PARKSIDE INVESTMENTS, LLC
Adviser information for PARKSIDE INVESTMENTS, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Illinois, United States |
Employees
Total Number of Employees | 7 |
---|---|
Investment Advisory/Research | 5 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 5 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 518 | $800.1M |
Non-Discretionary | 123 | $362.7M |
Total | 641 | $1.2B |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 48 | $16.0M |
HNW Individuals | 148 | $692.0M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 2 | $47.7M |
Pension and profit sharing plans | <5 | $32.3M |
Charitable organizations | <5 | $388,846 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $11.7M |
Other | 24 | $362.7M |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
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Compensation | % of AUMPerformance-based fees |
Principal Office
570 LAKE COOK ROADSUITE 100
DEERFIELD
IL
United States
Monday - Friday, 8:00AM-4:00PM
Tel: (312) 778-7700, Fax: (312) 778-7701
Chief Compliance Officer
DAWN KEACH
PRINCIPAL
570 LAKE COOK ROAD
SUITE 100
DEERFIELD
IL
United States
Tel:
(312) 778-7700
Fax:
(312) 778-7701
D*********@**************M
(Full email address available in API data)
Regulatory Contact
ALAN COLE
MANAGER AND PRESIDENT
570 LAKE COOK ROAD
SUITE 100
DEERFIELD
IL
United States
Tel:
(312) 778-7700
Fax:
(312) 778-7701
A********@**************M
(Full email address available in API data)
Industry Affiliates
PARKSIDE COVERED CALL FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
PARKSIDE VPS FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
PARKSIDE COVERED CALL FUND, LP | POOLED INVESTMENT FUND | $33.1M | $0.5M | 42 |
PARKSIDE VPS FUND, LP | POOLED INVESTMENT FUND | $14.6M | $0.2M | 40 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
COLE, ALAN, (NMN) | Individual | – | MANAGER, PRESIDENT | 07/2016 | 50-75% |
KEACH, DAWN, HENDERSON | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2018 | < 5% |
ENGELMAN, CHRISTOPHER, IRVING | Individual | – | MANAGING DIRECTOR | 01/2020 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 10th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBOTT LABORATORIES | Stock | 623K | 6K | – |
ADVANCED MICRO DEVICES INC COM | Stock | 3M | 18K | – |
AIR LEASE CORP CL A | Stock | 9M | 193K | – |
ALBERTSONS COS INC COMMON STOCK | Stock | 209K | 11K | – |
ALPHABET INC CAP STK CL A | Stock | 419K | 2K | – |
ALPHABET INC CAP STK CL C | Stock | 15M | 83K | – |
AMARIN CORP PLC SPONS ADR NEW | ADR | 7K | 11K | – |
AMAZON COM INC COM | Stock | 14M | 72K | – |
AMERICAN EXPRESS CO | Stock | 810K | 4K | – |
APPLE INC COM | Stock | 11M | 54K | – |
APTIV PLC SHS | Stock | 7M | 101K | – |
ATLANTIC UN BANKSHARES CORP COM | Stock | 261K | 8K | – |
BANK OF AMERICA | Stock | 1M | 28K | – |
BEYOND | Stock | 320K | 25K | – |
BLACKROCK INC | Stock | 1M | 1K | – |
BORGWARNER INC COM | Stock | 6M | 195K | – |
BROADCOM INC COM | Stock | 282K | 176 | – |
BROOKFIELD CORP CL A LTD VT SH | Stock | 9M | 211K | – |
BUNGE GLOBAL SA COM SHS | Stock | 4M | 41K | – |
CAPITAL GROUP GROWTH ETF | ETF | 3M | 80K | – |
CAVA GROUP INC | Stock | 742K | 8K | – |
CF INDS HLDGS INC COM | Stock | 7M | 94K | – |
CHARLES SCHWAB CORP | Stock | 442K | 6K | – |
CHEVRON CORP NEW COM | Stock | 2M | 10K | – |
CITIGROUP INC COM NEW | Stock | 8M | 123K | – |
CME GROUP INC COM | Stock | 1M | 5K | – |
CONOCOPHILLIPS COM | Stock | 12M | 106K | – |
CORNING INC COM | Stock | 7M | 171K | – |
COSTCO WHSL CORP NEW COM | Stock | 381K | 448 | – |
CVS HEALTH CORP COM | Stock | 8M | 128K | – |
DEVON ENERGY CORP NEW COM | Stock | 10M | 204K | – |
DIAMONDBACK ENERGY INC | Stock | 601K | 3K | – |
DISNEY WALT CO COM | Stock | 9M | 90K | – |
DOUBLELINE INCOME SOLUTIONS FD COM | CEF | 150K | 12K | – |
ELEMENT SOLUTIONS INC COM | Stock | 11M | 391K | – |
EOG RES INC COM | Stock | 8M | 67K | – |
EQT CORP | Stock | 370K | 10K | – |
FEDEX CORP COM | Stock | 9M | 29K | – |
FIRST TRUST RBA AMERICAN INDUSTRIAL RENAISSANCE ETF | ETF | 5M | 79K | – |
FREEPORT-MCMORAN INC CL B | Stock | 12M | 256K | – |
GLOBAL X URANIUM ETF | ETF | 10M | 356K | – |
HEALTH CARE SELECT SECTOR SPDR FUND | ETF | 10M | 69K | – |
IAC INC COM NEW | Stock | 10M | 209K | – |
INNOVATOR U.S. EQUITY POWER BUFFER ETF - JANUARY | ETF | 591K | 15K | – |
INTUITIVE SURGICAL INC COM NEW | Stock | 400K | 900 | – |
INVESCO ENERGY EXPLORATION & PRODUCTION ETF | ETF | 6M | 190K | – |
INVESCO S&P 500 EQUAL WEIGHT ETF | ETF | 4M | 26K | – |
ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | ETF | 36M | 696K | – |
ISHARES CORE MSCI EAFE ETF | ETF | 26M | 359K | – |
ISHARES CORE MSCI EMERGING MARKETS ETF | ETF | 806K | 15K | – |
ISHARES CORE S&P 500 ETF | ETF | 46M | 84K | – |
ISHARES CORE S&P SMALL CAP ETF | ETF | 821K | 8K | – |
ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF | ETF | 2M | 15K | – |
ISHARES GOLD TRUST | ETF | 11M | 253K | – |
ISHARES MBS ETF | ETF | 19M | 208K | – |
ISHARES MSCI EMERGING MARKETS EX CHINA ETF | ETF | 17M | 285K | – |
ISHARES NATIONAL MUNI BOND ETF | ETF | 16M | 150K | – |
ISHARES PREFERRED & INCOME SECURITIES ETF | ETF | 11M | 346K | – |
ISHARES RUSSELL 2000 ETF | ETF | 63M | 312K | – |
ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | ETF | 4M | 36K | – |
JPMORGAN CHASE & CO. COM | Stock | 596K | 3K | – |
JPMORGAN ULTRA-SHORT INCOME ETF | ETF | 19M | 371K | – |
KAYNE ANDERSON MLP | CEF | 369K | 36K | – |
MEDTRONIC PLC SHS | Stock | 291K | 4K | – |
MICROSOFT CORP COM | Stock | 10M | 23K | – |
MORGAN STANLEY | Stock | 972K | 10K | – |
NETFLIX INC | Stock | 810K | 1K | – |
NEXTERA ENERGY INC COM | Stock | 8M | 119K | – |
NVIDIA CORPORATION COM | Stock | 1M | 12K | – |
PALO ALTO NETWORKS INC | Stock | 915K | 3K | – |
PELOTON INTERACTIVE INC CL A COM | Stock | 156K | 46K | – |
RTX CORP | Stock | 402K | 4K | – |
SOFI TECHNOLOGIES INC COM | Stock | 5M | 791K | – |
SOUTHERN CO COM | Stock | 3M | 45K | – |
SPDR BARCLAYS SHORT TERM MUNI BOND ETF | ETF | 2M | 34K | – |
SPDR NUVEEN BLOOMBERG HIGH YIELD MUNICIPAL BOND ETF | ETF | 10M | 409K | – |
SPDR OIL & GAS E&P ETF | ETF | 549K | 4K | – |
SPDR S&P 500 ETF TRUST | ETF | 4M | 7K | – |
SPDR S&P BIOTECH ETF | ETF | 11M | 118K | – |
SPDR S&P REGIONAL BANKING ETF | ETF | 10M | 194K | – |
TECHNOLOGY SELECT SECTOR SPDR FUND | ETF | 7M | 31K | – |
THERMO FISHER SCIENTIFIC INC COM | Stock | 8M | 14K | – |
UNION PAC CORP COM | Stock | 11M | 48K | – |
UNITEDHEALTH GROUP INC COM | Stock | 2M | 3K | – |
UTILITIES SELECT SECTOR SPDR FUND | ETF | 2M | 30K | – |
VANECK AGRIBUSINESS ETF | ETF | 9M | 126K | – |
VANGUARD FTSE EMERGING MARKETS ETF | ETF | 825K | 19K | – |
VANGUARD TOTAL STOCK MARKET ETF | ETF | 1M | 5K | – |
WALMART INC COM | Stock | 10M | 145K | – |
WARNER BROS DISCOVERY INC COM SER A | Stock | 3M | 443K | – |