UNIVERSAL VALUE ADVISORS
ANCORA WEST ADVISORS, LLC Legal Name
Adviser information for UNIVERSAL VALUE ADVISORS last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Nevada, United States |
Employees
Total Number of Employees | 3 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 1 | $45.1M |
Non-Discretionary | 0 | $0 |
Total | 1 | $45.1M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 1 | $45.1M |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companies |
---|---|
Compensation | % of AUM |
Identifiers
SEC RIA File Number | 801-108879 |
---|---|
SEC ERA File Number | 801-108879 |
SEC CIK Numbers | None |
SEC CRD Numbers | 285644 |
Legal Entity Identifier | None |
Principal Office
1 EAST LIBERTY STREET, SUITE 406RENO
NV
United States
Monday - Friday, 9:00 AM - 4:00 PM
Tel: 775-284-7778, Fax: 775-284-7779
Websites
Chief Compliance Officer
JOSHUA BARONE
MANAGING MEMBER
1 E. LIBERTY STREET
SUITE 406
RENO
NV
United States
Tel:
775-284-7778
Fax:
775-284-7779
J*****@*************M
(Full email address available in API data)
Regulatory Contact
ROBERT BARONE
MEMBER
1 E. LIBERTY STREET
SUITE 406
RENO
NV
United States
Tel:
775-284-7778
Fax:
775-284-7779
B**@*************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
BARONE, JOSHUA, ANTHONY | Individual | – | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | 10/2005 | 25-50% |
BARONE LIQUIDITY INVESTMENTS, LLC | Domestic Entity | – | MEMBER | 10/2005 | 50-75% |
BARONE, ROBERT, NICHOLAS | Individual | BARONE LIQUIDITY INVESTMENTS, LLC | MANAGING MEMBER | 06/1999 |