FISHER & WIENS WEALTH MANAGEMENT, LLC
Adviser information for FISHER & WIENS WEALTH MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 550 | $219.0M |
| Non-Discretionary | 0 | $0 |
| Total | 550 | $219.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 201 | $102.9M |
| HNW Individuals | 95 | $115.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $1.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Principal Office
100 RAILROAD AVENUEDANVILLE
CA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 925-964-0090, Fax: 925-964-0990
Chief Compliance Officer
BEAU FISHER
OWNER
100 RAILROAD AVE.
DANVILLE
CA
United States
Tel:
925-964-0090
B***@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FISHER, BEAU, MITCHEL | Individual | – | TRUSTEE & CHIEF COMPLIANCE OFFICER | 01/2017 | < 5% |
| BEAU FISHER & STACY FISHER REVOCABLE TRUST 10/29/2008 | Domestic Entity | – | MANAGING MEMBER | 01/2017 | > 75% |
| FISHER, STACY | Individual | – | TRUSTEE | 10/2008 | < 5% |