Hedge Fund Database

FACET

FACET WEALTH, INC Legal Name

Adviser information for FACET last updated from Form ADV on January 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 234
Investment Advisory/Research 98
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 98
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 24,977 $2.5B
Non-Discretionary 0 $0
Total 24,977 $2.5B

Clients

Type Number RAUM
Individuals 9,445 $1.3B
HNW Individuals 811 $1.3B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 3572
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 24000

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation Fixed fees

Identifiers

SEC RIA File Number 801-108767
SEC ERA File Number 801-108767
SEC CIK Numbers 1748271
SEC CRD Numbers 285961
Legal Entity Identifier None

Principal Office

100 INTERNATIONAL DRIVE
23RD FLOOR
BALTIMORE
MD
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: (443)376-6222, Fax: None

Websites

www.linkedin.com/company/joinfacet/ www.facet.com www.instagram.com/@joinfacet www.facebook.com/@joinfacet twitter.com/join_facet www.tiktok.com/@facet www.youtube.com/@joinfacet/ www.reddit.com/user/facet/ www.threads/@joinfacet.com

Chief Compliance Officer

CHRISTOPHER J. HUFMAN
CHIEF ADMIN OFFICER
100 INTERNATIONAL DRIVE
23RD FLOOR
BALTIMORE
MD
United States
Tel: (443)376-6235
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MCKENNA, PATRICK, ROYAL Individual – EXECUTIVE CHAIRMAN AND DIRECTOR 11/2016 5-10%
WEISS, BRENT, MITCHELL Individual – CHIEF EVANGELIST 11/2016 5-10%
Jones, Anderson, Egan Individual – CHIEF EXECUTIVE OFFICER AND DIRECTOR 11/2016 5-10%
HUFMAN, CHRISTOPHER, JOHN Individual – CHIEF ADMIN OFFICER/CHIEF COMPLIANCE OFFICER 06/2018 < 5%
STEIN, JEFFREY, SCOTT Individual – DIRECTOR 08/2018 < 5%
SCHELL, TODD, MARSHALL Individual – DIRECTOR 08/2018 < 5%
ROAME, CHARLES, MICHAEL Individual – DIRECTOR 08/2018 < 5%
WARBURG PINCUS PRIVATE EQUITY XII, LP Domestic Entity – SHAREHOLDER 08/2018 10-25%
WARBURG PINCUS FINANCIAL SECTOR, LP Domestic Entity – SHAREHOLDER 08/2018 10-25%
WARBURG PINCUS XII, L.P. Domestic Entity WARBURG PINCUS PRIVATE EQUITY XII, LP GENERAL PARTNER 06/2015
WARBURG PINCUS FINANCIAL SECTOR GP, L.P. Domestic Entity WARBURG PINCUS FINANCIAL SECTOR, LP GENERAL PARTNER 06/2017
DURABLE CAPITAL MASTER FUND LP Foreign Entity – SHAREHOLDER 01/2022 10-25%
DURABLE CAPITAL ASSOCIATES LLC Domestic Entity DURABLE CAPITAL MASTER FUND LP GENERAL PARTNER 01/2022
JOSHI, SHRUTI, SATISH Individual – CHIEF OPERATING OFFICER 08/2021 < 5%
FAHRBACH, WILLIAM Individual – CHIEF FINANCIAL OFFICER 08/2021 < 5%

No. Employees, Historic

4002000201920202021202220232024202544 on 4/12/201944 on 5/14/201945 on 5/15/201946 on 5/15/201946 on 6/28/201946 on 6/28/201946 on 7/16/201946 on 7/16/201947 on 8/1/201947 on 8/29/201948 on 9/9/201949 on 9/11/201958 on 10/1/201959 on 10/10/201959 on 12/24/2019116 on 3/18/2020115 on 4/1/2020115 on 6/3/2020115 on 6/17/2020115 on 7/7/2020115 on 8/28/2020155 on 10/6/2020155 on 10/6/2020155 on 10/6/2020154 on 11/4/2020154 on 11/4/2020213 on 2/4/2021213 on 2/5/2021211 on 5/25/2021209 on 5/28/2021206 on 6/8/2021205 on 6/9/2021204 on 7/22/2021204 on 8/5/2021202 on 8/6/2021282 on 10/14/2021309 on 2/10/2022309 on 3/16/2022309 on 3/16/2022300 on 4/14/2022300 on 5/11/2022300 on 11/4/2022300 on 11/4/2022275 on 1/30/2023275 on 3/3/2023275 on 3/15/2023259 on 8/1/2023259 on 8/1/2023234 on 1/11/2024

RAUM, Historic

3B2B0201920202021202220232024202543702872 on 4/12/201943702872 on 5/14/201943702872 on 5/15/201943702872 on 5/15/201943702872 on 6/28/201943702872 on 6/28/201943702872 on 7/16/201943702872 on 7/16/201943702872 on 8/1/201943702872 on 8/29/201943702872 on 9/9/201943702872 on 9/11/201943702872 on 10/1/201943702872 on 10/10/201943702872 on 12/24/2019141341214 on 3/18/2020141341214 on 4/1/2020141341214 on 6/3/2020141341214 on 6/17/2020141341214 on 7/7/2020141341214 on 8/28/2020344522346 on 10/6/2020344522346 on 10/6/2020344522346 on 10/6/2020344522346 on 11/4/2020344522346 on 11/4/2020502250733 on 2/4/2021502250733 on 2/5/2021625195334 on 5/25/2021625195334 on 5/28/2021625195334 on 6/8/2021625195334 on 6/9/2021625195334 on 7/22/2021807544525 on 8/5/2021807544525 on 8/6/2021961342264 on 10/14/20211146226315 on 2/10/20221146226315 on 3/16/20221146226315 on 3/16/20221224407456 on 4/14/20221189409133 on 5/11/20221394139031 on 11/4/20221394139031 on 11/4/20221638337706 on 1/30/20231650067192 on 3/3/20231654740781 on 3/15/20232078080181 on 8/1/20232078080181 on 8/1/20232544660518 on 1/11/2024

