FINAPORT ASSET MANAGEMENT
FINAPORT ASSET MANAGEMENT AG Legal Name
Adviser information for FINAPORT ASSET MANAGEMENT last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 44 | $90.8M |
| Non-Discretionary | 19 | $56.2M |
| Total | 63 | $146.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 21 | $10.0M |
| HNW Individuals | 42 | $136.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 36 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-108844 |
|---|---|
| SEC ERA File Number | 801-108844 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286220 |
| Legal Entity Identifier | 506700STI99TT53UA552 |
Principal Office
FRAUM�NSTERSTRASSE 9ZURICH
Switzerland
Monday - Friday, 8:00 TO 5:00 (ZURICH TIME)
Tel: 0041 44 217 7050, Fax: None
Chief Compliance Officer
MATTHIAS SCHAAD METTLER
CCO
MORGARTENSTRASSE 6
ZURICH
Switzerland
Tel:
0041 44 541 0600
M*********************@*************H
(Full email address available in API data)
Regulatory Contact
PATRICK PHILIPPE MARTY
CEO
FRAUM�NSTERSTRASSE 9
ZURICH
Switzerland
Tel:
0041 44 217 7050
Fax:
0041 44 217 7058
P************@**********S
(Full email address available in API data)
Industry Affiliates
| FINAPORT LTD. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FINAPORT HOLDING AG, Z�RICH | Foreign Entity | – | OWNER | 12/2016 | > 75% |
| SCHUEMPERLI, HELLMUT, WILLY | Individual | FINAPORT HOLDING AG, Z�RICH | OWNER | 01/2009 | 50-75% |
| BORISSOV, ALEXEI | Individual | FINAPORT HOLDING AG, Z�RICH | OWNER | 01/2009 | 50-75% |
| MARTY, PATRICK, PHILIPPE | Individual | – | CEO | 10/2022 | < 5% |
| Schaad Mettler, Matthias | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |