CAPITAL SQUARE, LLC
Adviser information for CAPITAL SQUARE, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 596 | $301.0M |
| Non-Discretionary | 1 | $811,197 |
| Total | 597 | $301.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 513 | $146.7M |
| HNW Individuals | 84 | $138.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.5M |
| Charitable organizations | <5 | $13.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Principal Office
1 WEST COLLEGE STSUITE 4
ATHENS
TN
United States
WEDNESDAY, 9-4
Tel: 423-877-6708, Fax: 423-877-3881
Websites
www.capitalsquare.biz
www.facebook.com/capitalsquareinvestments/
www.townsquareconsulting.com
capitalsquare.biz/mark-massey-lets-chat/
capitalsquare.biz/sandy-maddox-landing-page/
www.linkedin.com/in/clint-martin/
www.linkedin.com/in/suzanne-burrell-cfp%c2%ae-92623527/
www.linkedin.com/in/lincoln-bowman-8769b3aa/
www.facebook.com/capitalsquarestacyeaton/
www.linkedin.com/in/stacyeaton/
www.linkedin.com/in/mark-massey-623268153/
www.linkedin.com/in/samuel-simpson-62a14b126/
www.facebook.com/capitalsquaresuzanneburrell/
Chief Compliance Officer
NOTLEY SIDNEY MADDOX
PRESIDENT, MANAGING MEMBER
! WEST COLLEGE ST
SUITE 4
ATHENS
TN
United States
Tel:
423-877-6708
Fax:
423-877-3881
S**********@****************Z
(Full email address available in API data)
Regulatory Contact
JEFFREY GUY SHELTON
MEMBER
2034 HAMILTON PLACE BLVD
SUITE 230
CHATTANOOGA
TN
United States
Tel:
423-877-6708
Fax:
423-877-3881
J**********@****************Z
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MADDOX, NOTLEY, SIDNEY | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 01/2017 | 25-50% |
| EATON, STACY, WOMBLE | Individual | – | MEMBER, CORPORATE SECRETARY | 01/2017 | 25-50% |
| SHELTON, JEFFREY, GUY | Individual | – | OWNER | 01/2018 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ISHARES TR PFD AND INCM SEC | COM | 10M | 316K | – |
| VANGUARD TOTAL STOCK MARKET ETF | COM | 9M | 32K | – |
| ELI LILLY & COMPANY | COM | 5M | 5K | – |
| AMAZON COM INCORPORATED | COM | 4M | 21K | – |
| AMERICAN TOWER CORPORATION NEW REIT | COM | 3M | 16K | – |
| APPLE INCORPORATED | COM | 3M | 15K | – |
| ALTRIA GROUP INCORPORATED | COM | 3M | 62K | – |
| HOME DEPOT INCORPORATED | COM | 3M | 8K | – |
| RITHM CAPITAL CORPORATION COM NEW REIT | COM | 3M | 246K | – |
| CARETRUST REIT INCORPORATED REIT | COM | 3M | 104K | – |
| REALTY INCOME CORPORATION REIT | COM | 3M | 48K | – |
| SCHWAB US DIVIDEND EQUITY ETF | COM | 3M | 33K | – |
| WP CAREY INCORPORATED REIT | COM | 3M | 45K | – |
| VANGUARD MID-CAP VALUE ETF | COM | 2M | 15K | – |
| DIGITAL RLTY TR INCORPORATED REIT | COM | 2M | 15K | – |
| FIRST HORIZON CORPORATION | COM | 2M | 132K | – |
