SHING | Individual | – | DIRECTOR | 03/2013 | < 5% |
| INVESCO LTD. | Foreign Entity | INVESCO HOLDING COMPANY LIMITED | SOLE SHAREHOLDER - ULTIMATE PARENT COMPANY | 12/2007 | > 75% |
| PAN, SAN KONG TERRY | Individual | – | DIRECTOR | 09/2016 | < 5% |
| Nanavati, Saurabh | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2008 | < 5% |
| Ugrankar, Ketan | Individual | – | COO & CFO | 12/2008 | < 5% |
| Jakhotiya, Suresh | Individual | – | HEAD - COMPLIANCE | 12/2008 | < 5% |
| INVESCO ASSET MANAGEMENT PACIFIC LIMITED (HONG KONG) | Foreign Entity | INVESCO HONG KONG LIMITED | SOLE SHAREHOLDER | 03/2003 | > 75% |
| INVESCO PACIFIC GROUP LIMITED | Foreign Entity | INVESCO ASSET MANAGEMENT PACIFIC LIMITED (HONG KONG) | SOLE SHAREHOLDER | 03/2003 | > 75% |
| INVESCO HOLDING COMPANY LIMITED | Foreign Entity | INVESCO PACIFIC GROUP LIMITED | SOLE SHAREHOLDER | 12/1994 | > 75% |
| Parasnis, Paresh | Individual | – | INDEPENDENT DIRECTOR | 11/2018 | < 5% |
| Tripathy, Sanjay | Individual | – | INDEPENDENT DIRECTOR | 01/2019 | < 5% |
| Singh, Rachna | Individual | – | HEAD - LEGAL | 11/2019 | < 5% |