KPC TERRAPIN GROUP LLC
Adviser information for KPC TERRAPIN GROUP LLC last updated from Form ADV on April 18th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 17 | $7.4M |
| Non-Discretionary | 7 | $28.0M |
| Total | 24 | $35.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 4 | $463,649 |
| HNW Individuals | 19 | $34.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $65,106 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-108868 |
|---|---|
| SEC ERA File Number | 801-108868 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285526 |
| Legal Entity Identifier | None |
Principal Office
1185 AVENUE OF THE AMERICAS3RD FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 6:00 PM
Tel: (212) 710-4111, Fax: None
Chief Compliance Officer
DEAN M. RUBINO
PRESIDENT
1185 AVENUE OF THE AMERICAS
3RD FLOOR
NEW YORK
NY
United States
Tel:
2127104111
D******@*******************M
(Full email address available in API data)
Industry Affiliates
| KELLY PARK INVESTMENT LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RUBINO, DEAN, MICHAEL | Individual | – | MANAGER, CCO | 10/2016 | 50-75% |
| HAVEN VENTURES, LLC | Domestic Entity | – | MEMBER | 10/2016 | 10-25% |
| 75 PROSPECT PARTNERS LLC | Domestic Entity | – | MEMBER | 10/2016 | 10-25% |
| I&F AMERICA INC. | Foreign Entity | – | MEMBER | 11/2016 | 10-25% |
| WESTLEY, SEAN, EDWARD | Individual | HAVEN VENTURES, LLC | MANAGING MEMBER | 10/2016 | > 75% |