5C CAPITAL MANAGEMENT, LLC
Adviser information for 5C CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,405 | $450.4M |
| Non-Discretionary | 186 | $24.4M |
| Total | 1,591 | $474.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 331 | $97.7M |
| HNW Individuals | 131 | $351.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 22 | $10.1M |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 13 | $15.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 32 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
Identifiers
| SEC RIA File Number | 801-108825 |
|---|---|
| SEC ERA File Number | 801-108825 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284213 |
| Legal Entity Identifier | None |
Principal Office
50 TICE BOULEVARDSUITE A32
WOODCLIFF LAKE
NJ
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: (347) 331-0648, Fax: (347) 331-0647
Websites
Chief Compliance Officer
CRAIG R. MARSON
PRINCIPAL, DIRECTOR OF FINANCIAL PLANNING
50 TICE BOULEVARD
SUITE A32
WOODCLIFF LAKE
NJ
United States
Tel:
(347) 331-0648
Fax:
(347) 331-0647
C******@***********M
(Full email address available in API data)
Regulatory Contact
MICHAEL R. SANDERS
PRINCIPAL, CHIEF INVESTMENT OFFICER
707 WESTCHESTER AVENUE
SUITE 210
WHITE PLAINS
NY
United States
Tel:
(347) 331-0648
Fax:
(347) 331-0647
M*******@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MARSON, CRAIG, R | Individual | – | CCO, PRINCIPAL, DIRECTOR OF FINANCIAL PLANNING | 06/2016 | 25-50% |
| SANDERS, MICHAEL, ROBERT | Individual | – | PRINCIPAL, CHIEF INVESTMENT OFFICER | 06/2016 | 25-50% |
| MCCABE, KEVIN, J | Individual | – | PORTFOLIO MANAGER | 01/2021 | < 5% |