No. Clients, Historic

20,00010,00002019202020212022202320242025163 on 4/12/2019163 on 5/14/2019163 on 5/15/2019163 on 5/15/2019163 on 6/28/2019163 on 6/28/2019163 on 7/16/2019163 on 7/16/2019163 on 8/1/2019163 on 8/29/2019163 on 9/9/2019163 on 9/11/2019163 on 10/1/2019163 on 10/10/2019163 on 12/24/2019586 on 3/18/2020586 on 4/1/2020586 on 6/3/2020586 on 6/17/2020586 on 7/7/2020586 on 8/28/20201753 on 10/6/20201753 on 10/6/20201753 on 10/6/20201753 on 11/4/20201753 on 11/4/20202517 on 2/4/20212517 on 2/5/20212988 on 5/25/20212988 on 5/28/20212988 on 6/8/20212988 on 6/9/20212988 on 7/22/20213764 on 8/5/20213764 on 8/6/20219221 on 10/14/20215206 on 2/10/20225206 on 3/16/20225206 on 3/16/20225827 on 4/14/20226112 on 5/11/20227432 on 11/4/20227432 on 11/4/20227894 on 1/30/20238130 on 3/3/20238152 on 3/15/20238882 on 8/1/20238882 on 8/1/202310256 on 1/11/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 317K 2K 0
ABRDN GLOBAL PREMIER PPTYS F COM SH BEN INT 45K 11K 0
ACCENTURE PLC IRELAND SHS CLASS A 487K 1K 0
ADOBE INC COM 218K 405 0
AIRBNB INC COM CL A 203K 1K 0
ALPHABET INC CAP STK CL A 944K 6K 0
ALPHABET INC CAP STK CL C 1M 6K 0
AMAZON COM INC COM 8M 46K 0
AMERICAN CENTY ETF TR US SML CP VALU 1M 10K 0
AMERICAN CENTY ETF TR US EQT ETF 3M 30K 0
AMGEN INC COM 258K 775 0
APPLE INC COM 27M 126K 0
APPLIED MATLS INC COM 520K 3K 0
BERKSHIRE HATHAWAY INC DEL CL A 662K 1 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 2K 0
BLACKSTONE INC COM 244K 2K 0
BROADCOM INC COM 303K 2K 0
CALAMOS CONV & HIGH INCOME F COM SHS 156K 14K 0
CATERPILLAR INC COM 213K 624 0
CONOCOPHILLIPS COM 241K 2K 0
COSTCO WHSL CORP NEW COM 553K 683 0
DIMENSIONAL ETF TRUST US CORE EQT MKT 248K 7K 0
DIMENSIONAL ETF TRUST US CORE EQUITY 2 986K 30K 0
DIMENSIONAL ETF TRUST WORLD EX US CORE 589K 23K 0
DISNEY WALT CO COM 252K 3K 0
ELI LILLY & CO COM 2M 2K 0
EXXON MOBIL CORP COM 513K 4K 0
HCA HEALTHCARE INC COM 217K 600 0
HOME DEPOT INC COM 555K 2K 0
HONEYWELL INTL INC COM 216K 1K 0
INTERNATIONAL BUSINESS MACHS COM 492K 3K 0
INVESCO QQQ TR UNIT SER 1 800K 2K 0
ISHARES GOLD TR ISHARES NEW 418K 9K 0
ISHARES INC CORE MSCI EMKT 10M 195K 0
ISHARES INC ESG AWR MSCI EM 313K 9K 0
ISHARES TR CORE S&P SCP ETF 494K 4K 0
ISHARES TR CORE S&P US GWT 126M 1M 0
ISHARES TR MSCI EAFE MIN VL 11M 158K 0
ISHARES TR CALIF MUN BD ETF 33M 584K 0
ISHARES TR 3 7 YR TREAS BD 69M 586K 0
ISHARES TR TRS FLT RT BD 26M 520K 0
ISHARES TR RUS MDCP VAL ETF 419K 3K 0
ISHARES TR CORE S&P TTL STK 60M 503K 0
ISHARES TR NATIONAL MUN ETF 46M 428K 0
ISHARES TR MSCI USA MIN VOL 27M 316K 0
ISHARES TR ESG AW MSCI EAFE 3M 35K 0
ISHARES TR MSCI USA QLT FCT 384M 2M 0
ISHARES TR RUS 2000 VAL ETF 72M 422K 0
ISHARES TR ESG AWR US AGRGT 9M 192K 0
ISHARES TR NEW YORK MUN ETF 11M 210K 0
ISHARES TR USD INV GRDE ETF 223K 4K 0
ISHARES TR ESG AWR MSCI USA 6M 51K 0
ISHARES TR CORE US AGGBD ET 44M 443K 0
ISHARES TR S&P 500 GRWT ETF 410K 5K 0
ISHARES TR CORE MSCI EAFE 49M 667K 0
ISHARES TR RUSSELL 2000 ETF 747K 3K 0
ISHARES TR RUS 1000 ETF 907K 3K 0
ISHARES TR RUS MID CAP ETF 210K 2K 0
ISHARES TR CORE S&P MCP ETF 612K 10K 0
ISHARES TR RUS 1000 GRW ETF 296K 848 0
ISHARES TR ESG AWRE USD ETF 2M 99K 0
ISHARES TR CORE S&P500 ETF 3M 6K 0
ISHARES TR EAFE GRWTH ETF 126M 1M 0
ISHARES TR SHORT TREAS BD 222K 2K 0