| ISHARES TR MRGSTR MD CP GRW | COM | 2M | 30K | – |
| SOUTHERN COMPANY | COM | 2M | 25K | – |
| SUN CMNTYS INCORPORATED REIT | COM | 2M | 16K | – |
| EXXON MOBIL CORPORATION | COM | 2M | 16K | – |
| PROLOGIS INCORPORATED. REIT | COM | 2M | 14K | – |
| PROCTER AND GAMBLE COMPANY | COM | 2M | 10K | – |
| SPDR S&P 600 SMALL CAP GROWTH ETF | COM | 2M | 18K | – |
| CROWN CASTLE INCORPORATED REIT | COM | 2M | 16K | – |
| JPMORGAN CHASE & COMPANY. | COM | 2M | 8K | – |
| EATON CORPORATION PLC SHS | COM | 2M | 5K | – |
| POTLATCHDELTIC CORPORATION REIT | COM | 2M | 38K | – |
| ADIDAS AG ADR | COM | 2M | 13K | – |
| VANGUARD TOTAL BOND MARKET ETF | COM | 2M | 22K | – |
| EQUITY LIFESTYLE PPTYS INCORPORATED REIT | COM | 2M | 23K | – |
| SCHWAB INTERNATIONAL EQUITY ETF | COM | 1M | 38K | – |
| ISHARES TR CORE S&P500 ETF | COM | 1M | 3K | – |
| AMERICOLD REALTY TRUST INCORPORATED REIT | COM | 1M | 49K | – |
| ISHARES TR S&P 500 GRWT ETF | COM | 1M | 15K | – |
| AVANTIS U.S. SMALL CAP VALUE ETF | COM | 1M | 14K | – |
| LOWES COMPANIES INCORPORATED | COM | 1M | 5K | – |
| MICROSOFT CORPORATION | COM | 1M | 3K | – |
| MERCK & COMPANY INCORPORATED | COM | 1M | 10K | – |
| CAMDEN PROPERTY TR SH BEN INT REIT | COM | 1M | 11K | – |
| EXTRA SPACE STORAGE INCORPORATED REIT | COM | 1M | 8K | – |
| INVESCO S&P MIDCAP 400 PURE VALUE ETF | COM | 1M | 11K | – |
| TERRENO RLTY CORPORATION REIT | COM | 1M | 18K | – |
| NORFOLK SOUTHN CORPORATION | COM | 1M | 5K | – |
| AGREE RLTY CORPORATION REIT | COM | 1M | 18K | – |
| VANGUARD ULTRA-SHORT BOND ETF | COM | 1M | 23K | – |
| AMPLIFY CWP ENHANCED DIVIDEND INCOME ETF | COM | 1M | 28K | – |
| VANGUARD INDEX FUNDS S&P 500 ETF SHS NEW | COM | 1M | 2K | – |
| DUKE ENERGY CORPORATION NEW COM NEW | COM | 955K | 9K | – |
| BANK AMERICA CORPORATION | COM | 940K | 22K | – |
| SCHWAB U.S. LARGE-CAP GROWTH ETF | COM | 937K | 9K | – |
| VANGUARD INFORMATION TECHNOLOGY ETF | COM | 923K | 2K | – |
| NNN REIT INCORPORATED REIT | COM | 920K | 20K | – |
| COSTCO WHOLESALE CORPORATION NEW | COM | 919K | 1K | – |
| LADDER CAP CORPORATION CLASS A REIT | COM | 903K | 75K | – |
| ISHARES TR S&P SML 600 GWT | COM | 886K | 6K | – |
| ISHARES TR 20 YR TR BD ETF | COM | 856K | 9K | – |
| INVITATION HOMES INCORPORATED REIT | COM | 850K | 23K | – |
| CARNIVAL CORPORATION PAIRED CTF | COM | 849K | 46K | – |
| ISHARES TR RUS MD CP GR ETF | COM | 827K | 7K | – |
| UNITED PARCEL SERVICE INCORPORATED CLASS B | COM | 824K | 6K | – |
| ISHARES TR S&P 500 VAL ETF | COM | 816K | 4K | – |
| US BANCORP DEL COM NEW | COM | 791K | 18K | – |
| FIRST TRUST VALUE LINE DIVIDEND INDEX FUND | COM | 758K | 18K | – |
| BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW | COM | 756K | 2K | – |
| FIRST TRUST CAPITAL STRENGTH ETF | COM | 740K | 9K | – |
| NVIDIA CORPORATION | COM | 721K | 6K | – |
| ALEXANDRIA REAL ESTATE EQ INCORPORATED REIT | COM | 716K | 6K | – |
| AVANTIS U.S. EQUITY ETF | COM | 716K | 8K | – |
| JOHNSON & JOHNSON | COM | 699K | 5K | – |
| CATERPILLAR INCORPORATED | COM | 698K | 2K | – |
| LOCKHEED MARTIN CORPORATION | COM | 689K | 1K | – |
| VERIZON COMMUNICATIONS INCORPORATED | COM | 678K | 17K | – |
| COMSTOCK RES INCORPORATED | COM | 644K | 60K | – |
| SPDR UTILITIES SELECT SECTOR FUND | COM | 630K | 9K | – |
| CHEVRON CORPORATION NEW | COM | 629K | 4K | – |
| VENTAS INCORPORATED REIT | COM | 605K | 11K | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - AUGUST | COM | 597K | 16K | – |
| ALPHABET INCORPORATED CAP STK CLASS A | COM | 593K | 3K | – |
| MORGAN STANLEY COM NEW | COM | 590K | 6K | – |
| NETFLIX INCORPORATED | COM | 556K | 859 | – |
| COCA COLA COMPANY | COM | 555K | 9K | – |
| WALMART INCORPORATED | COM | 549K | 8K | – |
| NEXPOINT RESIDENTIAL TR INCORPORATED REIT | COM | 539K | 13K | – |
| AT&T INCORPORATED | COM | 531K | 29K | – |
| BRT APARTMENTS CORPORATION REIT | COM | 520K | 28K | – |
| RTX CORPORATION | COM | 519K | 5K | – |
| CENTERSPACE REIT | COM | 518K | 7K | – |
| AVALONBAY CMNTYS INCORPORATED REIT | COM | 506K | 2K | – |
| SERVICENOW INCORPORATED | COM | 495K | 654 | – |
| AMERICAN CENTURY QUALITY PREFERRED ETF | COM | 492K | 13K | – |
| MFA FINL INCORPORATED REIT | COM | 479K | 42K | – |
| CITIGROUP INCORPORATED COM NEW | COM | 478K | 7K | – |
| AMERICAN EXPRESS COMPANY | COM | 461K | 2K | – |
| SPDR TECHNOLOGY SELECT SECTOR FUND | COM | 456K | 2K | – |
| ALPHABET INCORPORATED CAP STK CLASS C | COM | 449K | 2K | – |
| FARMLAND PARTNERS INCORPORATED REIT | COM | 446K | 38K | – |
| GENERAL MLS INCORPORATED | COM | 446K | 7K | – |
| KROGER COMPANY | COM | 435K | 8K | – |
| ISHARES TR RUS 2000 VAL ETF | COM | 402K | 2K | – |
| KIMBERLY-CLARK CORPORATION | COM | 400K | 3K | – |
| ADVANCE AUTO PARTS INCORPORATED | COM | 379K | 6K | – |
| SBA COMMUNICATIONS CORPORATION NEW CLASS A REIT | COM | 374K | 2K | – |
| THE CIGNA GROUP | COM | 373K | 1K | – |
| PFIZER INCORPORATED | COM | 367K | 12K | – |
| MCDONALDS CORPORATION | COM | 358K | 1K | – |
| ISHARES TR S&P MC 400VL ETF | COM | 354K | 3K | – |
| MID-AMER APT CMNTYS INCORPORATED REIT | COM | 353K | 2K | – |
| AMERICAN HOMES 4 RENT CLASS A REIT | COM | 347K | 9K | – |
| VANGUARD GROWTH ETF | COM | 339K | 898 | – |
| GLADSTONE LD CORPORATION REIT | COM | 333K | 22K | – |
| CONSTELLATION ENERGY CORPORATION | COM | 315K | 2K | – |
| REGIONS FINANCIAL CORPORATION NEW | COM | 313K | 14K | – |
