STRATEGIC INCOME GROUP LLC
Adviser information for STRATEGIC INCOME GROUP LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,064 | $303.1M |
| Non-Discretionary | 4 | $13.1M |
| Total | 1,068 | $316.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 332 | $184.4M |
| HNW Individuals | 27 | $78.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $40.5M |
| Pension and profit sharing plans | <5 | $13.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-108752 |
|---|---|
| SEC ERA File Number | 801-108752 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165839 |
| Legal Entity Identifier | None |
Principal Office
2330 W. RAY ROADSUITE 3
CHANDLER
AZ
United States
Monday - Friday, 730AM-430PM
Tel: 480-466-7070, Fax: None
Chief Compliance Officer
MICHAEL J. GAUTHIER
PRESIDENT
2330 W. RAY ROAD
SUITE 3
CHANDLER
AZ
United States
Tel:
480-466-7070
I***@***********************M
(Full email address available in API data)
Regulatory Contact
MARTHA CORTEZ
DIRECTOR OF CLIENT RELATIONS
2330 W. RAY ROAD
SUITE 3
CHANDLER
AZ
United States
Tel:
480-466-7070
M*@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SIG OPPORTUNITIES FUND, LP | Real Estate Fund | $22.3M | $0.0M | 72 |
| STRATEGIC INCOME FUND, LP | Hedge Fund | $18.2M | $0.0M | 85 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GAUTHIER HOLDINGS LLC | Domestic Entity | – | MANAGER & MANAGING MEMBER | 03/2013 | > 75% |
| GAUTHIER, MICHAEL, JOHN | Individual | – | CEO & CHIEF COMPLIANCE OFFICER | 03/2013 | < 5% |
| THE GAUTHIER FAMILY TRUST | Domestic Entity | GAUTHIER HOLDINGS LLC | MANAGING MEMBER | 02/2008 | > 75% |
| GAUTHIER, MICHAEL, JOHN | Individual | THE GAUTHIER FAMILY TRUST | OWNER | 03/2013 | 50-75% |
| GAUTHIER, KRISTI, LEE | Individual | THE GAUTHIER FAMILY TRUST | OWNER | 03/2013 | 50-75% |