FUKOKU LIFE INTERNATIONAL (AMERICA) INC.
Adviser information for FUKOKU LIFE INTERNATIONAL (AMERICA) INC. last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 2 | $307.1M |
| Total | 2 | $307.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $307.1M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | SUB-ADVISER TO UNIT TRUST |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-108845 |
|---|---|
| SEC ERA File Number | 801-108845 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284662 |
| Legal Entity Identifier | None |
Principal Office
7 TIMES SQUARE, 35TH FLOORTIMES SQUARE TOWER
NEW YORK
NY
United States
Monday - Friday, 9-5
Tel: 212-221-7760, Fax: 212-221-7794
Chief Compliance Officer
AKIKO SUZUKI
7 TIMES SQUARE, 35TH FLOOR
TIMES SQUARE TOWER
NEW YORK
NY
United States
Tel:
212-221-7760
S*****@**************M
(Full email address available in API data)
Regulatory Contact
AKINORI HASHIMOTO
PRESIDENT
7 TIMES SQUARE, 35TH FLOOR
TIMES SQUARE TOWER
NEW YORK
NY
United States
Tel:
212-221-7760
H********@**************M
(Full email address available in API data)
Industry Affiliates
| FUKOKU MUTUAL LIFE INSURANCE COMPANY | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TAKANO, TETSUJI | Individual | – | SENIOR VICE PRESIDENT | 06/2022 | < 5% |
| FUKOKU MUTUAL LIFE INSURANCE COMPANY | Foreign Entity | – | PARENT COMPANY | 11/1923 | > 75% |
| Suzuki, Akiko | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2016 | < 5% |
| XU, MARC, E | Individual | – | CHIEF INVESTMENT OFFICER | 01/2020 | < 5% |
| Hashimoto, Akinori, NMN | Individual | – | PRESIDENT | 05/2023 | < 5% |
| NAKA, TAKANOBU, NMN | Individual | – | CHIEF OPERATING OFFICER | 05/2023 | < 5% |