| ONEOK INCORPORATED NEW | COM | 305K | 4K | – |
| KINDER MORGAN INCORPORATED DEL | COM | 304K | 14K | – |
| FIRST TRUST NASDAQ RISING DIVIDEND ACHIEVERS | COM | 304K | 5K | – |
| DISNEY WALT COMPANY | COM | 303K | 3K | – |
| DOLLAR GENERAL CORPORATION NEW | COM | 296K | 2K | – |
| SPDR S&P REGIONAL BANKING ETF | COM | 290K | 5K | – |
| OMEGA HEALTHCARE INVS INCORPORATED REIT | COM | 288K | 8K | – |
| ABBOTT LABS | COM | 286K | 3K | – |
| ROLLINS INCORPORATED | COM | 280K | 6K | – |
| EXELON CORPORATION | COM | 272K | 7K | – |
| VANGUARD FINANCIALS ETF | COM | 264K | 3K | – |
| WELLS FARGO COMPANY NEW | COM | 260K | 4K | – |
| SPDR ENERGY SELECT SECTOR FUND | COM | 256K | 3K | – |
| TRUIST FINL CORPORATION | COM | 255K | 6K | – |
| AMERICAN ASSETS TR INCORPORATED REIT | COM | 248K | 10K | – |
| BRISTOL-MYERS SQUIBB COMPANY | COM | 247K | 6K | – |
| PEPSICO INCORPORATED | COM | 234K | 1K | – |
| META PLATFORMS INCORPORATED CLASS A | COM | 232K | 476 | – |
| ALLSTATE CORPORATION | COM | 223K | 1K | – |
| SPDR S&P BIOTECH ETF | COM | 217K | 2K | – |
| VANGUARD HEALTH CARE ETF | COM | 215K | 788 | – |
| TYSON FOODS INCORPORATED CLASS A | COM | 215K | 4K | – |
| AUTOZONE INCORPORATED | COM | 213K | 72 | – |
| UNITED STATES NATURAL GAS FUND LTD PARTNERSHIP | COM | 213K | 14K | – |
| BROADCOM INCORPORATED | COM | 213K | 1K | – |
| SPDR S&P INSURANCE ETF | COM | 211K | 4K | – |
| SPDR S&P HOMEBUILDERS ETF | COM | 207K | 2K | – |
| DIMENSIONAL ETF TRUST U S EQUTIY ETF | COM | 202K | 3K | – |
| RIVIAN AUTOMOTIVE INCORPORATED COM CLASS A | COM | 190K | 11K | – |
| LUCID GROUP INCORPORATED | COM | 134K | 37K | – |
| ORGANOGENESIS HLDGS INCORPORATED | COM | 61K | 20K | – |
| CHARGEPOINT HOLDINGS INCORPORATED COM CLASS A | COM | 49K | 24K | – |
| WHEELS UP EXPERIENCE INCORPORATED COM CLASS A | COM | 46K | 14K | – |
| GRANITE PT MTG TR INCORPORATED COM STK REIT | COM | 31K | 10K | – |
| EOS ENERGY ENTERPRISES INCORPORATED COM CLASS A | COM | 24K | 13K | – |
| OPKO HEALTH INCORPORATED | COM | 22K | 15K | – |
| NOVONIX LIMITED ORD SHS | COM | 18K | 39K | – |
| COLLECTIVE AUDIENCE INCORPORATED | COM | 9K | 20K | – |
| FTC SOLAR INCORPORATED | COM | 8K | 20K | – |
| SIMULATED ENVIROMENT CONCEPTS | COM | 5K | 1M | – |
| INTERNATIONAL ISOTOPES INCORPORATED | COM | 738 | 20K | – |
| 88 ENERGY LIMITED ORD SHS | COM | 97 | 72K | – |
| ILUSTRATO PICTURES INTERNATIONAL INCORPORATED | COM | 91 | 18K | – |
| LABOR SMART INCORPORATED | COM | 71 | 18K | – |
| HQ GLOBAL ED INCORPORATED | COM | 6 | 21K | – |
| CODE GREEN APPAREL CORPORATION COM NEW | COM | 6 | 30K | – |
| VIDEOLOCITY INTERNATIONAL INCORPORATED COM NEW | COM | 0 | 625K | – |