Hedge Fund Database

SFG WEALTH MANAGEMENT

SFG WEALTH MANAGEMENT, LLC Legal Name

Adviser information for SFG WEALTH MANAGEMENT last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Maryland, United States

Employees

Total Number of Employees 16
Investment Advisory/Research 15
Registered Broker-Dealer Representatives 15
Registered State Investment Advisers 15
Licensed Agents of an Insurance Company 15
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,547 $470.2M
Non-Discretionary 259 $86.1M
Total 1,806 $556.3M

Clients

Type Number RAUM
Individuals 662 $168.7M
HNW Individuals 483 $370.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $2.3M
Charitable organizations <5 $8.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 7 $6.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 86.1M
Portfolio Manager 0
Both for Same 470.2M
Portfolio Manager to Program Sponsor
SFG WEALTH MANAGEMENT - WRAP PROGRAM SFG WEALTH MANAGEMENT

Identifiers

SEC RIA File Number 801-108748
SEC ERA File Number 801-108748
SEC CIK Numbers 1908914
SEC CRD Numbers 285785
Legal Entity Identifier None

Principal Office

1104 KENILWORTH DRIVE
SUITE 500
TOWSON
MD
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 410-825-3200, Fax: None

Websites

www.linkedin.com/company/128120 www.facebook.com/synergyfinancialgrp/ twitter.com/synergyfingrp sfgwm.com/

Chief Compliance Officer

KENNETH PEGHER
BRANCH OPERATIONS MANAGER
1104 KENILWORTH DRIVE
SUITE 500
TOWSON
MD
United States
Tel: 410-825-3200
(Full email address available in API data)

Regulatory Contact

LAWRENCE LEITCH
MANAGING MEMBER & CEO
1104 KENILWORTH DRIVE
SUITE 500
TOWSON
MD
United States
Tel: 410-825-3200
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LEITCH, LAWRENCE, NELSON Individual – CHIEF EXECUTIVE OFFICER 12/2019 < 5%
PEGHER, KENNETH, WILLIAM Individual – CHIEF COMPLIANCE OFFICER 12/2016 < 5%
HORCHAR, CHRISTINA, MARIE Individual – CHIEF OPERATING OFFICER 02/2020 < 5%
SFG WEALTH MANAGEMENT, LLC Domestic Entity – MANAGING MEMBER 01/2021 > 75%
LEITCH, LAWRENCE, NELSON Individual SFG WEALTH MANAGEMENT, LLC MANAGING MEMBER 01/2021 50-75%

No. Employees, Historic

20100201920202021202220232024202519 on 10/24/201920 on 1/30/202020 on 2/4/202020 on 3/2/202020 on 5/18/202020 on 5/22/202020 on 11/17/202017 on 1/28/202117 on 5/7/202117 on 9/16/202117 on 10/5/202117 on 2/28/202217 on 3/4/202217 on 3/8/202217 on 4/29/202217 on 11/18/202214 on 2/7/202314 on 8/8/202316 on 2/26/202416 on 3/26/2024

RAUM, Historic

600M300M02019202020212022202320242025281802197 on 10/24/2019349451146 on 1/30/2020349451146 on 2/4/2020349451146 on 3/2/2020349451146 on 5/18/2020349451146 on 5/22/2020349451146 on 11/17/2020408476553 on 1/28/2021408476553 on 5/7/2021408476553 on 9/16/2021408476553 on 10/5/2021531674620 on 2/28/2022531674620 on 3/4/2022531674620 on 3/8/2022531674620 on 4/29/2022531674620 on 11/18/2022441723236 on 2/7/2023441723236 on 8/8/2023556304090 on 2/26/2024556304090 on 3/26/2024

No. Clients, Historic

2,0001,000020192020202120222023202420251262 on 10/24/2019905 on 1/30/2020905 on 2/4/2020905 on 3/2/2020905 on 5/18/2020905 on 5/22/2020905 on 11/17/20201107 on 1/28/20211107 on 5/7/20211107 on 9/16/20211107 on 10/5/20211516 on 2/28/20221516 on 3/4/20221516 on 3/8/20221516 on 4/29/20221516 on 11/18/20221010 on 2/7/20231010 on 8/8/20231152 on 2/26/20241152 on 3/26/2024

