Hedge Fund Database

FORD FINANCIAL GROUP

FORD FINANCIAL GROUP, LLC Legal Name

Adviser information for FORD FINANCIAL GROUP last updated from Form ADV on March 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 16
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 11
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 8
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,892 $525.4M
Non-Discretionary 131 $11.7M
Total 2,023 $537.1M

Clients

Type Number RAUM
Individuals 720 $160.7M
HNW Individuals 282 $362.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 9 $6.2M
Charitable organizations 7 $6.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $1.5M
Other 0 $0
Type Number
No. of Non-RAUM Clients 3
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly charges

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 525.4M
Portfolio Manager to Program Sponsor
FFG WRAP PROGRAM FORD FINANCIAL GROUP

Identifiers

SEC RIA File Number 801-108765
SEC ERA File Number 801-108765
SEC CIK Numbers 1730887
SEC CRD Numbers 284977
Legal Entity Identifier None

Principal Office

5260 N. PALM AVENUE
SUITE 221
FRESNO
CA
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.; CLOSE AT 4:00 P.M. ON FRIDAYS
Tel: 559-449-8690, Fax: 559-449-8694

Websites

www.fordfg.com www.facebook.com/fordfinancialgroup twitter.com/fordfinancial www.linkedin.com/company/ford-financial-group www.youtube.com/channel/uce4zd-iwxegk0jl056w-onw

Chief Compliance Officer

KELLE BUTLER
5260 N. PALM AVENUE
SUITE 221
FRESNO
CA
United States
Tel: 559-449-8690
Fax: 559-449-8694
(Full email address available in API data)

Regulatory Contact

RYAN LOUIE
MANAGING PARTNER, FINANCIAL ADVISOR
5260 N. PALM AVENUE
SUITE 221
FRESNO
CA
United States
Tel: 559-449-8690
Fax: 559-449-8694
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FORD, CAROLE, RILEY Individual – PARTNER 12/2016 10-25%
FORD, JAMES, JOSEPH Individual – RETIRED/PARTNER 12/2020 10-25%
BUTLER, KELLE, LEE Individual – CHIEF COMPLIANCE OFFICER/ OPERATIONS MANAGER/PARTNER 12/2016 5-10%
ULLMANN, BRIAN, JOSEPH Individual – MANAGING PARTNER 01/2020 25-50%
LOUIE, RYAN, JAIRE Individual – MANAGING PARTNER 01/2020 25-50%

No. Employees, Historic

2010020192020202120222023202417 on 4/29/201917 on 12/23/201917 on 1/15/202017 on 1/22/202016 on 3/25/202016 on 5/27/202016 on 6/30/202015 on 3/17/202115 on 3/17/202115 on 7/2/202115 on 9/30/202117 on 3/23/202216 on 3/28/2023

RAUM, Historic

700M350M0201920202021202220232024426379931 on 4/29/2019426379931 on 12/23/2019426379931 on 1/15/2020426379931 on 1/22/2020492253072 on 3/25/2020492253072 on 5/27/2020492253072 on 6/30/2020558855766 on 3/17/2021558855766 on 3/17/2021558855766 on 7/2/2021558855766 on 9/30/2021626731257 on 3/23/2022537133786 on 3/28/2023

No. Clients, Historic

2,0001,0000201920202021202220232024844 on 4/29/2019844 on 12/23/2019844 on 1/15/2020844 on 1/22/2020922 on 3/25/2020922 on 5/27/2020922 on 6/30/2020951 on 3/17/2021951 on 3/17/2021951 on 7/2/2021951 on 9/30/20211007 on 3/23/20221021 on 3/28/2023

Holdings

From latest 13F, filed May 11th, 2023 for period ending March 31st, 2023
Name Class Value $USD # Shares Private Fund
SPDR S&P 500 ETF TR TR UNIT 280K 684 –
SPDR SER TR PRTFLO S&P500 GW 383K 7K –
SPDR SER TR PORTFOLI S&P1500 291K 6K –
SPDR SER TR S&P 600 SMCP VAL 299K 4K –
SPDR SER TR PRTFLO S&P500 VL 495K 12K –
VANGUARD INDEX FDS TOTAL STK MKT 266K 1K –
WISDOMTREE TR US EFFICIENT COR 344K 10K –