NEST EGG
NEST INVESTMENTS LLC Legal Name
Adviser information for NEST EGG last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 8 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 11 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,262 | $74.1M |
| Non-Discretionary | 0 | $0 |
| Total | 2,262 | $74.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 2,248 | $72.7M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 6 | $435,582 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $1.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-108790 |
|---|---|
| SEC ERA File Number | 801-108790 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286024 |
| Legal Entity Identifier | None |
Principal Office
20 ASH STREETSUITE 300
CONSHOHOCKEN
PA
United States
MONDAY - FRIDAY, MON-FRI 9-5
Tel: 888-345-2163, Fax: 267-573-3111
Chief Compliance Officer
MICHAEL CHURCH
CHIEF EXECUTIVE OFFICER
20 ASH STREET
SUITE 300
CONSHOHOCKEN
PA
United States
Tel:
888-345-2163
Fax:
267-573-3111
M******@***************M
(Full email address available in API data)
Regulatory Contact
JENNIFER LASTER
DIRECTOR OF OPERATIONS AND ACCOUNTING
20 ASH STREET
SUITE 300
CONSHOHOCKEN
PA
United States
Tel:
888-345-2163
Fax:
267-573-3111
J******@***************M
(Full email address available in API data)
Industry Affiliates
| ADDISON CAPITAL | Other investment adviser, including financial planners |
| NEST INSURANCE LLC | Insurance company or agency |
| NEST INVESTMENTS BD LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| NUMISMATIC DIGITAL ASSET FUND LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHURCH, MICHAEL, ALAN | Individual | – | CEO AND CCO | 11/2016 | 50-75% |
| OCEANFIRST BANK | Domestic Entity | – | MEMBER | 12/2017 | 10-25% |
| OCEANFIRST FINANCIAL CORP. | Domestic Entity | OCEANFIRST BANK | BANK HOLDING CO. | 07/1996 | > 75% |
| MILLER, ARDEN, DANIEL | Individual | – | PRESIDENT | 02/2020 | 10-25% |