J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 4M 75K 0
JOHNSON & JOHNSON COM 391K 2K 0
JPMORGAN CHASE & CO. COM 501K 2K 0
KONINKLIJKE PHILIPS N V NY REGIS SHS NEW 297K 10K 0
LOCKHEED MARTIN CORP COM 244K 454 0
MASTERCARD INCORPORATED CL A 247K 552 0
MCDONALDS CORP COM 223K 838 0
MERCK & CO INC COM 293K 3K 0
META PLATFORMS INC CL A 5M 12K 0
MICROSOFT CORP COM 3M 6K 0
MONDAY COM LTD SHS 1M 5K 0
NETFLIX INC COM 936K 2K 0
NEXTERA ENERGY INC COM 411K 6K 0
NVIDIA CORPORATION COM 3M 32K 0
ORACLE CORP COM 425K 3K 0
PALO ALTO NETWORKS INC COM 254K 801 0
PEPSICO INC COM 221K 1K 0
PROCTER AND GAMBLE CO COM 295K 2K 0
PROSHARES TR S&P 500 DV ARIST 227K 2K 0
SALESFORCE INC COM 273K 1K 0
SCHWAB STRATEGIC TR US BRD MKT ETF 1M 18K 0
SCHWAB STRATEGIC TR US LCAP GR ETF 568K 6K 0
SCHWAB STRATEGIC TR INTL EQTY ETF 3M 68K 0
SCHWAB STRATEGIC TR US SML CAP ETF 824K 16K 0
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 217K 8K 0
SCHWAB STRATEGIC TR US TIPS ETF 335K 6K 0
SCHWAB STRATEGIC TR US LRG CAP ETF 937K 15K 0
SCHWAB STRATEGIC TR FUNDAMENTAL US L 299K 4K 0
SPDR INDEX SHS FDS PORTFOLIO EMG MK 9M 252K 0
SPDR INDEX SHS FDS S&P EM MKT DIV 244K 7K 0
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 27M 759K 0
SPDR S&P 500 ETF TR TR UNIT 2M 4K 0
SPDR SER TR BLOOMBERG INVT 27M 882K 0
SPDR SER TR PORTFOLIO S&P500 2M 30K 0
SPDR SER TR S&P 600 SMCP VAL 5M 58K 0
SPDR SER TR NUVEEN BLMBRG MU 964K 21K 0
SPDR SER TR PRTFLO S&P500 VL 39M 768K 0
SPDR SER TR PORTFOLI S&P1500 11M 162K 0
SPDR SER TR PORTFOLIO AGRGTE 41M 2M 0
SYSCO CORP COM 827K 11K 0
TESLA INC COM 824K 4K 0
THE CIGNA GROUP COM 258K 732 0
UNITEDHEALTH GROUP INC COM 507K 880 0
VANGUARD BD INDEX FDS TOTAL BND MRKT 367M 5M 0
VANGUARD BD INDEX FDS SHORT TRM BOND 378K 5K 0
VANGUARD INDEX FDS GROWTH ETF 5M 15K 0
VANGUARD INDEX FDS MID CAP ETF 286K 1K 0
VANGUARD INDEX FDS REAL ESTATE ETF 355K 4K 0
VANGUARD INDEX FDS SMALL CP ETF 240K 1K 0
VANGUARD INDEX FDS VALUE ETF 259M 2M 0
VANGUARD INDEX FDS TOTAL STK MKT 511M 2M 0
VANGUARD INDEX FDS EXTEND MKT ETF 2M 11K 0
VANGUARD INDEX FDS MCAP VL IDXVIP 459K 3K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 8M 15K 0
VANGUARD INDEX FDS SM CP VAL ETF 11M 55K 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 84M 2M 0
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 394K 3K 0
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 4M 67K 0
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 214K 2K 0
VANGUARD MUN BD FDS TAX EXEMPT BD 20M 391K 0
VANGUARD SCOTTSDALE FDS INT-TERM CORP 92M 1M 0
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 357K 6K 0
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 26M 453K 0
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 722K 8K 0
VANGUARD SCOTTSDALE FDS LONG TERM TREAS 219K 4K 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 579K 3K 0
VANGUARD STAR FDS VG TL INTL STK F 557K 9K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 351M 7M 0
VANGUARD WHITEHALL FDS HIGH DIV YLD 261K 2K 0
VANGUARD WORLD FD MEGA GRWTH IND 83M 277K 0
VANGUARD WORLD FD INF TECH ETF 453K 825 0
VANGUARD WORLD FD ESG US STK ETF 33M 346K 0
VANGUARD WORLD FD ESG INTL STK ETF 18M 308K 0
VEEVA SYS INC CL A COM 282K 1K 0
VISA INC COM CL A 453K 2K 0
WALMART INC COM 388K 6K 0
WASTE MGMT INC DEL COM 208K 1K 0