Hedge Fund Database

COMMONWEALTH RETIREMENT INVESTMENTS LLC

Adviser information for COMMONWEALTH RETIREMENT INVESTMENTS LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Virginia, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 817 $240.4M
Non-Discretionary 3 $70,671
Total 820 $240.4M

Clients

Type Number RAUM
Individuals 197 $49.6M
HNW Individuals 100 $190.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 1 $81,112
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newslettersEducational seminars/workshops
Compensation % of AUMFixed fees
Other Business Activities Registered representative of a broker-dealerInsurance broker or agent

Identifiers

SEC RIA File Number 801-108783
SEC ERA File Number 801-108783
SEC CIK Numbers 1963787
SEC CRD Numbers 285998
Legal Entity Identifier None

Principal Office

9030 STONY POINT PARKWAY
SUITE 580
RICHMOND
VA
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 804-282-1238, Fax: None

Websites

www.linkedin.com/company/commonwealth-retirement-advisors www.facebook.com/commonwealthretirement www.cwealthra.com

Chief Compliance Officer

DEAN PELOS
9030 STONY POINT PARKWAY
SUITE 580
RICHMOND
VA
United States
Tel: 224-548-9262
(Full email address available in API data)

Regulatory Contact

RYAN DRAKE
PRINCIPAL
9030 STONY POINT PKWY
SUITE 580
RICHMOND
VA
United States
Tel: 804-282-1238
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
COMMONWEALTH RETIREMENT ADVISORS, LLC Domestic Entity – OWNER 01/2017 > 75%
MONDAY, DAVID, LEE Individual – CHAIRMAN 01/2017 < 5%
DRAKE, RYAN, PATRICK Individual COMMONWEALTH RETIREMENT ADVISORS MANAGING MEMBER 01/2017 > 75%
DRAKE, RYAN, PATRICK Individual – PRESIDENT & MANAGING MEMBER 01/2017 < 5%
LEE, CHRISTOPHER, SOMBATCHAROEN Individual COMMONWEALTH RETIREMENT ADVISORS, LLC MEMBER OF BOARD OF MANAGERS 01/2019
PELOS, CONSTANTINE, ANDREW Individual – CHIEF COMPLIANCE OFFICER 10/2021 < 5%
LEE, CHRISTOPHER, SOMBATCHAROEN Individual – DIRECTOR 01/2019 10-25%

No. Employees, Historic

105020192020202120222023202420256 on 5/28/20196 on 11/21/20196 on 1/16/20209 on 3/31/20209 on 6/26/20209 on 3/31/20219 on 3/31/20219 on 10/29/20218 on 12/6/20218 on 1/7/20228 on 3/9/20228 on 3/27/20238 on 9/26/20239 on 3/15/2024

RAUM, Historic

300M150M02019202020212022202320242025113756844 on 5/28/2019113756844 on 11/21/2019113756844 on 1/16/2020161556185 on 3/31/2020161556185 on 6/26/2020176103698 on 3/31/2021176103698 on 3/31/2021176103698 on 10/29/2021176103698 on 12/6/2021176103698 on 1/7/2022212633159 on 3/9/2022210068527 on 3/27/2023210068527 on 9/26/2023240420738 on 3/15/2024

No. Clients, Historic

30015002019202020212022202320242025224 on 5/28/2019224 on 11/21/2019224 on 1/16/2020245 on 3/31/2020245 on 6/26/2020253 on 3/31/2021253 on 3/31/2021253 on 10/29/2021253 on 12/6/2021253 on 1/7/2022268 on 3/9/2022288 on 3/27/2023288 on 9/26/2023298 on 3/15/2024

