BEYOND FINANCIAL SERVICES
Adviser information for BEYOND FINANCIAL SERVICES last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 316 | $151.6M |
| Total | 316 | $151.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 73 | $39.4M |
| HNW Individuals | 46 | $110.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 120 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-108878 |
|---|---|
| SEC ERA File Number | 801-108878 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286350 |
| Legal Entity Identifier | None |
Principal Office
39560 STEVENSON PLACESUITE 111
FREMONT
CA
United States
Monday - Friday, 9AM - 5PM
Tel: 5107929395, Fax: 5108943974
Websites
Chief Compliance Officer
KA KI KENNETH LEUNG
39560 STEVENSON PLACE SUITE 111
FREMONT
CA
United States
Tel:
5107929395
Fax:
5108943974
K******@**************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEUNG, KA KI, KENNETH | Individual | – | CCO | 10/2016 | > 75% |