Hedge Fund Database

DAVIDSON INVESTMENT ADVISORS, INC.

Adviser information for DAVIDSON INVESTMENT ADVISORS, INC. last updated from Form ADV on December 22nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End SEPTEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 30
Investment Advisory/Research 13
Registered Broker-Dealer Representatives 9
Registered State Investment Advisers 20
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,798 $4.0B
Non-Discretionary 108 $34.2M
Total 3,906 $4.0B

Clients

Type Number RAUM
Individuals 2,909 $1.2B
HNW Individuals 675 $1.6B
Banking or thrift institutions 0 $0
Investment companies 1 $110.4M
Business development companies 0 $0
Pooled investment vehicles 4 $69.0M
Pension and profit sharing plans 36 $62.2M
Charitable organizations 120 $597.3M
State or municipal gov entities 39 $160.5M
Other investment advisers 15 $10.0M
Insurance companies 10 $25.7M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 97 $269.5M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUM

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 2.3B
Both for Same 454.6M
Portfolio Manager to Program Sponsor
MANAGED ASSETS PROGRAM - SEPARATE ACCOUNT MANAGEMENT D.A. DAVIDSON & CO.
MANAGED ACCOUNT SERVICES ENVESTNET PMC
MANAGED ACCOUNT ACCESS CHARLES SCHWAB & CO., INC.
ASSET CONSULTING SERVICES FDX ADVISORS, INC.
LTAM INVESTMENT CONSULTING SERVICES LADENBURG THALMANN ASSET MANAGEMENT INC
MANAGER SELECT LPL FINANCIAL LLC
LOCKWOOD SPONSORED PROGRAM BNY MELLON ADVISORS, INC.
DAVIDSON INVESTMENT ADVISORS DIRECT DAVIDSON INVESTMENT ADVISORS, INC.
CAAMS SELECT MANAGER LINCOLN INVESTMENT
AIG ADVISOR GROUP WMP VISION2020 WEALTH MANAGEMENT CORP.
MANAGED ACCOUNT COMMAND BNY MELLON ADVISORS, INC.
MANAGED ACCOUNT UTILITY BNY MELLON ADVISORS, INC.
MANAGER ACCESS SELECT LPL FINANCIAL LLC
PERSONALIZED UMA MULTI STRATEGY WELLS FARGO CLEARING SERVICES, LLC
PERSONALIZED UMA SINGLE STRATEGY WELLS FARGO CLEARING SERVICES, LLC
PINNACLE TRUIST INVESTMENT SERVICES, INC.
PREMIER TRUIST INVESTMENT SERVICES, INC.
SENTRY TRUIST INVESTMENT SERVICES, INC.
SMAV - VISTA SEPARATE ACCOUNT AMERIPRISE FINANCIAL SERVICES, LLC
UMA ADHESION WEALTH ADVISOR SOLUTIONS
UMA AXXCESS WEALTH MANAGEMENT, LLC
VESTMARK MANAGER MARKETPLACE VESTMARK ADVISORY SOLUTIONS, INC.

Identifiers

SEC RIA File Number 801-10883
SEC ERA File Number 801-10883
SEC CIK Numbers 1140771
SEC CRD Numbers 110552
Legal Entity Identifier 254900F0044LVORWGY15

Principal Office

8 THIRD STREET NORTH
GREAT FALLS
MT
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 406-727-6111, Fax: 406-791-7263

Websites

www.dadavidson.com www.davidsonmutualfunds.com www.davidsoninvestmentadvisors.com www.davidsoncompanies.com www.dadco.com www.caprinbonds.com

Chief Compliance Officer

HEATHER KUBAS
SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER
8 THIRD STREET NORTH
GREAT FALLS
MT
United States
Tel: 406-791-7476
Fax: 406-791-7263
(Full email address available in API data)

Regulatory Contact

SCOTT HULTSMAN
ASSOCIATE VICE PRESIDENT, SENIOR COMPLIANCE OFFICER, ADVISORY
500 BROADWAY
SUITE 370
VANCOUVER
WA
United States
Tel: 503-863-5093
(Full email address available in API data)

Industry Affiliates

D.A. DAVIDSON & CO. Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersRegistered municipal advisorInsurance company or agencySponsor, GP, manager of pooled investment vehicles
TRUST BUSINESS UNDER FEDERAL SAVINGS BANK REGISTRATION Trust company

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
D.A. DAVIDSON COMPANIES Domestic Entity – PARENT COMPANY 05/1986 > 75%
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST Domestic Entity D.A. DAVIDSON COMPANIES SHAREHOLDER 09/2001 25-50%
DAVIDSON, ANDREW, IAN Individual – PRESIDENT, DIRECTOR 11/2004 < 5%
D.A. DAVIDSON TRUST COMPANY Domestic Entity EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST TRUSTEE 09/2001 25-50%
CROTTY, EDWARD, PATRICK Individual – DIRECTOR 01/2013 < 5%
KUBAS, HEATHER, ELIZABETH Individual – CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER 04/2018 < 5%
MARTINEZ, LAWRENCE, TODD Individual – CEO, D.A. DAVIDSON COMPANIES, DIRECTOR 02/2022 < 5%

No. Employees, Historic

4020020192020202120222023202421 on 10/4/201922 on 12/21/201922 on 6/26/202023 on 12/21/202023 on 2/10/202123 on 12/22/202123 on 12/22/202124 on 12/22/202232 on 3/30/202330 on 12/22/2023

RAUM, Historic

5B3B02019202020212022202320242004251946 on 10/4/20191974008538 on 12/21/20191974008538 on 6/26/20202039755431 on 12/21/20202039755431 on 2/10/20212489292610 on 12/22/20212489292610 on 12/22/20212381449475 on 12/22/20223983537292 on 3/30/20234039159853 on 12/22/2023

No. Clients, Historic

4,0002,00002019202020212022202320242101 on 10/4/20192029 on 12/21/20192029 on 6/26/20201948 on 12/21/20201948 on 2/10/20212125 on 12/22/20212125 on 12/22/20212439 on 12/22/20223611 on 3/30/20233906 on 12/22/2023

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COMMON 309K 3K 0
ABBVIE INC COMMON 492K 3K 0
ADOBE INC COMMON 18M 33K 0
ADV MICRO DEVICES COMMON 21M 127K 0
AGNC INVT CORP COM 31M 3M 0
ALIGN TECH INC COMMON 11M 44K 0
ALPHABET INC CLASS A 807K 4K 0
ALPHABET INC CLASS C 94M 513K 0
AMAZON COM INC COMMON 95M 494K 0
ANALOG DEVICES INC COMMON 23M 99K 0
APPLE INC COMMON 79M 375K 0
APTIV PLC ORDINARY SHARES 16M 223K 0
ARISTA NETWORKS IN COM USD0.0001 25M 71K 0
ASTRAZENECA SP ADR (1/2 ORD) 17M 216K 0
BANK OF AMERICA CORP COMMON 22M 549K 0
BECTON DICKINSON COMMON 24M 103K 0
BOEING CO COMMON 13M 72K 0
BRISTOL MYERS SQUIBB COMMON 11M 275K 0
CAMDEN PPTY TR SH BEN INT 16M 150K 0
CATERPILLAR INC COMMON 423K 1K 0
CHEVRON CORP COMMON 37M 239K 0
CISCO SYSTEMS INC COMMON 16M 331K 0
CITIGROUP INC COMMON 26M 414K 0
COLUMBIA BKG SYS INC COMMON 9M 461K 0
COMCAST CORP CLASS A 14M 353K 0
CONSTELLATION BRANDS CLASS A 22M 84K 0
CORTEVA INC COM 17M 316K 0
COSTCO WHSL CORP COMMON 604K 711 0
CUBESMART COMMON 15M 322K 0
CVS HEALTH CORP COMMON 13M 214K 0
DIAMONDBACK ENERGY COMMON 12M 61K 0
DUKE ENERGY CORP COMMON 301K 3K 0
DYNATRACE HOLDINGS L COMMON 17M 369K 0
EATON CORPORATION COMMON 16M 50K 0
ELANCO ANIMAL HEALTH COMMON 14M 950K 0
EOG RESOURCES INC COMMON 20M 158K 0
EQUINIX INC COMMON 284K 376 0
ESTEE LAUDER CO CLASS A 12M 116K 0
EXELON CORP COMMON 12M 360K 0
FEDEX CORP COMMON 24M 79K 0
FIRST INTST BANCSYS CLASS A 12M 426K 0
FORTINET INC COMMON 21M 350K 0
FULLER H B CO COM USD1 15M 195K 0
GENERAL MOTORS CO COMMON 264K 6K 0
GILDAN ACTIVEWEAR COMMON 22M 581K 0
GLACIER BANCORP INC COMMON 312K 8K 0
GOLDMAN SACHS GROUP COMMON 28M 63K 0
HOME DEPOT INC COMMON 282K 819 0
HONEYWELL INTL INC COMMON 39M 183K 0
INTL FLAVORS & FRAGR COMMON 12M 131K 0
INTUIT COMMON 26M 40K 0
ISHARES FLTG RATE BD ETF 2M 33K 0
ISHARES RUS 1000 GRW ETF 231K 633 0
ISHARES RUSSELL 3000 ETF 316K 1K 0
ISHARES MSCI USA EQUAL WEIGHTED ETF 27M 307K 0
ISHARES TR CALI AMT-FREE MUNI B 656K 12K 0
ISHARES TR CORE DIV GRWTH 5M 81K 0
ISHARES TR CORE MSCI INTL 95M 1M 0
ISHARES TR CORE MSCITOTAL 291K 4K 0
ISHARES TR CORE TL USD BD 364K 8K 0
ISHARES TR CORE US AGGBD ET 213K 2K 0
ISHARES TR ISHS 1-5YR INVS 264K 5K 0
ISHARES TR NATL AMT FREE MUNI B 6M 56K 0
ISHARES TR PFD AND INCM SEC 11M 338K 0
JOHNSON & JOHNSON COMMON 18M 123K 0
JPMORGAN ULTRA-SHRT MUNICIPAL 5M 99K 0
JPMORGAN CHASE & CO COMMON 850K 4K 0
LABCORP HOLDINGS INC COMMON 31M 154K 0
LAS VEGAS SANDS CORP COMMON 12M 281K 0
MEDTRONIC PLC ORDINARY SHS $0.0001 31M 398K 0
MICROCHIP TECHNOLOGY COMMON 21M 225K 0
MICRON TECHNOLOGY COMMON 19M 145K 0
MICROSOFT CORP COMMON 93M 207K 0
MORGAN STANLEY COMMON 352K 4K 0
MOSAIC CO COMMON 8M 290K 0
NETFLIX INC COMMON 24M 36K 0
NORFOLK SOUTHERN COMMON 16M 74K 0
NVIDIA CORP COMMON 316K 3K 0
ORACLE CORP COMMON 229K 2K 0
OTIS WORLDWIDE CORP COMMON USD0.01 16M 163K 0
PACIFIC FINL CORP COMMON 313K 32K 0
PAYPAL HLDGS INC COM 12M 214K 0
PEPSICO INC COMMON 336K 2K 0
PFIZER INC COMMON 12M 442K 0
PHILIP MORRIS INTL COMMON 17M 165K 0
PROGRESSIVE CORP COMMON 21M 100K 0
PROGYNY INC COMMON 8M 283K 0
QUALCOMM INC COMMON 694K 3K 0
RTX CORPORATION COM USD1 37M 364K 0
SALESFORCE INC COMMON 20M 78K 0
SCHWAB CHARLES CORP COM 19M 257K 0
SEMPRA COMMON 28M 374K 0
SILICON LABS INC COMMON 15M 131K 0
SOUTHERN CO COMMON 18M 230K 0
SPDR SER TR SPDR NUVEEN BBG ST M 4M 82K 0
STARBUCKS CORP COMMON 13M 162K 0
STRYKER CORP COMMON 437K 1K 0
T-MOBILE US INC COMMON 20M 116K 0
TERRENO RLTY CORP COMMON 18M 302K 0
THE CIGNA GROUP COMMON USD0.01 17M 51K 0
TRIMBLE INC COM NPV 16M 278K 0
VANECK ETF TR AMT FREE INTMUNETF 12M 272K 0
VANGUARD INTERME-TERM CORP BD 513K 6K 0
VANGUARD FTSE EMERGING MARKETS ETF 449K 10K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 357K 713 0
VANGUARD INDEX TR SMALL CAP 43M 196K 0
VANGUARD INDEX TR TOTAL STOCK MARKET 1M 4K 0
VANGUARD MUN BD FD INC TAX-EXEMPT BD 12M 240K 0
VANGUARD SECTOR INDE UTILITIES 16M 109K 0
VANGUARD U.S MOMENTUM FACTOR ETF 31M 208K 0
VANGUARD WORLD FD ETF MEGA CAP INDEX 215K 1K 0
VANGUARD WORLD FD MEGA GRWTH IND 302K 960 0
VERTEX PHARMA COMMON 22M 46K 0
VISA INC CLASS A 19M 71K 0
WAFD INC COMMON 8M 280K 0
WALMART INC COMMON 46M 675K 0