Holdings

From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 2M 10K –
ALPHABET INC CAP STK CL C 1M 5K –
AMAZON COM INC COM 2M 12K –
AMERICAN CENTY ETF TR US EQT ETF 6M 71K –
AMERICAN CENTY ETF TR US SML CP VALU 11M 117K –
AMGEN INC COM 391K 1K –
APPLE INC COM 3M 14K –
ASTRAZENECA PLC SPONSORED ADR 229K 3K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 378K 928 –
CONSTELLATION ENERGY CORP COM 305K 2K –
EASTGROUP PPTYS INC COM 242K 1K –
EXXON MOBIL CORP COM 1M 9K –
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 578K 10K –
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 409K 5K –
FIRST TR EXCHANGE-TRADED FD RBA INDL ETF 1M 20K –
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 579K 11K –
FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 727K 22K –
FIRST TR VALUE LINE DIVID IN SHS 392K 10K –
FRANKLIN TEMPLETON ETF TR FRANKLIN DYN MUN 718K 29K –
FRANKLIN TEMPLETON ETF TR INCOME FOCUS ETF 610K 24K –
GE AEROSPACE COM NEW 3M 16K –
GE VERNOVA INC COM 675K 4K –
GLOBAL X FDS GLOBAL X URANIUM 1M 43K –
HARBOR ETF TRUST INTERNATNAL COMP 2M 55K –
HARBOR ETF TRUST LONG TERM GROWER 1M 52K –
HOME DEPOT INC COM 595K 2K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 2M 8K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 316K 5K –
INVESCO EXCHANGE TRADED FD T S&P MDCP QUALITY 1M 13K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 203K 1K –
INVESCO QQQ TR UNIT SER 1 715K 1K –
IRON MTN INC DEL COM 432K 5K –
ISHARES TR CORE S&P MCP ETF 711K 12K –
ISHARES TR CORE S&P SCP ETF 255K 2K –
ISHARES TR CORE S&P TTL STK 2M 15K –
ISHARES TR CORE S&P US GWT 308K 2K –
ISHARES TR CORE S&P US VLU 370K 4K –
ISHARES TR CORE S&P500 ETF 429K 785 –
ISHARES TR MSCI EAFE ETF 251K 3K –
ISHARES TR RUS 1000 GRW ETF 1M 3K –
ISHARES TR RUSSELL 2000 ETF 440K 2K –
ISHARES U S ETF TR BLACKROCK SHORT 427K 9K –
J P MORGAN EXCHANGE TRADED F EQUITY FOCUS ETF 4M 72K –
J P MORGAN EXCHANGE TRADED F MKT EXPN ENHNCD 462K 8K –
JOHNSON & JOHNSON COM 227K 2K –
JPMORGAN CHASE & CO. COM 527K 3K –
LOCKHEED MARTIN CORP COM 477K 1K –
LPL FINL HLDGS INC COM 374K 1K –
MCCORMICK & CO INC COM NON VTG 770K 11K –
META PLATFORMS INC CL A 446K 885 –
MICRON TECHNOLOGY INC COM 402K 3K –
MICROSOFT CORP COM 3M 7K –
NVIDIA CORPORATION COM 218K 2K –
PACER FDS TR US CASH COWS 100 224K 4K –
PARKER-HANNIFIN CORP COM 1M 3K –
PIMCO ETF TR ENHAN SHRT MA AC 4M 42K –
PIMCO ETF TR MUNI INCOME OPP 1M 23K –
ROBLOX CORP CL A 2M 43K –
RTX CORPORATION COM 338K 3K –
SCHWAB CHARLES CORP COM 298K 4K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 10M 66K –
SIMPLIFY EXCHANGE TRADED FUN ENHANCED INM ETF 510K 21K –
SIMPLIFY EXCHANGE TRADED FUN HIGH YIELD PLUS 528K 23K –
SIMPLIFY EXCHANGE TRADED FUN MANAGED FUTURES 1M 51K –
SIMPLIFY EXCHANGE TRADED FUN SIMPLIFY US EQT 7M 208K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 308K 9K –
SPDR S&P 500 ETF TR TR UNIT 48M 88K –
SPDR SER TR BLOOMBERG 1-3 MO 379K 4K –
SPDR SER TR NYSE TECH ETF 2M 13K –
SPDR SER TR PORTFOLI S&P1500 7M 106K –
SPDR SER TR PORTFOLIO S&P500 507K 8K –
SPDR SER TR PORTFOLIO S&P600 596K 14K –
SPDR SER TR PRTFLO S&P500 GW 862K 11K –
SPDR SER TR PRTFLO S&P500 VL 233K 5K –
SPDR SER TR S&P 400 MDCP GRW 9M 108K –
UNDER ARMOUR INC CL C 125K 19K –
VANECK ETF TRUST MRNGSTR WDE MOAT 3M 34K –
VANECK MERK GOLD TR GOLD TRUST 714K 32K –
VANGUARD INDEX FDS GROWTH ETF 718K 2K –
VANGUARD INDEX FDS MID CAP ETF 490K 2K –
VANGUARD INDEX FDS S&P 500 ETF SHS 1M 2K –
VANGUARD INDEX FDS SMALL CP ETF 894K 4K –
VANGUARD INDEX FDS TOTAL STK MKT 1M 5K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 356K 3K –
VERIZON COMMUNICATIONS INC COM 405K 10K –
VISA INC COM CL A 6M 22K –
WALMART INC COM 344K 5K –