Holdings

From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON COM INC COM Stock 905K 5K 0
PRUDENTIAL FINL INC COM Stock 2M 14K 0
ELEVANCE HEALTH INC COM Stock 226K 417 0
JOHNSON & JOHNSON COM Stock 7M 48K 0
WASTE MGMT INC DEL COM Stock 1M 6K 0
COSTCO WHSL CORP NEW COM Stock 4M 5K 0
PROCTER AND GAMBLE CO COM Stock 5M 28K 0
TRUIST FINL CORP COM Stock 3M 74K 0
UNITED PARCEL SERVICE INC CL B Stock 4M 30K 0
CME GROUP INC COM Stock 2M 10K 0
NETFLIX INC COM Stock 203K 301 0
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST ETF 210K 538 0
PAYCHEX INC COM Stock 1M 12K 0
MERCK & CO INC COM Stock 3M 28K 0
SPDR S&P 500 ETF TRUST ETF 878K 2K 0
MASTERCARD INCORPORATED CL A Stock 1M 3K 0
ALLSTATE CORP COM Stock 852K 5K 0
BANK NEW YORK MELLON CORP COM Stock 762K 13K 0
PEPSICO INC COM Stock 4M 26K 0
KIMBERLY-CLARK CORP COM Stock 2M 14K 0
HOME DEPOT INC COM Stock 6M 18K 0
AUTOMATIC DATA PROCESSING INC COM Stock 1M 5K 0
CENCORA INC COM Stock 672K 3K 0
ISHARES RUSSELL 1000 GROWTH ETF ETF 610K 2K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 673K 2K 0
ISHARES U.S. INFRASTRUCTURE ETF ETF 250K 6K 0
MICROSOFT CORP COM Stock 11M 25K 0
LENNAR CORP CL A Stock 862K 6K 0
PGIM ULTRA SHORT BOND ETF ETF 691K 14K 0
ISHARES MSCI EMERGING MARKETS EX CHINA ETF ETF 754K 13K 0
NORFOLK SOUTHN CORP COM Stock 420K 2K 0
PROSPECT CAP CORP 6.375 03/01/2025 Convertible 30K 30K 0
BLACKROCK U.S. EQUITY FACTOR ROTATION ETF ETF 2M 48K 0
ISHARES MSCI EAFE GROWTH ETF ETF 2M 20K 0
FIDELITY NATL INFORMATION SVCS COM Stock 536K 7K 0
ISHARES MSCI EAFE VALUE ETF ETF 884K 17K 0
SCHWAB US DIVIDEND EQUITY ETF ETF 2M 27K 0
TRACTOR SUPPLY CO COM Stock 943K 3K 0
VISA INC COM CL A Stock 2M 9K 0
HERSHEY CO COM Stock 1M 8K 0
L3HARRIS TECHNOLOGIES INC COM Stock 2M 7K 0
META PLATFORMS INC CL A Stock 499K 990 0
BROADCOM INC COM Stock 15M 10K 0
METLIFE INC COM Stock 2M 33K 0
NOVARTIS AG SPONSORED ADR ADR 206K 2K 0
CF INDS HLDGS INC COM Stock 915K 12K 0
ABBVIE INC COM Stock 8M 47K 0
ISHARES CORE MSCI EMERGING MARKETS ETF ETF 793K 15K 0
VANGUARD TOTAL BOND MARKET ETF ETF 5M 71K 0
FASTENAL CO COM Stock 1M 22K 0
CISCO SYS INC COM Stock 6M 119K 0
ISHARES BITCOIN TRUST REGISTERED ETF 205K 6K 0
ISHARES MSCI USA QUALITY FACTOR ETF ETF 3M 15K 0
ISHARES U.S. TECHNOLOGY ETF ETF 1M 8K 0
ISHARES S&P 500 VALUE ETF ETF 1M 8K 0
ISHARES S&P 500 GROWTH ETF ETF 3M 30K 0
ISHARES CORE S&P 500 ETF ETF 9M 16K 0
UNION PAC CORP COM Stock 2M 11K 0
DARDEN RESTAURANTS INC COM Stock 933K 6K 0
LOCKHEED MARTIN CORP COM Stock 5M 10K 0
JPMORGAN CHASE & CO. COM Stock 10M 49K 0
CHEVRON CORP NEW COM Stock 7M 47K 0
M & T BK CORP COM Stock 2M 13K 0
TJX COS INC NEW COM Stock 1M 9K 0
WALMART INC COM Stock 525K 8K 0
INTERNATIONAL BUSINESS MACHS COM Stock 3M 15K 0
TEXAS INSTRS INC COM Stock 3M 15K 0
VANGUARD HIGH DIVIDEND YIELD INDEX ETF ETF 663K 6K 0
PFIZER INC COM Stock 1M 48K 0
KLA CORP COM NEW Stock 1M 1K 0
HP INC COM Stock 2M 50K 0
GILEAD SCIENCES INC COM Stock 2M 23K 0
ISHARES CURRENCY HEDGED MSCI EAFE ETF ETF 470K 13K 0
BEST BUY INC COM Stock 2M 27K 0
AMGEN INC COM Stock 2M 6K 0
APPLIED MATLS INC COM Stock 2M 8K 0
ANALOG DEVICES INC COM Stock 1M 5K 0
VANGUARD DIVIDEND APPRECIATION ETF ETF 440K 2K 0
ISHARES CORE DIVIDEND GROWTH ETF ETF 337K 6K 0
ISHARES CORE TOTAL USD BOND MARKET ETF ETF 242K 5K 0
LAM RESEARCH CORP COM Stock 2M 2K 0
PNC FINL SVCS GROUP INC COM Stock 2M 15K 0
BRISTOL-MYERS SQUIBB CO COM Stock 2M 42K 0
ALTRIA GROUP INC COM Stock 5M 117K 0
DOMINION ENERGY INC COM Stock 400K 8K 0
EXXON MOBIL CORP COM Stock 8M 73K 0
UNITEDHEALTH GROUP INC COM Stock 5M 10K 0
ARK INNOVATION ETF ETF 522K 12K 0
SCHWAB CHARLES CORP COM Stock 2M 25K 0
ISHARES CORE S&P MID-CAP ETF ETF 278K 5K 0
APPLE INC COM Stock 2M 10K 0
ISHARES RUSSELL 1000 VALUE ETF ETF 203K 1K 0