PEARL DIVER CAPITAL LLP
Adviser information for PEARL DIVER CAPITAL LLP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 14 | $2.3B |
| Total | 14 | $2.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 14 | $2.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 69 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-108766 |
|---|---|
| SEC ERA File Number | 801-108766 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283834 |
| Legal Entity Identifier | 213800IOYYWF6AGCRE96 |
Principal Office
52 CONDUIT STREETLEVEL 2
LONDON
United Kingdom
Monday - Friday, PEARL DIVER CAPITAL LLP
Tel: +44(0)20 3967 8032, Fax: None
Chief Compliance Officer
KELVIN HO
COO, CCO
52 CONDUIT STREET
LEVEL 2
LONDON
United Kingdom
Tel:
+44(0)20 3967 8032
K********@****************M
(Full email address available in API data)
Regulatory Contact
KWAN YI KWONG
52 CONDUIT STREET
LEVEL 2
LONDON
United Kingdom
Tel:
+44(0)20 3967 8032
K***********@****************M
(Full email address available in API data)
Industry Affiliates
| PEARL DIVER CLO OPPORTUNITY 2014 GP LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PEARL DIVER CLO OPPORTUNITY 2017 GP LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PEARL DIVER CLO OPPORTUNITY 2017-A GP LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PEARL DIVER CLO OPPORTUNITY 2018 GP LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PEARL DIVER CLO OPPORTUNITY 2018-M GP LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PEARL DIVER CLO OPPORTUNITY 2019 GP LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PEARL DIVER CLO OPPORTUNITY 2021 GP LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PEARL DIVER CLO OPPORTUNITY EMPIRE GP LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PEARL DIVER FLOATING RATE GLOBAL INCOME GP LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PEARL DIVER NAUTILUS MASTER GP LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PDC OPPORTUNITIES FEEDER M LP | Real Estate Fund | $82.0M | $0.0M | 2 |
| PDC OPPORTUNITIES IIIB LP | Private Equity Fund | $69.8M | $0.0M | 10 |
| PDC OPPORTUNITIES IV LP | Private Equity Fund | $30.7M | $0.0M | 21 |
| PDC OPPORTUNITIES IVB LP | Private Equity Fund | $16.8M | $0.0M | 7 |
| PDC OPPORTUNITIES IX LP | Private Equity Fund | $351.3M | $0.0M | 8 |
| PDC OPPORTUNITIES V LP | Private Equity Fund | $1.5M | $0.0M | 23 |
| PDC OPPORTUNITIES VI, LP | Private Equity Fund | $77.6M | $0.0M | 7 |
| PDC OPPORTUNITIES VII FUND A LIMITED PARTNERSHIP | Private Equity Fund | $193.9M | $0.0M | 18 |
| PDC OPPORTUNITIES VIII LP | Private Equity Fund | $554.1M | $0.0M | 13 |
| PEARL DIVER CREDIT COMPANY, LLC | Private Equity Fund | $96.5M | $0.0M | 5 |
| PEARL DIVER EMPIRE FUND LP | Private Equity Fund | $283.1M | $0.5M | 2 |
| PEARL DIVER FLOATING RATE GLOBAL INCOME MASTER FUND | Hedge Fund | $291.0M | $0.0M | 23 |
| PEARL DIVER NAUTILUS SERIES 2023 LP | Private Equity Fund | $176.7M | $0.0M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BASU, INDRANIL | Individual | – | CEO, MANAGING PARTNER | 01/2009 | > 75% |
| CHAKRABORTY, CHANDRAJIT | Individual | – | CIO, MANAGING PARTNER | 01/2009 | 25-50% |
| HO, KELVIN, CHUN-HIN | Individual | – | COO, CCO | 03/2021 | < 5% |