FROST INVESTMENT SERVICES
FROST INVESTMENT SERVICES, LLC Legal Name
Adviser information for FROST INVESTMENT SERVICES last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 166 |
|---|---|
| Investment Advisory/Research | 94 |
| Registered Broker-Dealer Representatives | 91 |
| Registered State Investment Advisers | 91 |
| Licensed Agents of an Insurance Company | 60 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,792 | $2.7B |
| Non-Discretionary | 0 | $0 |
| Total | 2,792 | $2.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,872 | $592.5M |
| HNW Individuals | 401 | $1.0B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 4 | $4.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 515 | $1.1B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 2 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
111 WEST HOUSTON STREETSAN ANTONIO
TX
United States
Monday - Friday, 8AM CENTRAL - 5PM CENTRAL
Tel: 210.220.5000, Fax: 210.220.4016
Chief Compliance Officer
JACK REPA
1 BLVD PLACE, 1700 POST OAK BLVD
2ND FLOOR, OFFICE 230
HOUSTON
TX
United States
Tel:
281.908.1803
J********@************M
(Full email address available in API data)
Regulatory Contact
ANGELA K. HOLLIDAY
PRESIDENT
111 WEST HOUSTON STREET
SAN ANTONIO
TX
United States
Tel:
210-220-4013
Fax:
210.220.4016
A********@************M
(Full email address available in API data)
Industry Affiliates
| FROST BANK | Banking or thrift institution |
| FROST BROKERAGE SERVICES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FROST INSURANCE AGENCY, INC. | Insurance company or agency |
| FROST INVESTMENT ADVISORS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FROST BANK | Domestic Entity | – | PARENT CORP - MANAGING MEMBER | 11/2016 | > 75% |
| HOLLIDAY, ANGELA, KRISTINA | Individual | – | PRESIDENT / CHIEF EXECUTIVE OFFICER | 08/2017 | < 5% |
| CULLEN/FROST BANKERS, INC. | Domestic Entity | FROST BANK | PARENT CORPORATION | 06/2013 | > 75% |
| REPA, JACK, BRANDON | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |