Hedge Fund Database

TCP ASSET MANAGEMENT, LLC

Adviser information for TCP ASSET MANAGEMENT, LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 33
Investment Advisory/Research 17
Registered Broker-Dealer Representatives 25
Registered State Investment Advisers 20
Licensed Agents of an Insurance Company 22
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,560 $599.8M
Non-Discretionary 74 $42.0M
Total 3,634 $641.8M

Clients

Type Number RAUM
Individuals 1,649 $492.2M
HNW Individuals 64 $126.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $22.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed feesSOLICITOR'S FEES

Identifiers

SEC RIA File Number 801-108836
SEC ERA File Number 801-108836
SEC CIK Numbers 1961898
SEC CRD Numbers 286037
Legal Entity Identifier None

Principal Office

8415 PULSAR PLACE
SUITE 210
COLUMBUS
OH
United States
Monday - Friday, 8:00 AM - 5:00 PM EST
Tel: 614-761-9378, Fax: 614-441-9945

Websites

tcpasset.com

Chief Compliance Officer

BRANDA RHAE ALLEN
8415 PULSAR PLACE
SUITE 210
COLUMBUS
OH
United States
Tel: 614-761-9378 EXT 101
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ALLEN, JOSHUA, RICHARD Individual – MEMBER, OWNER AND INVESTMENT ADVISOR REPRESENTATIVE 11/2016 25-50%
SUSI, PHILLIP, JOSEPH Individual – MEMBER, OWNER AND INVESTMENT ADVISOR REPRESENTATIVE 11/2016 25-50%
BERVIG, PHILIP, HUNTER Individual – OWNER & INVESTMENT ADVISER REPRESENTATIVE 03/2020 25-50%
ALLEN, BRANDA, RHAE Individual – OWNER & CHIEF COMPLIANCE OFFICER 03/2020 10-25%

No. Employees, Historic

40200201920202021202220232024202515 on 4/4/201915 on 4/15/201915 on 9/6/201915 on 10/23/201916 on 11/7/201916 on 12/2/201915 on 12/6/201915 on 12/12/201915 on 1/2/202015 on 2/12/202014 on 3/9/202014 on 3/13/202014 on 3/24/202023 on 3/31/202023 on 3/31/202023 on 4/16/202023 on 4/22/202023 on 5/15/202023 on 5/19/202023 on 5/20/202023 on 6/17/202023 on 6/23/202023 on 8/7/202023 on 8/13/202024 on 8/17/202024 on 9/17/202024 on 10/19/202024 on 11/17/202024 on 12/1/202024 on 1/26/202124 on 2/1/202124 on 2/19/202124 on 3/22/202124 on 6/15/202124 on 7/1/202126 on 7/8/202127 on 9/3/202126 on 11/30/202126 on 11/30/202126 on 2/8/202226 on 2/23/202227 on 3/28/202227 on 5/4/202229 on 7/7/202229 on 7/18/202229 on 7/19/202229 on 8/18/202229 on 9/20/202230 on 11/7/202227 on 11/29/202227 on 1/30/202327 on 2/3/202328 on 2/23/202332 on 3/22/202332 on 3/27/202332 on 5/16/202332 on 6/28/202332 on 7/18/202330 on 11/15/202330 on 1/3/202430 on 1/5/202431 on 1/31/202433 on 3/14/2024

RAUM, Historic

700M350M02019202020212022202320242025192452549 on 4/4/2019192452549 on 4/15/2019192452549 on 9/6/2019192452549 on 10/23/2019192452549 on 11/7/2019192452549 on 12/2/2019192452549 on 12/6/2019192452549 on 12/12/2019192452549 on 1/2/2020192452549 on 2/12/2020192452549 on 3/9/2020192452549 on 3/13/2020248128537 on 3/24/2020248128537 on 3/31/2020248128537 on 3/31/2020248128537 on 4/16/2020248128537 on 4/22/2020248128537 on 5/15/2020248128537 on 5/19/2020248128537 on 5/20/2020248128537 on 6/17/2020248128537 on 6/23/2020248128537 on 8/7/2020248128537 on 8/13/2020248128537 on 8/17/2020248128537 on 9/17/2020248128537 on 10/19/2020248128537 on 11/17/2020248128537 on 12/1/2020248128537 on 1/26/2021248128537 on 2/1/2021316610682 on 2/19/2021316610682 on 3/22/2021316610682 on 6/15/2021316610682 on 7/1/2021316610682 on 7/8/2021316610682 on 9/3/2021316610682 on 11/30/2021316610682 on 11/30/2021316610682 on 2/8/2022416721715 on 2/23/2022416721715 on 3/28/2022416721715 on 5/4/2022416721715 on 7/7/2022416721715 on 7/18/2022416721715 on 7/19/2022416721715 on 8/18/2022416721715 on 9/20/2022416721715 on 11/7/2022416721715 on 11/29/2022416721715 on 1/30/2023416721715 on 2/3/2023416721715 on 2/23/2023470477836 on 3/22/2023470477836 on 3/27/2023470477836 on 5/16/2023470477836 on 6/28/2023470477836 on 7/18/2023470477836 on 11/15/2023470477836 on 1/3/2024470477836 on 1/5/2024470477836 on 1/31/2024641790572 on 3/14/2024

No. Clients, Historic

3,0001,50002019202020212022202320242025965 on 4/4/2019965 on 4/15/2019965 on 9/6/2019965 on 10/23/2019965 on 11/7/2019965 on 12/2/2019965 on 12/6/2019965 on 12/12/2019965 on 1/2/2020965 on 2/12/2020965 on 3/9/2020965 on 3/13/20202150 on 3/24/20202150 on 3/31/20202150 on 3/31/20202150 on 4/16/20202150 on 4/22/20202150 on 5/15/20202150 on 5/19/20202150 on 5/20/20202150 on 6/17/20202150 on 6/23/20202150 on 8/7/20202150 on 8/13/20202150 on 8/17/20202150 on 9/17/20202150 on 10/19/20202150 on 11/17/20202150 on 12/1/20202150 on 1/26/20212150 on 2/1/20211205 on 2/19/20211205 on 3/22/20211205 on 6/15/20211205 on 7/1/20211205 on 7/8/20211205 on 9/3/20211205 on 11/30/20211205 on 11/30/20211205 on 2/8/20221164 on 2/23/20221164 on 3/28/20221164 on 5/4/20221164 on 7/7/20221164 on 7/18/20221164 on 7/19/20221164 on 8/18/20221164 on 9/20/20221164 on 11/7/20221164 on 11/29/20221164 on 1/30/20231164 on 2/3/20231164 on 2/23/20231398 on 3/22/20231398 on 3/27/20231398 on 5/16/20231398 on 6/28/20231398 on 7/18/20231398 on 11/15/20231398 on 1/3/20241398 on 1/5/20241398 on 1/31/20241714 on 3/14/2024

Holdings

From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON COM INC COM 252K 1K –
APPLE INC COM 2M 10K –
AT&T INC COM 214K 11K –
AUTOZONE INC COM 237K 80 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 453K 1K –
CHEVRON CORP NEW COM 583K 4K –
CLOROX CO DEL COM 274K 2K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 2M 40K –
DIMENSIONAL ETF TRUST CORE FIXED INCOM 2M 42K –
DIMENSIONAL ETF TRUST INFLATION PROTE 965K 24K –
DIMENSIONAL ETF TRUST US HIGH PROFITAB 11M 345K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 9M 362K –
DIMENSIONAL ETF TRUST US CORE EQT MKT 31M 838K –
DIMENSIONAL ETF TRUST US EQUITY ETF 25M 416K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 15M 514K –
DIMENSIONAL ETF TRUST SHORT DURATION F 1M 29K –
EA SERIES TRUST STRIVE TOTAL RET 14M 710K –
EA SERIES TRUST STRIVE ENHANCED 12M 584K –
EA SERIES TRUST STRIVE 500 ETF 315K 9K –
ELI LILLY & CO COM 240K 265 –
EXXON MOBIL CORP COM 682K 6K –
FIDELITY COMWLTH TR NASDAQ COMPSIT 19M 271K –
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 6M 132K –
FIRST TR EXCHANGE-TRADED FD LIMITED DURATION 4M 215K –
FIRST TR EXCHANGE-TRADED FD MNGD FUTRS STRGY 8M 158K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 216K 5K –
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 13M 311K –
FIRST TR NASDAQ 100 TECH IND SHS 16M 83K –
HONEYWELL INTL INC COM 463K 2K –
INTEL CORP COM 407K 13K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 200K 1K –
INVESCO QQQ TR UNIT SER 1 25M 51K –
ISHARES GOLD TR ISHARES NEW 285K 6K –
ISHARES TR SHORT TREAS BD 496K 4K –
ISHARES TR NATIONAL MUN ETF 530K 5K –
ISHARES TR CORE S&P500 ETF 58M 106K –
ISHARES TR ISHARES BIOTECH 204K 1K –
ISHARES TR S&P 500 GRWT ETF 240K 3K –
ISHARES TR FLTG RATE NT ETF 15M 300K –
ISHARES TR CORE US AGGBD ET 15M 152K –
ISHARES TR SELECT DIVID ETF 601K 5K –
ISHARES TR RUSSELL 2000 ETF 229K 1K –
ISHARES TR 1 3 YR TREAS BD 1M 15K –
ISHARES TR CORE S&P SCP ETF 213K 2K –
ISHARES TR 7-10 YR TRSY BD 2M 21K –
JPMORGAN CHASE & CO. COM 429K 2K –
LOWES COS INC COM 407K 2K –
MASTERCARD INCORPORATED CL A 239K 541 –
MEDTRONIC PLC SHS 230K 3K –
META PLATFORMS INC CL A 224K 445 –
MICROSOFT CORP COM 424K 949 –
NVIDIA CORPORATION COM 1M 8K –
OGE ENERGY CORP COM 371K 10K –
ONEOK INC NEW COM 326K 4K –
PEAKSTONE REALTY TRUST COMMON SHARES 1M 104K –
PROCTER AND GAMBLE CO COM 282K 2K –
RUMBLE INC COM CL A 158K 28K –
SELECT SECTOR SPDR TR TECHNOLOGY 10M 45K –
SELECT SECTOR SPDR TR SBI CONS DISCR 7M 37K –
SELECT SECTOR SPDR TR ENERGY 398K 4K –
SMARTSHEET INC COM CL A 1M 24K –
SPDR DOW JONES INDL AVERAGE UT SER 1 24M 62K –
SPDR GOLD TR GOLD SHS 264K 1K –
SPDR SER TR BLOOMBERG 1-3 MO 976K 11K –
SPDR SER TR PORTFOLIO S&P500 912K 14K –
SPDR SER TR NUVEEN BLOOMBERG 204K 8K –
SPROTT PHYSICAL GOLD TR UNIT 10M 574K –
VANECK ETF TRUST SEMICONDUCTR ETF 8M 31K –
VANECK ETF TRUST CLO ETF 670K 13K –
VANECK ETF TRUST DIGI TRANSFRM 198K 17K –
VANGUARD INDEX FDS REAL ESTATE ETF 7M 83K –
VANGUARD INDEX FDS LARGE CAP ETF 248K 992 –
VANGUARD INDEX FDS VALUE ETF 268K 2K –
VANGUARD INDEX FDS S&P 500 ETF SHS 2M 4K –
VANGUARD WORLD FD CONSUM DIS ETF 325K 1K –